0001741129-21-000008.txt : 20211112 0001741129-21-000008.hdr.sgml : 20211112 20211112135105 ACCESSION NUMBER: 0001741129-21-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Greenhaven Road Investment Management, L.P. CENTRAL INDEX KEY: 0001741129 IRS NUMBER: 364837161 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20059 FILM NUMBER: 211402398 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2035698920 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190 CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001741129 XXXXXXXX 09-30-2021 09-30-2021 Greenhaven Road Investment Management, L.P.

8 SOUND SHORE DRIVE C/O ROYCE & ASSOCIATES, SUITE 190 GREENWICH CT 06830

13F HOLDINGS REPORT 028-20059 N Mark Rubin 203-569-9820 /s/ Mark Rubin Greenwich CT 11-12-2021 0 50 506155 false INFORMATION TABLE 2 greenhaven13F.xml ALDEL FINANCIAL INC *W EXP 99/99/999 01407X112 2170 1074413 SH SOLE NONE 1074413 0 0 APOLLO STRATEGIC GROWTH CAPT *W EXP 10/29/202 G0411R114 1194 1464967 SH SOLE NONE 1464967 0 0 APOLLO STRATEGIC GRWT CPTL I *W EXP 02/12/202 G0412A128 873 938438 SH SOLE NONE 938438 0 0 AUDIOEYE INC COM NEW 050734201 7523 682020 SH SOLE NONE 682020 0 0 AVANTI ACQUISITION CORP *W EXP 99/99/999 G0682V125 461 704590 SH SOLE NONE 704590 0 0 BARNES & NOBLE ED INC COM 06777U101 18392 1841083 SH SOLE NONE 1841083 0 0 BLUE WHALE ACQUISITION CORP UNIT 07/30/2026 G1330M111 10010 1000000 SH SOLE NONE 1000000 0 0 BYTE ACQUISITION CORP *W EXP 03/18/202 GIR25Q113 250 404031 SH SOLE NONE 404031 0 0 CAZOO GROUP LTD *W EXP 08/26/202 G2007L113 1093 733306 SH SOLE NONE 733306 0 0 CC NEUBERGER PRIN HLDGS II *W EXP 07/29/202 G3166T111 413 409358 SH SOLE NONE 409358 0 0 CC NEUBERGER PRINCIPAL HOLDN *W EXP 99/99/999 G1192N126 299 279057 SH SOLE NONE 279057 0 0 CELLEBRITE DI LTD *W EXP 08/30/202 M2197Q115 5510 2562707 SH SOLE NONE 2562707 0 0 CYNERGISTEK INC COM 23258P105 59 32636 SH OTR NONE 0 32636 0 DATA I O CORP COM 237690102 125 19140 SH OTR NONE 0 19140 0 DIGITAL TURBINE INC COM NEW 25400W102 96250 1400000 SH SOLE NONE 1400000 0 0 ELASTIC N V ORD SHS N14506104 59596 400000 SH SOLE NONE 400000 0 0 GCM GROSVENOR INC *W EXP 11/17/202 36831E116 1772 890437 SH SOLE NONE 890437 0 0 GLASS HOUSES ACQUISITION COR *W EXP 03/25/202 37714P111 10 14693 SH SOLE NONE 14693 0 0 GORES TECHNOLOGY PARTNERS IN *W EXP 03/16/202 382870111 85 76154 SH SOLE NONE 76154 0 0 HUDSON EXECUTIVE INVES III *W EXP 02/22/202 44376L115 567 691841 SH SOLE NONE 691841 0 0 IAC INTERACTIVECORP NEW COM NEW 44891N208 16286 125000 SH SOLE NONE 125000 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 735 638891 SH SOLE NONE 638891 0 0 KALEYRA INC *W EXP 12/12/202 483379111 3473 1267463 SH SOLE NONE 1267463 0 0 KKR & CO INC COM 48251W104 51748 850000 SH SOLE NONE 850000 0 0 KKR ACQUISITION HOLDING I CO * W EXP 99/99/999 48253T117 1649 1718319 SH SOLE NONE 1718319 0 0 LAZARD GROWTH ACQUISITION CO *W EXP 02/10/202 G54035111 376 458051 SH SOLE NONE 458051 0 0 LIGHTNING EMOTORS INC COM 53228T101 704 82315 SH SOLE NONE 82315 0 0 LIGHTNING EMOTORS INC *W EXP 08/18/202 53228T119 99 61736 SH SOLE NONE 61736 0 0 LIVEVOX HOLDING INC *W EXP 06/18/202 53838L118 1008 819743 SH SOLE NONE 819743 0 0 MARKETWISE INC COM CL A 57064P107 20650 2500000 SH SOLE NONE 2500000 0 0 MARKETWISE INC *W EXP 07/19/202 57064P115 12036 10651199 SH SOLE NONE 10651199 0 0 MONEYLION INC *W EXP 09/22/202 60938K114 136 140000 SH SOLE NONE 140000 0 0 NEW YORK TIMES CO CL A 650111107 24635 500000 SH SOLE NONE 500000 0 0 PAR TECHNOLOGY CORP COM 698884103 67046 1090000 SH SOLE NONE 1090000 0 0 PAR TECHNOLOGY CORP COM 698884103 71 1160 SH OTR NONE 0 1160 0 QUEST DIAGNOSTICS INC COM 74834L100 173 28339 SH OTR NONE 0 28339 0 RCI HOSPITALITY HLDGS INC COM 74934Q108 29677 433171 SH SOLE NONE 433171 0 0 ROKU INC COM CL A 77543R102 28202 90000 SH SOLE NONE 90000 0 0 S&W SEED CO COM 785135104 28 10820 SH OTR NONE 0 10820 0 SEA LTD SPONSORD ADS 81141R100 31873 100000 SH SOLE NONE 100000 0 0 SEA LTD SPONSORD ADS 81141R100 218 683 SH OTR NONE 0 683 0 SIFY TECHNOLOGIES LTD SPONSORED ADS 82655M107 58 17267 SH OTR NONE 0 17267 0 SKYDECK ACQUISITION CORP *W EXP 05/13/2026 G82220107 52 76821 SH SOLE NONE 76821 0 0 TALKSPACE INC *W EXP 06/21/202 87427V111 992 1287845 SH SOLE NONE 1287845 0 0 TCW SPECIAL PURPOSE ACQU COR *W EXP 99/99/999 87301L114 34 54800 SH SOLE NONE 54800 0 0 VIMEO INC COMMON STOCK 92719V100 5960 202936 SH SOLE NONE 202936 0 0 VY GLOBAL GROWTH *W EXP 01/30/203 G9444H118 380 281935 SH SOLE NONE 281935 0 0 WARBURG PINCUS CAPTAL CORP I *W EXP 99/99/999 G9461D115 71 63266 SH SOLE NONE 63266 0 0 WARBURG PINCUS CAPTAL CORP I *W EXP 99/99/999 G9460M124 212 227899 SH SOLE NONE 227899 0 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 921 593899 SH SOLE NONE 593899 0 0