0001741129-21-000003.txt : 20210216 0001741129-21-000003.hdr.sgml : 20210216 20210216135053 ACCESSION NUMBER: 0001741129-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Greenhaven Road Investment Management, L.P. CENTRAL INDEX KEY: 0001741129 IRS NUMBER: 364837161 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20059 FILM NUMBER: 21635854 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190 CITY: GREENWICH STATE: CT ZIP: 06930 BUSINESS PHONE: 9178802051 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190 CITY: GREENWICH STATE: CT ZIP: 06930 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001741129 XXXXXXXX 12-31-2020 12-31-2020 Greenhaven Road Investment Management, L.P.
8 SOUND SHORE DRIVE C/O ROYCE & ASSOCIATES, SUITE 190 GREENWICH CT 06930
13F HOLDINGS REPORT 028-20059 N
Mark Rubin Chief of Finance and Operations 917-868-9652 /s/ Mark Rubin Greenwich CT 02-16-2021 0 30 714021 false
INFORMATION TABLE 2 greenhaven_4q202013fv3.xml ASCENDANT DIGITAL ACQUISITIO *W EXP 07/28/202 G05155117 1045 611177 SH SOLE NONE 611177 0 0 AUDIOEYE INC COM NEW 050734201 21924 848778 SH SOLE NONE 848778 0 0 BARNES & NOBLE ED INC COM 06777U101 11255 2420355 SH SOLE NONE 2420355 0 0 BLUELINX HLDGS INC COM NEW 09624H208 9071 310000 SH SOLE NONE 310000 0 0 CHICKEN SOUP FOR THE SOUL EN CL A 16842Q100 7763 388329 SH SOLE NONE 388329 0 0 COLLECTORS UNIVERSE INC COM NEW 19421R200 19388 257133 SH SOLE NONE 257133 0 0 CURIOSITYSTREAM INC *W EXP 10/14/202 23130Q115 6240 2328515 SH SOLE NONE 2328515 0 0 CYNERGISTEK INC COM 23258P105 45488 31371 SH OTR NONE 0 31371 0 DATA I O CORP COM 237690102 47100 11432 SH OTR NONE 0 11432 0 DIGITAL TURBINE INC COM NEW 25400W102 62205 1099800 SH SOLE NONE 1099800 0 0 DIGITAL TURBINE INC COM NEW 25400W102 31108 550000 SH Put SOLE NONE 550000 0 0 ELASTIC N V ORD SHS N14506104 40916 280000 SH SOLE NONE 280000 0 0 ELASTIC N V ORD SHS N14506104 21920 150000 SH Put SOLE NONE 150000 0 0 GIGCAPITAL2 INC RIGHT 02/28/2026 375036126 920 2228019 SH SOLE NONE 2228019 0 0 GIGCAPITAL2 INC *W EXP 02/28/202 375036118 1877 957807 SH SOLE NONE 957807 0 0 IAC INTERACTIVECORP NEW COM 44891N109 23669 125000 SH SOLE NONE 125000 0 0 INFRA AND ENERGY ALTRNTIVE I *W EXP 05/20/202 45686J112 6163 2147192 SH SOLE NONE 2147192 0 0 KALEYRA INC *W EXP 12/12/202 483379111 30368 750000 SH SOLE NONE 750000 0 0 KKR & CO INC COM 48251W104 30368 750000 SH SOLE NONE 750000 0 0 KKR & CO INC COM 48251W104 29558 730000 SH Put SOLE NONE 730000 0 0 NEW YORK TIMES CO CL A 650111107 10354 200000 SH SOLE NONE 200000 0 0 PAR TECHNOLOGY CORP COM 698884103 59023 940000 SH SOLE NONE 940000 0 0 PAR TECHNOLOGY CORP COM 698884103 88 1408 SH OTR NONE 0 1408 0 QUEST RESOURCE HLDG CORP COM NEW 74836W203 85609 37060 SH OTR NONE 0 37060 0 RCI HOSPITALITY HLDGS INC COM 74934Q108 22896 580531 SH SOLE NONE 580531 0 0 ROKU INC COM CL A 77543R102 29882 90000 SH SOLE NONE 90000 0 0 SHARPSPRING INC COM 820054104 22210 1364300 SH SOLE NONE 1364300 0 0 SIFY TECHNOLOGIES LTD SPONSORED ADS 82655M107 33698 26534 SH OTR NONE 0 26534 0 TRITERRAS INC *W EXP 02/02/202 G9103H110 1362 613342 SH SOLE NONE 613342 0 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 553 400701 SH SOLE NONE 400701 0 0