The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP FIGI (to the nearest dollar) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABBOTT LABS COM 002824100   239 2,845 SH   SOLE   2,845 0 0
ABBVIE INC COM 00287Y109   160 2,205 SH   SOLE   2,205 0 0
ABERDEEN EMRG MRKTS EQT INM COM 00301W105   0 6 SH   SOLE   6 0 0
ABERDEEN JAPAN EQUITY FD INC COM 00306J109   70 10,000 SH   SOLE   10,000 0 0
ADVANSIX INC COM 00773T101   0 13 SH   SOLE   13 0 0
AFLAC INC COM 001055102   7 130 SH   SOLE   130 0 0
AG MTG INVT TR INC COM 001228105   377 23,735 SH   SOLE   23,735 0 0
AGNICO EAGLE MINES LTD COM 008474108   51 1,000 SH   SOLE   1,000 0 0
ALCOA CORP COM 013872106   5 252 SH   SOLE   252 0 0
ALCON INC ORD SHS H01301128   16 254 SH   SOLE   254 0 0
ALLIANT ENERGY CORP COM 018802108   50 1,010 SH   SOLE   1,010 0 0
ALLSTATE CORP COM 020002101   13 130 SH   SOLE   130 0 0
ALPHABET INC CAP STK CL A 02079K305   1,134 1,048 SH   SOLE   1,048 0 0
ALPHABET INC CAP STK CL C 02079K107   2,249 2,081 SH   SOLE   2,081 0 0
ALTRIA GROUP INC COM 02209S103   377 7,957 SH   SOLE   7,957 0 0
AMAZON COM INC COM 023135106   2,530 1,337 SH   SOLE   1,337 0 0
AMERICAN AIRLS GROUP INC COM 02376R102   36 1,114 SH   SOLE   1,114 0 0
AMERICAN ELEC PWR CO INC COM 025537101   352 3,993 SH   SOLE   3,993 0 0
AMERICAN INTL GROUP INC COM NEW 026874784   187 3,511 SH   SOLE   3,511 0 0
AMERICAN STS WTR CO COM 029899101   94 1,250 SH   SOLE   1,250 0 0
AMERICAN TOWER CORP NEW COM 03027X100   18 89 SH   SOLE   89 0 0
AMERIPRISE FINL INC COM 03076C106   36 250 SH   SOLE   250 0 0
AMGEN INC COM 031162100   209 1,133 SH   SOLE   1,133 0 0
ANALOG DEVICES INC COM 032654105   192 1,700 SH   SOLE   1,700 0 0
APACHE CORP COM 037411105   16 562 SH   SOLE   562 0 0
APHRIA INC COM 03765K104   4 573 SH   SOLE   573 0 0
APPLE INC COM 037833100   4,458 22,506 SH   SOLE   22,506 0 0
APPLIED MATLS INC COM 038222105   5 102 SH   SOLE   102 0 0
APTOSE BIOSCIENCES INC COM NEW 03835T200   3 1,000 SH   SOLE   1,000 0 0
ARCONIC INC COM 03965L100   6 236 SH   SOLE   236 0 0
AT&T INC COM 00206R102   1,897 56,599 SH   SOLE   56,599 0 0
AURINIA PHARMACEUTICALS INC COM 05156V102   6 850 SH   SOLE   850 0 0
AURORA CANNABIS INC COM 05156X108   12 1,558 SH   SOLE   1,558 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103   224 1,355 SH   SOLE   1,355 0 0
BANK AMER CORP COM 060505104   3,842 132,386 SH   SOLE   132,386 0 0
BANK NEW YORK MELLON CORP COM 064058100   44 1,000 SH   SOLE   1,000 0 0
BARCLAYS BK PLC IPATH B SHRT TRM 06746P621   104 4,000 SH   SOLE   4,000 0 0
BARRICK GOLD CORPORATION COM 067901108   59 3,721 SH   SOLE   3,721 0 0
BB&T CORP COM 054937107   48 968 SH   SOLE   968 0 0
BECTON DICKINSON & CO COM 075887109   5 20 SH   SOLE   20 0 0
BELLEROPHON THERAPEUTICS INC COM 078771102   1 1,400 SH   SOLE   1,400 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702   133 625 SH   SOLE   625 0 0
BIOGEN INC COM 09062X103   9 40 SH   SOLE   40 0 0
BLACKROCK INC COM 09247X101   23 50 SH   SOLE   50 0 0
BLACKROCK MUNIHLDS INVSTM QL COM 09254P108   13 1,000 SH   SOLE   1,000 0 0
BOEING CO COM 097023105   723 1,985 SH   SOLE   1,985 0 0
BP PLC SPONSORED ADR 055622104   19 466 SH   SOLE   466 0 0
BRIGHTHOUSE FINL INC COM 10922N103   3 78 SH   SOLE   78 0 0
BRISTOL MYERS SQUIBB CO COM 110122108   340 7,434 SH   SOLE   7,434 0 0
CALIFORNIA RES CORP COM NEW 13057Q206   0 1 SH   SOLE   1 0 0
CANADIAN NAT RES LTD COM 136385101   11 400 SH   SOLE   400 0 0
CANOPY GROWTH CORP COM 138035100   134 3,333 SH   SOLE   3,333 0 0
CAPITAL ONE FINL CORP COM 14040H105   12 136 SH   SOLE   136 0 0
CARNIVAL CORP UNIT 99/99/9999 143658300   9 200 SH   SOLE   200 0 0
CATALYST PHARMACEUTICALS INC COM 14888U101   1,869 486,064 SH   SOLE   486,064 0 0
CATERPILLAR INC DEL COM 149123101   1,043 7,655 SH   SOLE   7,655 0 0
CDK GLOBAL INC COM 12508E101   13 266 SH   SOLE   266 0 0
CELGENE CORP COM 151020104   428 4,625 SH   SOLE   4,625 0 0
CENOVUS ENERGY INC COM 15135U109   12 1,400 SH   SOLE   1,400 0 0
CENTERPOINT ENERGY INC COM 15189T107   60 2,090 SH   SOLE   2,090 0 0
CHEMOURS CO COM 163851108   37 1,561 SH   SOLE   1,561 0 0
CHERRY HILL MTG INVT CORP COM 164651101   1,390 86,925 SH   SOLE   86,925 0 0
CHEVRON CORP NEW COM 166764100   2,755 22,149 SH   SOLE   22,149 0 0
CHIMERA INVT CORP COM NEW 16934Q208   714 37,805 SH   SOLE   37,805 0 0
CHINA FD INC COM 169373107   40 2,000 SH   SOLE   2,000 0 0
CHIPOTLE MEXICAN GRILL INC COM 169656105   1,521 2,070 SH   SOLE   2,070 0 0
CHUBB LIMITED COM H1467J104   41 275 SH   SOLE   275 0 0
CIGNA CORP NEW COM 125523100   14 92 SH   SOLE   92 0 0
CISCO SYS INC COM 17275R102   410 7,530 SH   SOLE   7,530 0 0
CITIGROUP INC COM NEW 172967424   518 7,372 SH   SOLE   7,372 0 0
CLOROX CO DEL COM 189054109   312 2,049 SH   SOLE   2,049 0 0
CME GROUP INC COM 12572Q105   39 200 SH   SOLE   200 0 0
COCA COLA CO COM 191216100   2,928 57,517 SH   SOLE   57,517 0 0
COHEN & STEERS QUALITY RLTY COM 19247L106   70 5,090 SH   SOLE   5,090 0 0
COLGATE PALMOLIVE CO COM 194162103   265 3,700 SH   SOLE   3,700 0 0
COMCAST CORP NEW CL A 20030N101   47 1,110 SH   SOLE   1,110 0 0
CONOCOPHILLIPS COM 20825C104   7 118 SH   SOLE   118 0 0
CONSOLIDATED EDISON INC COM 209115104   82 938 SH   SOLE   938 0 0
CORENERGY INFRASTRUCTURE TR COM NEW 21870U502   305 7,650 SH   SOLE   7,650 0 0
CORNING INC COM 219350105   46 1,385 SH   SOLE   1,385 0 0
CORTEVA INC COM 22052L104   130 4,376 SH   SOLE   4,376 0 0
COSTCO WHSL CORP NEW COM 22160K105   20 77 SH   SOLE   77 0 0
CRONOS GROUP INC COM 22717L101   72 4,500 SH   SOLE   4,500 0 0
CSX CORP COM 126408103   913 11,800 SH   SOLE   11,800 0 0
CULLEN FROST BANKERS INC COM 229899109   112 1,200 SH   SOLE   1,200 0 0
CVR PARTNERS LP COM 126633106   41 9,916 SH   SOLE   9,916 0 0
CVS HEALTH CORP COM 126650100   41 754 SH   SOLE   754 0 0
DARDEN RESTAURANTS INC COM 237194105   50 410 SH   SOLE   410 0 0
DEERE & CO COM 244199105   564 3,400 SH   SOLE   3,400 0 0
DELL TECHNOLOGIES INC CL C 24703L202   15 301 SH   SOLE   301 0 0
DELTA AIR LINES INC DEL COM NEW 247361702   203 3,571 SH   SOLE   3,571 0 0
DENBURY RES INC COM NEW 247916208   0 300 SH   SOLE   300 0 0
DEVON ENERGY CORP NEW COM 25179M103   121 4,250 SH   SOLE   4,250 0 0
DIAMEDICA THERAPEUTICS INC COM NEW 25253X207   1 125 SH   SOLE   125 0 0
DIGITAL RLTY TR INC COM 253868103   29 246 SH   SOLE   246 0 0
DISCOVERY INC COM SER A 25470F104   18 580 SH   SOLE   580 0 0
DISCOVERY INC COM SER C 25470F302   50 1,740 SH   SOLE   1,740 0 0
DISNEY WALT CO COM DISNEY 254687106   1,541 11,046 SH   SOLE   11,046 0 0
DOMINION ENERGY INC COM 25746U109   37 480 SH   SOLE   480 0 0
DOW INC COM 260557103   221 4,474 SH   SOLE   4,474 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204   857 9,681 SH   SOLE   9,681 0 0
DUPONT DE NEMOURS INC COM 26614N102   335 4,474 SH   SOLE   4,474 0 0
DYNAVAX TECHNOLOGIES CORP COM NEW 268158201   239 60,050 SH   SOLE   60,050 0 0
EASTMAN CHEMICAL CO COM 277432100   7 89 SH   SOLE   89 0 0
EATON CORP PLC SHS G29183103   53 640 SH   SOLE   640 0 0
ECOLAB INC COM 278865100   18 90 SH   SOLE   90 0 0
ELLINGTON RESIDENTIAL MTG RE COM SHS BEN INT 288578107   1,309 121,770 SH   SOLE   121,770 0 0
EMERSON ELEC CO COM 291011104   210 3,123 SH   SOLE   3,123 0 0
ENBRIDGE INC COM 29250N105   55 1,507 SH   SOLE   1,507 0 0
ENERGY TRANSFER LP COM UT LTD PTN 29273V100   9 624 SH   SOLE   624 0 0
ENSCO ROWAN PLC SHS CLASS A G3166L100   0 25 SH   SOLE   25 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107   58 2,000 SH   SOLE   2,000 0 0
EOG RES INC COM 26875P101   8 90 SH   SOLE   90 0 0
ETF MANAGERS TR ETFMG ALTR HRVST 26924G508   331 10,450 SH   SOLE   10,450 0 0
EVERGY INC COM 30034W106   6 100 SH   SOLE   100 0 0
EXELON CORP COM 30161N101   86 1,800 SH   SOLE   1,800 0 0
EXXON MOBIL CORP COM 30231G102   1,173 15,276 SH   SOLE   15,276 0 0
FACEBOOK INC CL A 30303M102   96 501 SH   SOLE   501 0 0
FASTENAL CO COM 311900104   7 188 SH   SOLE   188 0 0
FEDEX CORP COM 31428X106   919 5,610 SH   SOLE   5,610 0 0
FLOWSERVE CORP COM 34354P105   6 120 SH   SOLE   120 0 0
FLY LEASING LTD SPONSORED ADR 34407D109   0 5 SH   SOLE   5 0 0
FORD MTR CO DEL COM 345370860   950 93,000 SH   SOLE   93,000 0 0
FORTUNE BRANDS HOME & SEC IN COM 34964C106   12 207 SH   SOLE   207 0 0
FOUR CORNERS PPTY TR INC COM 35086T109   7 259 SH   SOLE   259 0 0
FREEPORT-MCMORAN INC CL B 35671D857   506 43,700 SH   SOLE   43,700 0 0
GALLAGHER ARTHUR J & CO COM 363576109   95 1,085 SH   SOLE   1,085 0 0
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109   2 502 SH   SOLE   502 0 0
GARRETT MOTION INC COM 366505105   0 33 SH   SOLE   33 0 0
GCP APPLIED TECHNOLOGIES INC COM 36164Y101   27 1,214 SH   SOLE   1,214 0 0
GENERAL DYNAMICS CORP COM 369550108   62 340 SH   SOLE   340 0 0
GENERAL ELECTRIC CO COM 369604103   166 15,610 SH   SOLE   15,610 0 0
GENERAL MTRS CO COM 37045V100   770 19,873 SH   SOLE   19,873 0 0
GENUINE PARTS CO COM 372460105   17 160 SH   SOLE   160 0 0
GILEAD SCIENCES INC COM 375558103   869 12,889 SH   SOLE   12,889 0 0
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105   39 969 SH   SOLE   969 0 0
GOLDMAN SACHS GROUP INC COM 38141G104   307 1,504 SH   SOLE   1,504 0 0
GRACE W R & CO DEL NEW COM 38388F108   92 1,214 SH   SOLE   1,214 0 0
GRANITE PT MTG TR INC COM 38741L107   20 1,008 SH   SOLE   1,008 0 0
GW PHARMACEUTICALS PLC ADS 36197T103   198 1,150 SH   SOLE   1,150 0 0
HALLIBURTON CO COM 406216101   2 100 SH   SOLE   100 0 0
HARVEST CAP CR CORP COM 41753F109   2,062 195,332 SH   SOLE   195,332 0 0
HELMERICH & PAYNE INC COM 423452101   11 210 SH   SOLE   210 0 0
HEWLETT PACKARD ENTERPRISE C COM 42824C109   2 140 SH   SOLE   140 0 0
HOLLYFRONTIER CORP COM 436106108   10 202 SH   SOLE   202 0 0
HOME DEPOT INC COM 437076102   3,587 17,255 SH   SOLE   17,255 0 0
HONEYWELL INTL INC COM 438516106   93 534 SH   SOLE   534 0 0
HP INC COM 40434L105   229 11,065 SH   SOLE   11,065 0 0
HUNTINGTON BANCSHARES INC COM 446150104   85 6,173 SH   SOLE   6,173 0 0
IAA INC COM 449253103   10 259 SH   SOLE   259 0 0
ILLINOIS TOOL WKS INC COM 452308109   272 1,797 SH   SOLE   1,797 0 0
ILLUMINA INC COM 452327109   18 50 SH   SOLE   50 0 0
INGERSOLL-RAND PLC SHS G47791101   14 110 SH   SOLE   110 0 0
INTEL CORP COM 458140100   754 15,776 SH   SOLE   15,776 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101   100 725 SH   SOLE   725 0 0
INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108   12 887 SH   SOLE   887 0 0
INTL PAPER CO COM 460146103   33 767 SH   SOLE   767 0 0
INVESCO DB COMMDY INDX TRCK UNIT 46138B103   0 6 SH   SOLE   6 0 0
INVESCO DB MLTI SECTR CMMTY AGRICULTURE FD 46140H106   0 6 SH   SOLE   6 0 0
INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362   7 166 SH   SOLE   166 0 0
INVESCO LTD SHS G491BT108   21 1,037 SH   SOLE   1,037 0 0
INVESCO QQQ TR UNIT SER 1 46090E103   147 785 SH   SOLE   785 0 0
IRON MTN INC NEW COM 46284V101   1,158 36,875 SH   SOLE   36,875 0 0
ISHARES INC MSCI EURZONE ETF 464286608   8 200 SH   SOLE   200 0 0
ISHARES TR COHEN STEER REIT 464287564   49 437 SH   SOLE   437 0 0
ISHARES TR CORE S&P500 ETF 464287200   22 76 SH   SOLE   76 0 0
ISHARES TR EAFE SML CP ETF 464288273   5 79 SH   SOLE   79 0 0
ISHARES TR IBOXX HI YD ETF 464288513   110 1,264 SH   SOLE   1,264 0 0
ISHARES TR IBOXX INV CP ETF 464287242   129 1,044 SH   SOLE   1,044 0 0
ISHARES TR INTRM TR CRP ETF 464288638   91 1,596 SH   SOLE   1,596 0 0
ISHARES TR MBS ETF 464288588   86 800 SH   SOLE   800 0 0
ISHARES TR MSCI EAFE ETF 464287465   26 400 SH   SOLE   400 0 0
ISHARES TR MSCI EMG MKT ETF 464287234   69 1,615 SH   SOLE   1,615 0 0
ISHARES TR NASDAQ BIOTECH 464287556   17 156 SH   SOLE   156 0 0
ISHARES TR PFD AND INCM SEC 464288687   3 80 SH   SOLE   80 0 0
ISHARES TR RUSSELL 2000 ETF 464287655   305 1,965 SH   SOLE   1,965 0 0
ISHARES TR U.S. FINLS ETF 464287788   515 4,100 SH   SOLE   4,100 0 0
ISHARES TR U.S. REAL ES ETF 464287739   32 363 SH   SOLE   363 0 0
JOHNSON & JOHNSON COM 478160104   2,879 20,683 SH   SOLE   20,683 0 0
JPMORGAN CHASE & CO COM 46625H100   2,487 22,242 SH   SOLE   22,242 0 0
KANSAS CITY SOUTHERN COM NEW 485170302   85 700 SH   SOLE   700 0 0
KAR AUCTION SVCS INC COM 48238T109   7 259 SH   SOLE   259 0 0
KIMBERLY CLARK CORP COM 494368103   138 1,031 SH   SOLE   1,031 0 0
KINDER MORGAN INC DEL COM 49456B101   536 25,706 SH   SOLE   25,706 0 0
KLA-TENCOR CORP COM 482480100   7 61 SH   SOLE   61 0 0
KRAFT HEINZ CO COM 500754106   48 1,562 SH   SOLE   1,562 0 0
KROGER CO COM 501044101   117 5,400 SH   SOLE   5,400 0 0
L BRANDS INC COM 501797104   15 575 SH   SOLE   575 0 0
LAM RESEARCH CORP COM 512807108   32 168 SH   SOLE   168 0 0
LEAR CORP COM NEW 521865204   14 104 SH   SOLE   104 0 0
LEGGETT & PLATT INC COM 524660107   15 400 SH   SOLE   400 0 0
LIBERTY GLOBAL PLC SHS CL A G5480U104   17 622 SH   SOLE   622 0 0
LIBERTY GLOBAL PLC SHS CL C G5480U120   17 622 SH   SOLE   622 0 0
LIBERTY LATIN AMERICA LTD COM CL A G9001E102   2 108 SH   SOLE   108 0 0
LIBERTY LATIN AMERICA LTD COM CL C G9001E128   2 108 SH   SOLE   108 0 0
LILLY ELI & CO COM 532457108   136 1,227 SH   SOLE   1,227 0 0
LINDE PLC SHS G5494J103   98 490 SH   SOLE   490 0 0
LOCKHEED MARTIN CORP COM 539830109   1,690 4,656 SH   SOLE   4,656 0 0
LYFT INC CL A COM 55087P104   247 3,750 SH   SOLE   3,750 0 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100   18 210 SH   SOLE   210 0 0
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106   231 3,600 SH   SOLE   3,600 0 0
MARATHON OIL CORP COM 565849106   11 786 SH   SOLE   786 0 0
MARATHON PETE CORP COM 56585A102   44 786 SH   SOLE   786 0 0
MARKEL CORP COM 570535104   5 5 SH   SOLE   5 0 0
MASTEC INC COM 576323109   842 16,325 SH   SOLE   16,325 0 0
MASTERCARD INC CL A 57636Q104   2,129 8,044 SH   SOLE   8,044 0 0
MAXIM INTEGRATED PRODS INC COM 57772K101   37 623 SH   SOLE   623 0 0
MCDONALDS CORP COM 580135101   4,014 19,348 SH   SOLE   19,348 0 0
MCKESSON CORP COM 58155Q103   11 80 SH   SOLE   80 0 0
MEDTRONIC PLC SHS G5960L103   12 124 SH   SOLE   124 0 0
MERCK & CO INC COM 58933Y105   2,156 25,750 SH   SOLE   25,750 0 0
METLIFE INC COM 59156R108   68 1,365 SH   SOLE   1,365 0 0
MICROSOFT CORP COM 594918104   1,622 12,107 SH   SOLE   12,107 0 0
MONDELEZ INTL INC CL A 609207105   1,051 19,479 SH   SOLE   19,479 0 0
MORGAN STANLEY COM NEW 617446448   4 100 SH   SOLE   100 0 0
MR COOPER GROUP INC COM 62482R107   0 7 SH   SOLE   7 0 0
NATIONAL GRID PLC SPONSORED ADR NE 636274409   35 651 SH   SOLE   651 0 0
NATIONAL OILWELL VARCO INC COM 637071101   4 160 SH   SOLE   160 0 0
NATIONAL RETAIL PPTYS INC COM 637417106   1,435 27,050 SH   SOLE   27,050 0 0
NETFLIX INC COM 64110L106   4,786 13,035 SH   SOLE   13,035 0 0
NEWMONT GOLDCORP CORPORATION COM 651639106   237 6,156 SH   SOLE   6,156 0 0
NEXTERA ENERGY INC COM 65339F101   150 739 SH   SOLE   739 0 0
NIKE INC CL B 654106103   638 7,610 SH   SOLE   7,610 0 0
NORFOLK SOUTHERN CORP COM 655844108   563 2,825 SH   SOLE   2,825 0 0
NORTHERN TR CORP COM 665859104   169 1,880 SH   SOLE   1,880 0 0
NORTHROP GRUMMAN CORP COM 666807102   21 64 SH   SOLE   64 0 0
NOVARTIS A G SPONSORED ADR 66987V109   117 1,277 SH   SOLE   1,277 0 0
NRG ENERGY INC COM NEW 629377508   2 55 SH   SOLE   55 0 0
NUSTAR ENERGY LP UNIT COM 67058H102   3 100 SH   SOLE   100 0 0
NUTRIEN LTD COM 67077M108   3 60 SH   SOLE   60 0 0
NVIDIA CORP COM 67066G104   1,377 8,405 SH   SOLE   8,405 0 0
OBSEVA SA COM H5861P103   11 1,000 SH   SOLE   1,000 0 0
OCCIDENTAL PETE CORP COM 674599105   37 752 SH   SOLE   752 0 0
OLIN CORP COM PAR $1 680665205   2 82 SH   SOLE   82 0 0
OMNICOM GROUP INC COM 681919106   17 210 SH   SOLE   210 0 0
ONEOK INC NEW COM 682680103   11 161 SH   SOLE   161 0 0
ORACLE CORP COM 68389X105   34 600 SH   SOLE   600 0 0
OXFORD INDS INC COM 691497309   671 8,847 SH   SOLE   8,847 0 0
PARKER HANNIFIN CORP COM 701094104   27 160 SH   SOLE   160 0 0
PAYPAL HLDGS INC COM 70450Y103   554 4,825 SH   SOLE   4,825 0 0
PEPSICO INC COM 713448108   250 1,899 SH   SOLE   1,899 0 0
PFIZER INC COM 717081103   2,716 62,715 SH   SOLE   62,715 0 0
PHILIP MORRIS INTL INC COM 718172109   338 4,316 SH   SOLE   4,316 0 0
PHILLIPS 66 COM 718546104   470 5,042 SH   SOLE   5,042 0 0
PIMCO ETF TR ACTIVE BD ETF 72201R775   0 1 SH   SOLE   1 0 0
PINNACLE WEST CAP CORP COM 723484101   20 210 SH   SOLE   210 0 0
PNC FINL SVCS GROUP INC COM 693475105   64 462 SH   SOLE   462 0 0
PROCTER AND GAMBLE CO COM 742718109   3,012 27,493 SH   SOLE   27,493 0 0
PROSHARES TR PSHS ULDOW30 NEW 74347B276   53 2,000 SH   SOLE   2,000 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107   346 2,745 SH   SOLE   2,745 0 0
PROSHARES TR PSHS ULTSH 20YRS 74347B201   234 8,062 SH   SOLE   8,062 0 0
PROSPECT CAPITAL CORPORATION COM 74348T102   7 1,000 SH   SOLE   1,000 0 0
PRUDENTIAL FINL INC COM 744320102   167 1,646 SH   SOLE   1,646 0 0
PUBLIC STORAGE COM 74460D109   41 173 SH   SOLE   173 0 0
PUBLIC SVC ENTERPRISE GRP IN COM 744573106   74 1,256 SH   SOLE   1,256 0 0
QUALCOMM INC COM 747525103   43 573 SH   SOLE   573 0 0
RANGE RES CORP COM 75281A109   2 350 SH   SOLE   350 0 0
RAYONIER INC COM 754907103   76 2,500 SH   SOLE   2,500 0 0
RAYTHEON CO COM NEW 755111507   651 3,755 SH   SOLE   3,755 0 0
REGIONS FINL CORP NEW COM 7591EP100   30 2,000 SH   SOLE   2,000 0 0
REPUBLIC SVCS INC COM 760759100   848 9,804 SH   SOLE   9,804 0 0
RESIDEO TECHNOLOGIES INC COM 76118Y104   2 87 SH   SOLE   87 0 0
RIO TINTO PLC SPONSORED ADR 767204100   94 1,500 SH   SOLE   1,500 0 0
ROKU INC COM CL A 77543R102   236 2,600 SH   SOLE   2,600 0 0
ROYAL BK CDA MONTREAL QUE COM 780087102   46 575 SH   SOLE   575 0 0
ROYAL DUTCH SHELL PLC SPON ADR B 780259107   70 1,068 SH   SOLE   1,068 0 0
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206   74 1,140 SH   SOLE   1,140 0 0
ROYAL GOLD INC COM 780287108   102 1,000 SH   SOLE   1,000 0 0
S&P GLOBAL INC COM 78409V104   23 100 SH   SOLE   100 0 0
SCHLUMBERGER LTD COM 806857108   325 8,180 SH   SOLE   8,180 0 0
SEADRILL LTD COM G7998G106   0 5 SH   SOLE   5 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506   62 961 SH   SOLE   961 0 0
SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860   27 703 SH   SOLE   703 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209   24 259 SH   SOLE   259 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605   126 4,550 SH   SOLE   4,550 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886   29 474 SH   SOLE   474 0 0
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803   50 640 SH   SOLE   640 0 0
SERVICE CORP INTL COM 817565104   61 1,312 SH   SOLE   1,312 0 0
SLACK TECHNOLOGIES INC COM CL A 83088V102   38 1,000 SH   SOLE   1,000 0 0
SMUCKER J M CO COM NEW 832696405   0 2 SH   SOLE   2 0 0
SOUTHERN CO COM 842587107   308 5,556 SH   SOLE   5,556 0 0
SOUTHERN COPPER CORP COM 84265V105   133 3,414 SH   SOLE   3,414 0 0
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109   304 1,140 SH   SOLE   1,140 0 0
SPDR GOLD TRUST GOLD SHS 78463V107   889 6,670 SH   SOLE   6,670 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103   363 1,240 SH   SOLE   1,240 0 0
SPDR SERIES TRUST FTSE INT GVT ETF 78464A490   0 3 SH   SOLE   3 0 0
SPOTIFY TECHNOLOGY S A SHS L8681T102   276 1,875 SH   SOLE   1,875 0 0
SPROTT PHYSICAL GOLD TRUST UNIT 85207H104   11 1,000 SH   SOLE   1,000 0 0
SQUARE INC CL A 852234103   938 12,890 SH   SOLE   12,890 0 0
STARWOOD PPTY TR INC COM 85571B105   500 21,985 SH   SOLE   21,985 0 0
STELLUS CAP INVT CORP COM 858568108   1,799 130,098 SH   SOLE   130,098 0 0
SUNCOR ENERGY INC NEW COM 867224107   87 2,800 SH   SOLE   2,800 0 0
SUNTRUST BKS INC COM 867914103   88 1,400 SH   SOLE   1,400 0 0
TAKE-TWO INTERACTIVE SOFTWAR COM 874054109   143 1,250 SH   SOLE   1,250 0 0
TARGET CORP COM 87612E106   167 1,924 SH   SOLE   1,924 0 0
TENARIS S A SPONSORED ADS 88031M109   5 203 SH   SOLE   203 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209   2 200 SH   SOLE   200 0 0
TEXAS INSTRS INC COM 882508104   57 495 SH   SOLE   495 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102   356 1,213 SH   SOLE   1,213 0 0
TOTAL S A SPONSORED ADS 89151E109   78 1,400 SH   SOLE   1,400 0 0
TREVENA INC COM 89532E109   0 100 SH   SOLE   100 0 0
TWILIO INC CL A 90138F102   424 3,100 SH   SOLE   3,100 0 0
TWITTER INC COM 90184L102   494 14,200 SH   SOLE   14,200 0 0
TWO HBRS INVT CORP COM NEW 90187B408   67 5,350 SH   SOLE   5,350 0 0
TYSON FOODS INC CL A 902494103   40 504 SH   SOLE   504 0 0
UNDER ARMOUR INC CL A 904311107   105 4,100 SH   SOLE   4,100 0 0
UNDER ARMOUR INC CL C 904311206   47 2,109 SH   SOLE   2,109 0 0
UNION PACIFIC CORP COM 907818108   235 1,392 SH   SOLE   1,392 0 0
UNITED CONTL HLDGS INC COM 910047109   176 2,000 SH   SOLE   2,000 0 0
UNITED PARCEL SERVICE INC CL B 911312106   116 1,127 SH   SOLE   1,127 0 0
UNITED STATES STL CORP NEW COM 912909108   38 2,500 SH   SOLE   2,500 0 0
UNITED TECHNOLOGIES CORP COM 913017109   786 6,035 SH   SOLE   6,035 0 0
UNITEDHEALTH GROUP INC COM 91324P102   266 1,090 SH   SOLE   1,090 0 0
US BANCORP DEL COM NEW 902973304   39 720 SH   SOLE   720 0 0
USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109   14 800 SH   SOLE   800 0 0
VALERO ENERGY CORP NEW COM 91913Y100   214 2,500 SH   SOLE   2,500 0 0
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106   33 1,300 SH   SOLE   1,300 0 0
VANGUARD BD INDEX FD INC INTERMED TERM 921937819   18 210 SH   SOLE   210 0 0
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827   0 1 SH   SOLE   1 0 0
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835   21 250 SH   SOLE   250 0 0
VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407   54 949 SH   SOLE   949 0 0
VANGUARD INDEX FDS GROWTH ETF 922908736   0 1 SH   SOLE   1 0 0
VANGUARD INDEX FDS REAL ESTATE ETF 922908553   43 492 SH   SOLE   492 0 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363   11 40 SH   SOLE   40 0 0
VANGUARD INDEX FDS SMALL CP ETF 922908751   15 93 SH   SOLE   93 0 0
VANGUARD INDEX FDS VALUE ETF 922908744   53 476 SH   SOLE   476 0 0
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858   21 500 SH   SOLE   500 0 0
VECTOR GROUP LTD COM 92240M108   11 1,102 SH   SOLE   1,102 0 0
VERIZON COMMUNICATIONS INC COM 92343V104   2,823 49,457 SH   SOLE   49,457 0 0
VIACOM INC NEW CL B 92553P201   21 703 SH   SOLE   703 0 0
VISA INC COM CL A 92826C839   2,828 16,302 SH   SOLE   16,302 0 0
WABTEC CORP COM 929740108   24 408 SH   SOLE   408 0 0
WALGREENS BOOTS ALLIANCE INC COM 931427108   217 3,980 SH   SOLE   3,980 0 0
WALMART INC COM 931142103   1,552 14,030 SH   SOLE   14,030 0 0
WASTE MGMT INC DEL COM 94106L109   139 1,209 SH   SOLE   1,209 0 0
WELLS FARGO CO NEW COM 949746101   85 1,800 SH   SOLE   1,800 0 0
WHEATON PRECIOUS METALS CORP COM 962879102   24 1,000 SH   SOLE   1,000 0 0
WHITEHORSE FIN INC COM 96524V106   1,352 98,381 SH   SOLE   98,381 0 0
WHITING PETE CORP NEW COM NEW 966387409   0 2 SH   SOLE   2 0 0
WILLIAMS COS INC DEL COM 969457100   17 620 SH   SOLE   620 0 0
WILLIS TOWERS WATSON PUB LTD SHS G96629103   31 164 SH   SOLE   164 0 0
WYNDHAM HOTELS & RESORTS INC COM 98311A105   5 84 SH   SOLE   84 0 0
XPO LOGISTICS INC COM 983793100   410 7,050 SH   SOLE   7,050 0 0
YAMANA GOLD INC COM 98462Y100   5 2,000 SH   SOLE   2,000 0 0
YUM BRANDS INC COM 988498101   255 2,300 SH   SOLE   2,300 0 0
YUM CHINA HLDGS INC COM 98850P109   106 2,300 SH   SOLE   2,300 0 0
ZOETIS INC CL A 98978V103   147 1,300 SH   SOLE   1,300 0 0
ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101   401 4,525 SH   SOLE   4,525 0 0