Chief Compliance Officer

0001740491-21-000006.txt : 20210830 0001740491-21-000006.hdr.sgml : 20210830 20210830141239 ACCESSION NUMBER: 0001740491-21-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20210830 DATE AS OF CHANGE: 20210830 EFFECTIVENESS DATE: 20210830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Retirement Group, LLC CENTRAL INDEX KEY: 0001740491 IRS NUMBER: 205401152 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21060 FILM NUMBER: 211222648 BUSINESS ADDRESS: STREET 1: 5414 OBERLIN DR #220 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8009005867 MAIL ADDRESS: STREET 1: 5414 OBERLIN DR #220 CITY: SAN DIEGO STATE: CA ZIP: 92121 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001740491 XXXXXXXX 12-31-2019 12-31-2019 Retirement Group, LLC

5414 OBERLIN DR #220 SAN DIEGO CA 92121

13F HOLDINGS REPORT 028-21060 N Ronald Harpootlian Chief Compliance Officer 8009005867 Ronald Harpootlian San Diego CA 08-30-2021 0 668 153771 false INFORMATION TABLE 2 TRG_13F_XML_1Q2020.xml 3M CO COM 88579Y101 23 133 SH SOLE 0 0 133 A G N C INVESTMENT CORP COM 00123Q104 0 5 SH SOLE 0 0 5 A T & T INC COM 00206R102 2258 57766 SH SOLE 0 0 57766 ABBOTT LABORATORIES COM 002824100 2 20 SH SOLE 0 0 20 ABBVIE INC COM 00287Y109 1 10 SH SOLE 0 0 10 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 931 63700 SH SOLE 0 0 63700 ABERDEEN STD SILVER ETF TR PHYSCL SILVR SHS 003264108 1063 61386 SH SOLE 0 0 61386 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 6 28 SH SOLE 0 0 28 ACHIEVE LIFE SCIENCE INC COM NEW 004468203 1 1300 SH SOLE 0 0 1300 ACTINIUM PHARMACEUTICALS INC COM 00507W206 1 2370 SH SOLE 0 0 2370 ACUSHNET HOLDINGS CORP COM 005098108 16 500 SH SOLE 0 0 500 ADOBE SYSTEMS INCORPORATED COM 00724F101 267 810 SH SOLE 0 0 810 ADVANCE AUTO PARTS INC COM 00751Y106 6 40 SH SOLE 0 0 40 ADVANCED MICRO DEVIC COM 007903107 278 6065 SH SOLE 0 0 6065 AERCAP HOLDINGS NV SHS N00985106 1 22 SH SOLE 0 0 22 AFLAC INC COM 001055102 2 40 SH SOLE 0 0 40 AGILENT TECHNOLOGIES COM 00846U101 1 17 SH SOLE 0 0 17 AIR PROD & CHEMICALS INC COM 009158106 5 23 SH SOLE 0 0 23 ALCON INC ORD SHS H01301128 0 2 SH SOLE 0 0 2 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 71 335 SH SOLE 0 0 335 ALPHABET INC CAP STK CL C 02079K107 241 180 SH SOLE 0 0 180 ALPHABET INC CAP STK CL A 02079K305 153 114 SH SOLE 0 0 114 ALPS ETF TR ALERIAN MLP 00162Q452 117 13720 SH SOLE 0 0 13720 ALTRIA GROUP INC COM 02209S103 145 2910 SH SOLE 0 0 2910 AMAZON COM INC COM 023135106 4597 2488 SH SOLE 0 0 2488 AMBARELLA INC SHS G037AX101 3 50 SH SOLE 0 0 50 AMBEV S A F SPONSORED ADR 02319V103 1 158 SH SOLE 0 0 158 AMEREN CORP COM 023608102 50 647 SH SOLE 0 0 647 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 4 240 SH SOLE 0 0 240 AMERICAN FIN TR INC COM CLASS A 02607T109 687 51780 SH SOLE 0 0 51780 AMERICAN TOWER CORP NEW COM 03027X100 5 22 SH SOLE 0 0 22 AMGEN INC COM 031162100 1 4 SH SOLE 0 0 4 AMPLIFY ETF TR HIGH INCOME 032108847 210 11779 SH SOLE 0 0 11779 ANALOG DEVICES INC COM 032654105 150 1265 SH SOLE 0 0 1265 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 30 362 SH SOLE 0 0 362 APPLE INC COM 037833100 1818 6191 SH SOLE 0 0 6191 APPLIED INDL TECHNOLOGIES IN COM 03820C105 1 13 SH SOLE 0 0 13 APPLIED MATLS INC COM 038222105 57 936 SH SOLE 0 0 936 APTIV PLC SHS G6095L109 15 163 SH SOLE 0 0 163 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 0 25 SH SOLE 0 0 25 ARES CAPITAL CORP COM 04010L103 0 11 SH SOLE 0 0 11 AURORA CANNABIS INC COM 05156X884 0 100 SH SOLE 0 0 100 AUTOMATIC DATA PROCESSING IN COM 053015103 17 98 SH SOLE 0 0 98 AVANGRID INC COM 05351W103 2 34 SH SOLE 0 0 34 AVERY DENNISON CORP COM 053611109 2 13 SH SOLE 0 0 13 BAIDU INC SPON ADR REP A 056752108 1 7 SH SOLE 0 0 7 BANCO SANTANDER S.A. 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COM 27828X100 1551 94571 SH SOLE 0 0 94571 EKSO BIONICS HLDGS INC COM NEW 278642103 4 118 SH SOLE 0 0 118 ELECTRONIC ARTS INC COM 282644202 0 1023 SH SOLE 0 0 1023 EMCOR GROUP INC COM 285512109 1 13 SH SOLE 0 0 13 ENERGY TRANSFER LP COM UT LTD PTN 29084Q100 1 11 SH SOLE 0 0 11 ENTERPRISE PRODS PARTNERS L COM 29273V100 10 805 SH SOLE 0 0 805 EQUINIX INC COM 293792107 14 500 SH SOLE 0 0 500 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 2 137 SH SOLE 0 0 137 ETF MANAGERS TR AI POWERED EQT 29444U700 63 108 SH SOLE 0 0 108 ETFIS SER TR I VIRTUS LIFESC CT 26924G813 6 217 SH SOLE 0 0 217 EVERGY INC COM 26923G301 10 250 SH SOLE 0 0 250 EXANTAS CAP CORP COM NEW 30034W106 2 34 SH SOLE 0 0 34 EXELON CORP COM 30068N105 0 3 SH SOLE 0 0 3 EXXON MOBIL CORP COM 30161N101 27 594 SH SOLE 0 0 594 FACEBOOK INC CL A 30231G102 3700 53022 SH SOLE 0 0 53022 FACTSET RESH SYS INC COM 303075105 2 6 SH SOLE 0 0 6 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 16 121 SH SOLE 0 0 121 FEDEX CORP COM 30303M102 357 1737 SH SOLE 0 0 1737 FIDELITY COVINGTON TR MSCI CONSM DIS 316092204 5 100 SH SOLE 0 0 100 FIDELITY COVINGTON TR MSCI INFO TECH I 316092808 100 1385 SH SOLE 0 0 1385 FIRST INDL RLTY TR INC COM 31428X106 1 5 SH SOLE 0 0 5 FIRST SOLAR INC COM 336433107 6 104 SH SOLE 0 0 104 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 32054K103 47 1132 SH SOLE 0 0 1132 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739N108 56 1000 SH SOLE 0 0 1000 FIRST TR EXCH TRD ALPHDX FD JAPAN ALPHADEX 33739E108 2079 103597 SH SOLE 0 0 103597 FIRST TR EXCHANGE-TRADED ALP SML CAP VAL ALPH 33737J158 1 15 SH SOLE 0 0 15 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33737M409 1 25 SH SOLE 0 0 25 FIRST TR HIGH INCOME L/S FD COM 33738D309 382 7978 SH SOLE 0 0 7978 FIRST TR LRG CP VL ALPHADEX COM SHS 33738E109 6 374 SH SOLE 0 0 374 FISERV INC COM 33735J101 6 103 SH SOLE 0 0 103 FORD MTR CO DEL COM 337738108 30 260 SH SOLE 0 0 260 FRANKLIN TEMPLETON ETF TR LIBERTY SR LN 35473P595 5 197 SH SOLE 0 0 197 FRANKLIN TEMPLETON ETF TR LIBERTYQ GBL 35473P306 3 97 SH SOLE 0 0 97 FRANKLIN TEMPLETON ETF TR LIBERTYQ US EQT 35473P801 11 300 SH SOLE 0 0 300 FRONTIER COMMUNICATIONS CORP CALL 345370860 24 2542 SH SOLE 0 0 2542 FS KKR CAPITAL CORP COM 302635107 231 37602 SH SOLE 0 0 37602 GARRETT MOTION INC COM 35906A906 0 130 SH SOLE 0 0 130 GENERAL DYNAMICS CORP COM 366505105 2 239 SH SOLE 0 0 239 GENERAL ELECTRIC CO COM 369550108 9 50 SH SOLE 0 0 50 GENERAL MTRS CO COM 369604103 198 17732 SH SOLE 0 0 17732 GENTEX CORP COM 37045V100 18 480 SH SOLE 0 0 480 GILEAD SCIENCES INC COM 371901109 35 1208 SH SOLE 0 0 1208 GLAXOSMITHKLINE PLC SPONSORED ADR 375558103 2 36 SH SOLE 0 0 36 GLOBAL X FDS GLOBAL X SILVER 37954Y848 7 200 SH SOLE 0 0 200 GLOBAL X FDS GB MSCI AR ETF 37733W105 31 650 SH SOLE 0 0 650 GLOBAL X FDS REIT ETF 37950E259 2 89 SH SOLE 0 0 89 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 1 34 SH SOLE 0 0 34 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 1 32 SH SOLE 0 0 32 GOLDMAN SACHS ETF TR ACCES TREASURY 37950E127 52 3353 SH SOLE 0 0 3353 GRAINGER W W INC COM 381430529 17 174 SH SOLE 0 0 174 HALLIBURTON CO COM 384802104 20 58 SH SOLE 0 0 58 HEALTHCARE TR AMER INC CL A NEW 406216101 49 2000 SH SOLE 0 0 2000 HEALTHPEAK PPTYS INC COM 42225P501 15 500 SH SOLE 0 0 500 HENRY JACK & ASSOC INC COM 42250P103 2 49 SH SOLE 0 0 49 HEWLETT PACKARD ENTERPRISE C COM 426281101 3 18 SH SOLE 0 0 18 HIGHLAND FDS I HI LD IBOXX SRLN 42824C109 2 144 SH SOLE 0 0 144 HIGHLAND GLOBAL ALLOCATION F COM 430101774 11 633 SH SOLE 0 0 633 HIGHLAND INCOME FUND HIGHLAND INCOME 43010T104 27 2938 SH SOLE 0 0 2938 HLTHCARE REALTY TR COM 43010E404 4 301 SH SOLE 0 0 301 HOME DEPOT INC COM 421946104 0 1 SH SOLE 0 0 1 HONEYWELL INTL INC COM 437076102 59 272 SH SOLE 0 0 272 HP INC COM 438516106 510 2883 SH SOLE 0 0 2883 HSBC HLDGS PLC SPON ADR NEW 40434L105 4 203 SH SOLE 0 0 203 HUMANA INC COM 404280406 1 25 SH SOLE 0 0 25 HUNT J B TRANS SVCS INC COM 445658107 16 133 SH SOLE 0 0 133 HUNTSMAN CORP COM 444859102 10 26 SH SOLE 0 0 26 ILLINOIS TOOL WKS INC COM 447011107 1 37 SH SOLE 0 0 37 INCYTE CORP COM 452308109 5 29 SH SOLE 0 0 29 INDUSTRIAL LOGISTICS PPTYS T COM SHS BEN INT 45337C102 0 5 SH SOLE 0 0 5 INMUNE BIO INC COM 456237106 1 55 SH SOLE 0 0 55 INSULET CORP COM 45782T105 4 700 SH SOLE 0 0 700 INTEL CORP COM 45784P101 255 1490 SH SOLE 0 0 1490 INTERNATIONAL BUSINESS MACHS COM 458140100 68 1139 SH SOLE 0 0 1139 INTUITIVE SURGICAL INC COM NEW 459200101 337 2512 SH SOLE 0 0 2512 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46120E602 477 807 SH SOLE 0 0 807 INVESCO ACTIVELY MANAGED ETF TOTAL RETURN 46090A887 78 1550 SH SOLE 0 0 1550 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A804 161 2978 SH SOLE 0 0 2978 INVESCO BLDRS INDEX FDS TR EMGRING MKTS50 46090A879 292 11715 SH SOLE 0 0 11715 INVESCO EXCH TRADED FD TR II SR LN ETF 46090C305 1 31 SH SOLE 0 0 31 INVESCO EXCH TRADED FD TR II KBW PREM YIELD 46138G508 79 3452 SH SOLE 0 0 3452 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E594 51 1635 SH SOLE 0 0 1635 INVESCO EXCH TRADED FD TR II GBL SRT TRM HY 46138E404 919 39429 SH SOLE 0 0 39429 INVESCO EXCH TRADED FD TR II PFD ETF 46138E669 785 34447 SH SOLE 0 0 34447 INVESCO EXCH TRADED FD TR II S&P SMLCP STAP 46138E511 1730 115273 SH SOLE 0 0 115273 INVESCO EXCH TRADED FD TR II S&P SMLCP INFO 46138E172 3 33 SH SOLE 0 0 33 INVESCO EXCH TRADED FD TR II S&P ULTRA DIVIDE 46138E115 4 46 SH SOLE 0 0 46 INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 46138G656 1175 29770 SH SOLE 0 0 29770 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E370 9 184 SH SOLE 0 0 184 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138E362 420 9540 SH SOLE 0 0 9540 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138G870 279 10792 SH SOLE 0 0 10792 INVESCO EXCH TRADED FD TR II S&P 500 EX RAT 46138E198 171 3170 SH SOLE 0 0 3170 INVESCO EXCH TRADED FD TR II S&P SMLCP LOW 46138E388 68 1650 SH SOLE 0 0 1650 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138G102 216 4240 SH SOLE 0 0 4240 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 15 329 SH SOLE 0 0 329 INVESCO EXCHANGE TRADED FD T ZACKS MID CAP 46138E354 70 1201 SH SOLE 0 0 1201 INVESCO EXCHANGE TRADED FD T DJ INDL AVG DV 46137Y401 203 2635 SH SOLE 0 0 2635 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V605 26 650 SH SOLE 0 0 650 INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 46137V563 26 1375 SH SOLE 0 0 1375 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V506 54 1750 SH SOLE 0 0 1750 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V621 21 1100 SH SOLE 0 0 1100 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V589 7 575 SH SOLE 0 0 575 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V266 6 50 SH SOLE 0 0 50 INVESCO EXCHANGE TRADED FD T S&P SML600 VAL 46137V357 20 176 SH SOLE 0 0 176 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V167 42 596 SH SOLE 0 0 596 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V233 10000 42849 SH SOLE 0 0 42849 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V837 13 100 SH SOLE 0 0 100 INVESCO EXCHNG TRAD SLF INDE INVT GRAD VALU 46137V332 12 55 SH SOLE 0 0 55 INVESCO EXCHNG TRADED FD TR CHINA TECHNLGY 46138E800 27 515 SH SOLE 0 0 515 INVESCO EXCHNG TRADED FD TR S&P HIGH INCOM 46139W601 74 2716 SH SOLE 0 0 2716 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E255 55 1938 SH SOLE 0 0 1938 INVESCO QQQ TR UNIT SER 1 46138E784 1 25 SH SOLE 0 0 25 IOVANCE BIOTHERAPEUTICS INC COM 46090E103 1877 8826 SH SOLE 0 0 8826 IROBOT CORP COM 462260100 112 4050 SH SOLE 0 0 4050 IRON MTN INC NEW COM 462726100 2 47 SH SOLE 0 0 47 ISHARES GOLD TRUST ISHARES 46284V101 128 4010 SH SOLE 0 0 4010 ISHARES INC MSCI JPN ETF NEW 46434G822 2 37 SH SOLE 0 0 37 ISHARES INC MSCI EMERG MRKT 464285105 5 346 SH SOLE 0 0 346 ISHARES INC JP MRGN EM HI BD 464286533 6 107 SH SOLE 0 0 107 ISHARES INC MSCI AUST ETF 464286285 33 695 SH SOLE 0 0 695 ISHARES INC MSCI CDA ETF 464286103 3 151 SH SOLE 0 0 151 ISHARES INC MSCI BRAZIL ETF 464286509 5 183 SH SOLE 0 0 183 ISHARES INC US INTL HGH YLD 464286400 5 108 SH SOLE 0 0 108 ISHARES INC CORE MSCI EMKT 464286178 127 2544 SH SOLE 0 0 2544 ISHARES INC MSCI THAILND ETF 46434G103 887 16496 SH SOLE 0 0 16496 ISHARES INC MSCI WORLD ETF 464286624 4 43 SH SOLE 0 0 43 ISHARES INC JP MORGAN EM ETF 464286392 7 75 SH SOLE 0 0 75 ISHARES SILVER TR ISHARES 464286517 5 104 SH SOLE 0 0 104 ISHARES TR FALN ANGLS USD 46435G474 1 48 SH SOLE 0 0 48 ISHARES TR CORE HIGH DV ETF 46429B663 120 1220 SH SOLE 0 0 1220 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 2 99 SH SOLE 0 0 99 ISHARES TR CORE S&P US VLU 464287663 250 3967 SH SOLE 0 0 3967 ISHARES TR MBS ETF 464288588 7 64 SH SOLE 0 0 64 ISHARES TR CORE US AGGBD ET 46428Q109 195 11703 SH SOLE 0 0 11703 ISHARES TR GRWT ALLOCAT ETF 464287226 60 538 SH SOLE 0 0 538 ISHARES TR YLD OPTIM BD 464289867 53 1100 SH SOLE 0 0 1100 ISHARES TR CORE DIV GRWTH 46434V787 5 213 SH SOLE 0 0 213 ISHARES TR MSCI KLD400 SOC 46434V621 482 11456 SH SOLE 0 0 11456 ISHARES TR SELECT DIVID ETF 464288570 80 665 SH SOLE 0 0 665 ISHARES TR MSCI EAFE ETF 464287168 365 3454 SH SOLE 0 0 3454 ISHARES TR MSCI EAFE MIN VL 464287465 2 27 SH SOLE 0 0 27 ISHARES TR JPMORGAN USD EMG 46429B689 416 5576 SH SOLE 0 0 5576 ISHARES TR NEW ZEALAND ETF 464288281 7 62 SH SOLE 0 0 62 ISHARES TR MSCI PHILIPS ETF 464289123 3 52 SH SOLE 0 0 52 ISHARES TR U.S. FIXED INCME 46429B408 1 38 SH SOLE 0 0 38 ISHARES TR FLTG RATE NT ETF 46435U796 80 785 SH SOLE 0 0 785 ISHARES TR IBOXX HI YD ETF 46429B655 28 547 SH SOLE 0 0 547 ISHARES TR CORE INTL AGGR 464288513 296 3361 SH SOLE 0 0 3361 ISHARES TR NASDAQ BIOTECH 46435G672 1073 19591 SH SOLE 0 0 19591 ISHARES TR IBONDS MAR23 ETF 464287556 1 9 SH SOLE 0 0 9 ISHARES TR IBONDS DEC21 ETF 46432FAZ0 17 645 SH SOLE 0 0 645 ISHARES TR IBONDS DEC22 ETF 46434VBK5 9 357 SH SOLE 0 0 357 ISHARES TR IBONDS DEC23 ETF 46434VBA7 14 538 SH SOLE 0 0 538 ISHARES TR IBONDS DEC24 ETF 46434VAX8 19 739 SH SOLE 0 0 739 ISHARES TR IBONDS DEC25 ETF 46434VBG4 14 547 SH SOLE 0 0 547 ISHARES TR IBONDS DEC2026 46434VBD1 58 2245 SH SOLE 0 0 2245 ISHARES TR IBONDS 27 ETF 46435GAA0 42 1650 SH SOLE 0 0 1650 ISHARES TR IBDS DEC28 ETF 46435UAA9 32 1224 SH SOLE 0 0 1224 ISHARES TR CONV BD ETF 46435U515 14 504 SH SOLE 0 0 504 ISHARES TR INTL SEL DIV ETF 46435G102 5 75 SH SOLE 0 0 75 ISHARES TR BARCLAYS 7 10 YR 464288448 168 5010 SH SOLE 0 0 5010 ISHARES TR CORE MSCI EAFE 464287440 29 265 SH SOLE 0 0 265 ISHARES TR 3 7 YR TREAS BD 46432F842 1854 28412 SH SOLE 0 0 28412 ISHARES TR 10+ YR INVST GRD 464288661 1 4 SH SOLE 0 0 4 ISHARES TR ISHS 1-5YR INVS 464289511 18 267 SH SOLE 0 0 267 ISHARES TR EXPANDED TECH 464288646 2184 40726 SH SOLE 0 0 40726 ISHARES TR U.S. PHARMA ETF 464287515 3 13 SH SOLE 0 0 13 ISHARES TR US HLTHCR PR ETF 464288836 1 4 SH SOLE 0 0 4 ISHARES TR U.S. MED DVC ETF 464288828 1 5 SH SOLE 0 0 5 ISHARES TR CORE S&P MCP ETF 464288810 7 28 SH SOLE 0 0 28 ISHARES TR CORE S&P SCP ETF 464287507 529 2572 SH SOLE 0 0 2572 ISHARES TR S&P SML 600 GWT 464287804 61 723 SH SOLE 0 0 723 ISHARES TR MSCI INTL MULTFT 464287887 56 291 SH SOLE 0 0 291 ISHARES TR CORE 1 5 YR USD 46434V274 16 610 SH SOLE 0 0 610 ISHARES TR US AER DEF ETF 46432F859 1367 27121 SH SOLE 0 0 27121 ISHARES TR CORE S&P TTL STK 464288760 14 64 SH SOLE 0 0 64 ISHARES TR MSCI INTL VLU FT 464287150 3784 52055 SH SOLE 0 0 52055 ISHARES TR CORE S&P500 ETF 46435G409 72 2951 SH SOLE 0 0 2951 ISHARES TR S&P 500 GRWT ETF 464287200 492 1521 SH SOLE 0 0 1521 ISHARES TR RUS 1000 VAL ETF 464287309 69 355 SH SOLE 0 0 355 ISHARES TR RUS 1000 GRW ETF 464287598 2 13 SH SOLE 0 0 13 ISHARES TR RUSSELL 2000 ETF 464287614 1 8 SH SOLE 0 0 8 ISHARES TR RUS 2000 VAL ETF 464287655 887 5354 SH SOLE 0 0 5354 ISHARES TR RUS 2000 GRW ETF 464287630 477 3709 SH SOLE 0 0 3709 ISHARES TR RUS MD CP GR ETF 464287648 9 41 SH SOLE 0 0 41 ISHARES TR RUS MDCP VAL ETF 464287481 117 764 SH SOLE 0 0 764 ISHARES TR GLOBAL TECH ETF 464287473 44 463 SH SOLE 0 0 463 ISHARES TR GBL COMM SVC ETF 464287291 150 711 SH SOLE 0 0 711 ISHARES TR U.S. FINLS ETF 464287275 21 336 SH SOLE 0 0 336 ISHARES TR MRNGSTR INC ETF 464287788 3 24 SH SOLE 0 0 24 ISHARES TR U.S. BAS MTL ETF 46432F875 38 1490 SH SOLE 0 0 1490 ISHARES TR TRANS AVG ETF 464287838 1 6 SH SOLE 0 0 6 ISHARES TR IBOXX INV CP ETF 464287192 3 15 SH SOLE 0 0 15 ISHARES TR MSCI USA MMENTM 464287242 530 4139 SH SOLE 0 0 4139 ISHARES TR NATIONAL MUN ETF 46432F396 1185 9435 SH SOLE 0 0 9435 ISHARES TR PFD AND INCM SEC 464288414 219 1923 SH SOLE 0 0 1923 ISHARES TR MSCI USA QLT FCT 464288687 401 10663 SH SOLE 0 0 10663 ISHARES TR GLOBAL REIT ETF 46432F339 91 904 SH SOLE 0 0 904 ISHARES TR MORTGE REL ETF 46434V647 20 716 SH SOLE 0 0 716 ISHARES TR EAFE SML CP ETF 46435G342 1 31 SH SOLE 0 0 31 ISHARES TR 1 3 YR TREAS BD 464288273 32 507 SH SOLE 0 0 507 ISHARES TR 0-5YR HI YL CP 464287457 467 5513 SH SOLE 0 0 5513 ISHARES TR MSCI USA SZE FT 46434V407 406 8750 SH SOLE 0 0 8750 ISHARES TR 0-5YR INVT GR CP 46432F370 59 601 SH SOLE 0 0 601 ISHARES TR PHLX SEMICND ETF 46434V100 209 4097 SH SOLE 0 0 4097 ISHARES TR TIPS BD ETF 464287523 8 33 SH SOLE 0 0 33 ISHARES TR 20 YR TR BD ETF 464287176 1 9 SH SOLE 0 0 9 ISHARES TR MSCI USA MIN VOL 464287432 79 580 SH SOLE 0 0 580 ISHARES TR MSCI USA VALUE 46429B697 1214 18499 SH SOLE 0 0 18499 ISHARES TR MSCI EMG MKT ETF 46432F388 120 1333 SH SOLE 0 0 1333 ISHARES TR EDGE INVT GRDE 464287234 94 2088 SH SOLE 0 0 2088 ISHARES TR GLB INFRASTR ETF 46435G219 73 1403 SH SOLE 0 0 1403 ISHARES TR MSCI INDIA ETF 464288372 1 19 SH SOLE 0 0 19 ISHARES TR U.S. FIN SVC ETF 46429B598 37 1051 SH SOLE 0 0 1051 ISHARES TR MSCI INDIA SM CP 464287770 11 70 SH SOLE 0 0 70 ISHARES TR S&P 500 VAL ETF 46429B614 3 75 SH SOLE 0 0 75 ISHARES TR U.S. TECH ETF 464287408 230 1764 SH SOLE 0 0 1764 ISHARES TR 10-20 YR TRS ETF 464287721 33 142 SH SOLE 0 0 142 ISHARES U S ETF TR INT RT HD LONG 464288653 6 41 SH SOLE 0 0 41 ISHARES U S ETF TR INT RT HDG C B 46431W812 110 4358 SH SOLE 0 0 4358 ISHARES U S ETF TR BLACKROCK ST MAT 46431W705 95 983 SH SOLE 0 0 983 JABIL INC COM 46431W507 65 1303 SH SOLE 0 0 1303 JANUS HENDERSON GROUP PLC ORD SHS 466313103 2 37 SH SOLE 0 0 37 JEFFERIES FINL GROUP INC COM G4474Y214 103 2200 SH SOLE 0 0 2200 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47233W109 582 27232 SH SOLE 0 0 27232 JOHNSON & JOHNSON COM 47804J206 1170 29877 SH SOLE 0 0 29877 JP MORGAN EXCHANGE TRADED FD BETABULDR DEVE 46641Q688 1 39 SH SOLE 0 0 39 JP MORGAN EXCHANGE TRADED FD BETABULDRS CDA 478160104 317 2172 SH SOLE 0 0 2172 JP MORGAN EXCHANGE TRADED FD BETBULD EUROPE 46641Q696 1 24 SH SOLE 0 0 24 JP MORGAN EXCHANGE TRADED FD BETBULD JAPAN 46641Q720 2 83 SH SOLE 0 0 83 JP MORGAN EXCHANGE TRADED FD DIV RTN INT EQ 46641Q712 2 76 SH SOLE 0 0 76 JPMORGAN CHASE & CO ALERIAN ML ETN 46641Q209 14 252 SH SOLE 0 0 252 JPMORGAN CHASE & CO COM 46625H365 1 33 SH SOLE 0 0 33 KANSAS CITY SOUTHERN COM NEW 46625H100 28 199 SH SOLE 0 0 199 KIMBERLY-CLARK CORP COM 485170302 1 7 SH SOLE 0 0 7 KINDER MORGAN INC DEL COM 494368103 28 202 SH SOLE 0 0 202 KOHLS CORP COM 49456B101 136 6434 SH SOLE 0 0 6434 KONTOOR BRANDS INC COM 500255104 9 180 SH SOLE 0 0 180 L3HARRIS TECHNOLOGIES INC COM 50050N103 2 37 SH SOLE 0 0 37 LAM RESEARCH CORP COM 502431109 2 11 SH SOLE 0 0 11 LAMAR ADVERTISING CO NEW CL A 512807108 38 129 SH SOLE 0 0 129 LEAR CORP COM NEW 512816109 7 84 SH SOLE 0 0 84 LEVI STRAUSS & CO NEW CL A COM STK 521865204 1 6 SH SOLE 0 0 6 LIBERTY GLOBAL PLC SHS CL C 52736R102 2 88 SH SOLE 0 0 88 LIBERTY LATIN AMERICA LTD COM CL C G5480U120 2 114 SH SOLE 0 0 114 LIBERTY PPTY TR SH BEN INT G9001E128 0 8 SH SOLE 0 0 8 LILLY ELI & CO COM 531172104 9 148 SH SOLE 0 0 148 LINCOLN NATL CORP IND COM 532457108 34 262 SH SOLE 0 0 262 LINDE PLC SHS 534187109 4 59 SH SOLE 0 0 59 LITTELFUSE INC COM 537008104 1 6 SH SOLE 0 0 6 LLOYDS BANKING GROUP PLC SPONSORED ADR G5494J103 2 8 SH SOLE 0 0 8 LOCKHEED MARTIN CORP COM 539439109 1 290 SH SOLE 0 0 290 LOWES COS INC COM 539830109 170 438 SH SOLE 0 0 438 MACYS INC COM 548661107 91 760 SH SOLE 0 0 760 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 55616P104 1 39 SH SOLE 0 0 39 MAGNA INTL INC COM 559222401 3 50 SH SOLE 0 0 50 MAIN STREET CAPITAL CORP COM 559080106 6 100 SH SOLE 0 0 100 MANTECH INTL CORP CL A 564563104 8 97 SH SOLE 0 0 97 MARATHON PETE CORP COM 56035L104 9 216 SH SOLE 0 0 216 MASTERCARD INCORPORATED CL A 56585A102 8 137 SH SOLE 0 0 137 MATCH GROUP INC COM 57636Q104 415 1390 SH SOLE 0 0 1390 MCCORMICK & CO INC COM NON VTG 57665R106 21 255 SH SOLE 0 0 255 MCDONALDS CORP COM 579780206 4 24 SH SOLE 0 0 24 MEDICAL PPTYS TRUST INC COM 580135101 169 853 SH SOLE 0 0 853 MEDLEY CAP CORP COM 58463J304 1 43 SH SOLE 0 0 43 MEDTRONIC PLC SHS 58503F502 202 92662 SH SOLE 0 0 92662 MERCK & CO. INC COM G5960L103 95 841 SH SOLE 0 0 841 MFS INTER INCOME TR SH BEN INT 58933Y105 162 1776 SH SOLE 0 0 1776 MICRO FOCUS INTL PLC SPON ADR NEW 55273C107 1 166 SH SOLE 0 0 166 MICRON TECHNOLOGY INC COM 594837403 0 15 SH SOLE 0 0 15 MICROSOFT CORP COM 595112103 139 2587 SH SOLE 0 0 2587 MONDELEZ INTL INC CL A 594918104 1349 8554 SH SOLE 0 0 8554 MONMOUTH REAL ESTATE INVT CO CL A 609207105 25 450 SH SOLE 0 0 450 MORGAN STANLEY COM NEW 609720107 6 435 SH SOLE 0 0 435 MVC CAPITAL INC COM 553829102 32 1255 SH SOLE 0 0 1255 NASDAQ INC COM 617446448 9 183 SH SOLE 0 0 183 NAVISTAR INTL CORP NEW COM 631103108 2 23 SH SOLE 0 0 23 NEOGENOMICS INC COM NEW 63934E108 5 182 SH SOLE 0 0 182 NETAPP INC COM 64049M209 7 250 SH SOLE 0 0 250 NETFLIX INC COM 64110D104 35 567 SH SOLE 0 0 567 NEXTERA ENERGY INC COM 64110L106 2 5 SH SOLE 0 0 5 NIKE INC CL B 65339F101 24 100 SH SOLE 0 0 100 NISOURCE INC COM 654106103 347 3423 SH SOLE 0 0 3423 NORFOLK SOUTHERN CORP COM 65473P105 2 60 SH SOLE 0 0 60 NORTHERN TR CORP COM 655844108 2 12 SH SOLE 0 0 12 NORTHROP GRUMMAN CORP COM 665859104 22 204 SH SOLE 0 0 204 NOW INC COM 666807102 217 632 SH SOLE 0 0 632 NUCOR CORP COM 67011P100 1 50 SH SOLE 0 0 50 NUSHARES ETF TR NUVEEN ESG MIDVL 670346105 6 101 SH SOLE 0 0 101 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P508 50 1638 SH SOLE 0 0 1638 NUVEEN ENHANCED MUN VALUE FD COM 67092P607 35 1113 SH SOLE 0 0 1113 NUVEEN MARYLAND QLT MUN INC COM 67074M101 2 148 SH SOLE 0 0 148 NVIDIA CORPORATION COM 67061Q107 0 0 SH SOLE 0 0 0 OCCIDENTAL PETE CORP COM 674599105 2 39 SH SOLE 0 0 39 OFFICE PPTYS INCOME TR COM SHS BEN INT 67066G104 1390 5908 SH SOLE 0 0 5908 OMEGA HEALTHCARE INVS INC COM 67623C109 1 30 SH SOLE 0 0 30 ON SEMICONDUCTOR CORP COM 681936100 10 226 SH SOLE 0 0 226 ONCOLYTICS BIOTECH INC COM NEW 682310875 5 1000 SH SOLE 0 0 1000 ONEOK INC NEW COM 682189105 30 1240 SH SOLE 0 0 1240 ORACLE CORP COM 682680103 3 43 SH SOLE 0 0 43 ORANGE SPONSORED ADR 68389X105 3 48 SH SOLE 0 0 48 OSI ETF TR OSHS GBL INTER 684060106 1 52 SH SOLE 0 0 52 PACER FDS TR BNCHMRK INDSTR 67110P704 40 1551 SH SOLE 0 0 1551 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 11 14531 SH SOLE 0 0 14531 PAYCHEX INC COM 69374H766 30 892 SH SOLE 0 0 892 PAYPAL HLDGS INC COM 704326107 2 23 SH SOLE 0 0 23 PEPSICO INC COM 70450Y103 34 317 SH SOLE 0 0 317 PERSPECTA INC COM 713448108 3 23 SH SOLE 0 0 23 PG&E CORP COM 715347100 0 6 SH SOLE 0 0 6 PHILIP MORRIS INTL INC COM 69331C108 63 5791 SH SOLE 0 0 5791 PHILLIPS 66 COM 718172109 46 543 SH SOLE 0 0 543 PIMCO ETF TR 0-5 HIGH YIELD 718546104 908 8147 SH SOLE 0 0 8147 PIONEER NAT RES CO COM 72201R783 10 104 SH SOLE 0 0 104 PJT PARTNERS INC COM CL A 723787107 23 150 SH SOLE 0 0 150 PPL CORP COM 69343T107 0 2 SH SOLE 0 0 2 PROLOGIS INC. COM 69351T106 1 34 SH SOLE 0 0 34 PROSHARES TR HGH YLD INT RATE 74340W103 205 2297 SH SOLE 0 0 2297 PROSHARES TR INVT INT RT HG 74348A541 51 785 SH SOLE 0 0 785 PROSHARES TR S&P 500 DV ARIST 74347B607 192 2489 SH SOLE 0 0 2489 PROSHARES TR HGH YLD INT RATE 74348A467 77 1020 SH SOLE 0 0 1020 PROSHARES TR RUSSELL US DIV 74348A541 2 24 SH SOLE 0 0 24 PROSHARES TR II VIX MDTRM FUTR N 74347G507 13 325 SH SOLE 0 0 325 PROSPECT CAPITAL CORPORATION COM 74347W338 0 11 SH SOLE 0 0 11 PRUDENTIAL FINL INC COM 74348T102 6 986 SH SOLE 0 0 986 PS BUSINESS PKS INC CALIF COM 744320102 1 10 SH SOLE 0 0 10 QTS RLTY TR INC COM CL A 69360J107 46 279 SH SOLE 0 0 279 RAMBUS INC DEL COM 74736A103 5 95 SH SOLE 0 0 95 RAYMOND JAMES FINL INC COM 750917106 2 155 SH SOLE 0 0 155 RAYTHEON CO COM NEW 755111507 140 639 SH SOLE 0 0 639 REALTY INCOME CORP COM 754730109 1 13 SH SOLE 0 0 13 REPUBLIC SVCS INC COM 756109104 432 5862 SH SOLE 0 0 5862 RESIDEO TECHNOLOGIES INC COM 760759100 3 35 SH SOLE 0 0 35 RESOLUTE FST PRODS INC COM 76118Y104 5 414 SH SOLE 0 0 414 RETAIL PPTYS AMER INC CL A 76117W109 0 84 SH SOLE 0 0 84 REXFORD INDL RLTY INC COM 76131V202 35 2580 SH SOLE 0 0 2580 RITE AID CORP COM 76169C100 28 622 SH SOLE 0 0 622 ROSS STORES INC COM 767754872 0 9 SH SOLE 0 0 9 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 23 397 SH SOLE 0 0 397 ROYCE GLOBAL VALUE TR INC COM 78081T104 23 2000 SH SOLE 0 0 2000 ROYCE MICRO-CAP TR INC COM 780915104 8 935 SH SOLE 0 0 935 SALESFORCE COM INC COM 778296103 4 33 SH SOLE 0 0 33 SANOFI SPONSORED ADR 79466L302 34 206 SH SOLE 0 0 206 SAP SE SPON ADR 80105N105 2 33 SH SOLE 0 0 33 SCHLUMBERGER LTD COM 803054204 1 8 SH SOLE 0 0 8 SCHWAB STRATEGIC TR SCHWAB FDT US SC 806857108 1 17 SH SOLE 0 0 17 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524763 90 2234 SH SOLE 0 0 2234 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524755 46 1593 SH SOLE 0 0 1593 SCHWAB STRATEGIC TR US SML CAP ETF 808524771 63 1471 SH SOLE 0 0 1471 SCHWAB STRATEGIC TR US BRD MKT ETF 808524607 110 1459 SH SOLE 0 0 1459 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524102 1482 19271 SH SOLE 0 0 19271 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524797 4763 82242 SH SOLE 0 0 82242 SCHWAB STRATEGIC TR INTL EQTY ETF 808524706 188 6874 SH SOLE 0 0 6874 SCHWAB STRATEGIC TR US LCAP GR ETF 808524805 521 15487 SH SOLE 0 0 15487 SCHWAB STRATEGIC TR US REIT ETF 808524300 66 715 SH SOLE 0 0 715 SCHWAB STRATEGIC TR US MID-CAP ETF 808524847 375 8165 SH SOLE 0 0 8165 SCHWAB STRATEGIC TR SHT TM US TRES 808524508 213 3548 SH SOLE 0 0 3548 SCHWAB STRATEGIC TR US TIPS ETF 808524862 2346 46478 SH SOLE 0 0 46478 SCHWAB STRATEGIC TR INTRM TRM TRES 808524870 653 11527 SH SOLE 0 0 11527 SCHWAB STRATEGIC TR US LCAP VA ETF 808524854 176 3197 SH SOLE 0 0 3197 SCHWAB STRATEGIC TR US LRG CAP ETF 808524409 389 6474 SH SOLE 0 0 6474 SCHWAB STRATEGIC TR US AGGREGATE B 808524201 186 2418 SH SOLE 0 0 2418 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 387 3795 SH SOLE 0 0 3795 SELECT SECTOR SPDR TR ENERGY 808524839 1950 36505 SH SOLE 0 0 36505 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y506 59 979 SH SOLE 0 0 979 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y605 87 2841 SH SOLE 0 0 2841 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y704 3 33 SH SOLE 0 0 33 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y803 141 1534 SH SOLE 0 0 1534 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y308 30 480 SH SOLE 0 0 480 SERVICE PPTYS TR COM SH BEN INT 81369Y886 20 303 SH SOLE 0 0 303 SHERWIN WILLIAMS CO COM 81761L102 5 200 SH SOLE 0 0 200 SHOPIFY INC CL A 824348106 7 12 SH SOLE 0 0 12 SIRIUS XM HOLDINGS INC COM 82509L107 22 56 SH SOLE 0 0 56 SIX FLAGS ENTMT CORP NEW COM 82968B103 4 500 SH SOLE 0 0 500 SKYWORKS SOLUTIONS INC COM 83001A102 5 110 SH SOLE 0 0 110 SMITH & NEPHEW PLC SPDN ADR NEW 83088M102 30 248 SH SOLE 0 0 248 SNAP ON INC COM 83175M205 1 27 SH SOLE 0 0 27 SOUTHERN CO COM 833034101 3 15 SH SOLE 0 0 15 SOUTHWEST AIRLS CO COM 842587107 14 214 SH SOLE 0 0 214 SPDR GOLD TR GOLD SHS 844741108 6 109 SH SOLE 0 0 109 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 18 698 SH SOLE 0 0 698 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 6 139 SH SOLE 0 0 139 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 14 250 SH SOLE 0 0 250 SPDR INDEX SHS FDS MSCI EAFE STRTGC 78463V107 81 570 SH SOLE 0 0 570 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X434 7 101 SH SOLE 0 0 101 SPDR INDEX SHS FDS S&P GLBDIV ETF 78463X749 41 805 SH SOLE 0 0 805 SPDR S&P 500 ETF TR TR UNIT 78463X459 172 2406 SH SOLE 0 0 2406 SPDR SER TR BLMBRG BRC CNVRT 78462F103 266 827 SH SOLE 0 0 827 SPDR SER TR DORSEY WRGT FI 78464A359 318 5734 SH SOLE 0 0 5734 SPDR SER TR BLOMBERG BRC INV 78468R713 29 1252 SH SOLE 0 0 1252 SPDR SER TR BLOOMBERG BRCLYS 78468R200 355 11536 SH SOLE 0 0 11536 SPDR SER TR SSGA US LRG ETF 78468R622 34 309 SH SOLE 0 0 309 SPDR SER TR S&P 400 MDCP VAL 78468R804 76 667 SH SOLE 0 0 667 SPDR SER TR WELLS FG PFD ETF 78464A839 5739 104755 SH SOLE 0 0 104755 SPDR SER TR MSCI USA STRTGIC 78464A292 22 503 SH SOLE 0 0 503 SPDR SER TR DJ REIT ETF 78468R812 52 548 SH SOLE 0 0 548 SPDR SER TR S&P DIVID ETF 78464A607 1 14 SH SOLE 0 0 14 SPDR SER TR S&P 600 SMCP GRW 78464A763 256 2381 SH SOLE 0 0 2381 SPDR SER TR S&P 600 SMCP VAL 78464A201 24 376 SH SOLE 0 0 376 SPDR SER TR PORTFLI HIGH YLD 78464A300 5840 88873 SH SOLE 0 0 88873 SPDR SER TR PORTFOLIO INTRMD 78468R606 321 12196 SH SOLE 0 0 12196 SPDR SER TR PORTFOLIO SHORT 78464A375 7 190 SH SOLE 0 0 190 SPDR SER TR PORTFOLIO SH TSR 78464A474 899 29148 SH SOLE 0 0 29148 SPDR SER TR PRTFLO S&P500 HI 78468R101 15 512 SH SOLE 0 0 512 SPDR SER TR S&P BIOTECH 78468R788 2608 66101 SH SOLE 0 0 66101 SPDR SER TR S&P METALS MNG 78464A870 72 754 SH SOLE 0 0 754 SPDR SER TR S&P OILGAS EXP 78464A755 2 85 SH SOLE 0 0 85 SPDR SERIES TRUST S&P 600 SML CAP 78468R556 0 10 SH SOLE 0 0 10 SPECTRUM BRANDS HLDGS INC NE COM 78464A813 28 386 SH SOLE 0 0 386 SPIRE INC COM 84790A105 43 665 SH SOLE 0 0 665 SPROTT ETF TR JR GOLD MINERS E 84857L101 72 860 SH SOLE 0 0 860 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85210B201 162 4765 SH SOLE 0 0 4765 SPROTT PHYSICAL GOLD TR UNIT 85208R101 47 3200 SH SOLE 0 0 3200 SPROTT PHYSICAL SILVER TR TR UNIT 85207H104 97 7984 SH SOLE 0 0 7984 SPX CORP COM 85207K107 282 43150 SH SOLE 0 0 43150 SPX FLOW INC COM 784635104 6 122 SH SOLE 0 0 122 SSGA ACTIVE ETF TR GLOBL ALLO ETF 78469X107 3 71 SH SOLE 0 0 71 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V400 30 756 SH SOLE 0 0 756 STAG INDL INC COM 78467V608 491 10537 SH SOLE 0 0 10537 STANLEY BLACK & DECKER INC COM 85254J102 49 1558 SH SOLE 0 0 1558 STARBUCKS CORP COM 854502101 1 8 SH SOLE 0 0 8 STARWOOD PPTY TR INC COM 855244109 151 1713 SH SOLE 0 0 1713 STERIS PLC SHS USD G8473T100 4 29 SH SOLE 0 0 29 STMICROELECTRONICS N V NY REGISTRY 85571B105 10 400 SH SOLE 0 0 400 STRYKER CORPORATION COM 861012102 15 566 SH SOLE 0 0 566 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 863667101 27 130 SH SOLE 0 0 130 SYSCO CORP COM 86562M209 2 210 SH SOLE 0 0 210 TANDEM DIABETES CARE INC COM NEW 871829107 2 19 SH SOLE 0 0 19 TARGA RES CORP COM 875372203 87 1453 SH SOLE 0 0 1453 TARGET CORP COM 87612G101 1 35 SH SOLE 0 0 35 TATA MTRS LTD SPONSORED ADR 87612E106 4 32 SH SOLE 0 0 32 TE CONNECTIVITY LTD REG SHS 876568502 3 224 SH SOLE 0 0 224 TEKLA HEALTHCARE INVS SH BEN INT H84989104 0 2 SH SOLE 0 0 2 TEMPLETON GLOBAL INCOME FD COM 87911J103 28 1362 SH SOLE 0 0 1362 TERRENO REALTY CORP COM 880198106 17 2818 SH SOLE 0 0 2818 TESLA INC COM 88146M101 66 1218 SH SOLE 0 0 1218 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 10 1000 SH SOLE 0 0 1000 TEXAS INSTRS INC COM 88160R101 49 118 SH SOLE 0 0 118 THE TRADE DESK INC COM CL A 882508104 72 561 SH SOLE 0 0 561 TJX COS INC NEW COM 88339J105 0 1 SH SOLE 0 0 1 TOLL BROTHERS INC COM 889478103 0 2 SH SOLE 0 0 2 TOTAL SE SPONSORED ADS 872540109 1 24 SH SOLE 0 0 24 TRUIST FINL CORP COM 89151E109 1 15 SH SOLE 0 0 15 TWILIO INC CL A 90138F102 1 14 SH SOLE 0 0 14 TWITTER INC COM 89832Q109 573 10174 SH SOLE 0 0 10174 TYSON FOODS INC CL A 90184L102 3 100 SH SOLE 0 0 100 UNDER ARMOUR INC CL A 904311107 33 1532 SH SOLE 0 0 1532 UNDER ARMOUR INC CL C 902494103 1 14 SH SOLE 0 0 14 UNION PAC CORP COM 904311206 3 139 SH SOLE 0 0 139 UNITED PARCEL SERVICE INC CL B 911312106 3 22 SH SOLE 0 0 22 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 22 585 SH SOLE 0 0 585 UNITED STS OIL FD LP UNITS 907818108 4 20 SH SOLE 0 0 20 UNITED TECHNOLOGIES CORP COM 91232N207 13 1000 SH SOLE 0 0 1000 UNITEDHEALTH GROUP INC COM 913017109 32 213 SH SOLE 0 0 213 UNITI GROUP INC COM 91324P102 2 7 SH SOLE 0 0 7 UNIVERSAL DISPLAY CORP COM 91347P105 2 11 SH SOLE 0 0 11 UNIVEST FINANCIAL CORPORATIO COM 915271100 21 800 SH SOLE 0 0 800 UNUM GROUP COM 91325V108 0 14 SH SOLE 0 0 14 US BANCORP DEL COM NEW 91529Y106 27 1000 SH SOLE 0 0 1000 V F CORP COM 902973304 41 691 SH SOLE 0 0 691 VALERO ENERGY CORP COM 918204108 27 267 SH SOLE 0 0 267 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 16 257 SH SOLE 0 0 257 VANECK VECTORS ETF TR URANIUM NUCLEAR 91913Y100 1 12 SH SOLE 0 0 12 VANECK VECTORS ETF TR GOLD MINERS ETF 92189H300 15 455 SH SOLE 0 0 455 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F106 298 10177 SH SOLE 0 0 10177 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F353 74 3135 SH SOLE 0 0 3135 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F643 136 2475 SH SOLE 0 0 2475 VANECK VECTORS ETF TR RUSSIA ETF 92189F429 10 500 SH SOLE 0 0 500 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F403 6 225 SH SOLE 0 0 225 VANECK VECTORS ETF TRUST FALLEN ANGEL HG 92189F437 1 44 SH SOLE 0 0 44 VANGUARD BD INDEX FDS INTERMED TERM 25153Q708 28 827 SH SOLE 0 0 827 VANGUARD BD INDEX FDS LONG TERM BOND 921937819 9 103 SH SOLE 0 0 103 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937793 4 35 SH SOLE 0 0 35 VANGUARD BD INDEX FDS SHORT TRM BOND 921937835 136 1624 SH SOLE 0 0 1624 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 921937827 15 190 SH SOLE 0 0 190 VANGUARD INDEX FDS SMALL CP ETF 92203J407 100 1773 SH SOLE 0 0 1773 VANGUARD INDEX FDS SML CP GRW ETF 922908751 6 35 SH SOLE 0 0 35 VANGUARD INDEX FDS SM CP VAL ETF 922908595 21 108 SH SOLE 0 0 108 VANGUARD INDEX FDS REAL ESTATE ETF 922908611 26 192 SH SOLE 0 0 192 VANGUARD INDEX FDS MID CAP ETF 922908553 101 1090 SH SOLE 0 0 1090 VANGUARD INDEX FDS MCAP VL IDXVIP 922908629 116 651 SH SOLE 0 0 651 VANGUARD INDEX FDS S&P 500 ETF SHS 922908512 66 552 SH SOLE 0 0 552 VANGUARD INDEX FDS TOTAL STK MKT 922908363 175 591 SH SOLE 0 0 591 VANGUARD INDEX FDS VALUE ETF 922908769 992 6063 SH SOLE 0 0 6063 VANGUARD INDEX FDS GROWTH ETF 922908744 2209 18433 SH SOLE 0 0 18433 VANGUARD INDEX FDS LARGE CAP ETF 922908736 2619 14377 SH SOLE 0 0 14377 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2 36 SH SOLE 0 0 36 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922908637 29 199 SH SOLE 0 0 199 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042874 60 1019 SH SOLE 0 0 1019 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042676 17 293 SH SOLE 0 0 293 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042718 2 15 SH SOLE 0 0 15 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042742 267 3294 SH SOLE 0 0 3294 VANGUARD MALVERN FDS STRM INFPROIDX 922042858 71 1592 SH SOLE 0 0 1592 VANGUARD SCOTTSDALE FDS INT-TERM CORP 922020805 4 80 SH SOLE 0 0 80 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C870 18 194 SH SOLE 0 0 194 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C813 95 936 SH SOLE 0 0 936 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C409 19 238 SH SOLE 0 0 238 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C706 5 75 SH SOLE 0 0 75 VANGUARD SPECIALIZED FUNDS DIV APP ETF 92206C771 4 75 SH SOLE 0 0 75 VANGUARD STAR FDS VG TL INTL STK F 921908844 1708 13705 SH SOLE 0 0 13705 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921909768 47 850 SH SOLE 0 0 850 VANGUARD WHITEHALL FDS INTL DVD ETF 921943858 1040 23600 SH SOLE 0 0 23600 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946810 20 276 SH SOLE 0 0 276 VANGUARD WORLD FDS MATERIALS ETF 921946406 575 6140 SH SOLE 0 0 6140 VANGUARD WORLD FDS CONSUM DIS ETF 92204A801 6 42 SH SOLE 0 0 42 VANGUARD WORLD FDS ENERGY ETF 92204A108 3 18 SH SOLE 0 0 18 VANGUARD WORLD FDS INF TECH ETF 92204A306 8 103 SH SOLE 0 0 103 VEEVA SYS INC CL A COM 92204A702 119 488 SH SOLE 0 0 488 VEREIT INC COM 922475108 163 1156 SH SOLE 0 0 1156 VERIZON COMMUNICATIONS INC COM 92339V308 114 12387 SH SOLE 0 0 12387 VIAVI SOLUTIONS INC COM 92343V104 226 3686 SH SOLE 0 0 3686 VIKING THERAPEUTICS INC COM 925550105 8 531 SH SOLE 0 0 531 VIPER ENERGY PARTNERS LP COM UNT RP INT 92686J106 18 2200 SH SOLE 0 0 2200 VISA INC COM CL A 92763M105 81 3300 SH SOLE 0 0 3300 VISTRA ENERGY CORP COM 92826C839 349 1857 SH SOLE 0 0 1857 VMWARE INC CL A COM 92840M102 6 260 SH SOLE 0 0 260 VODAFONE GROUP PLC NEW SPONSORED ADR 928563402 75 492 SH SOLE 0 0 492 WABTEC COM 92857W308 7 351 SH SOLE 0 0 351 WALMART INC COM 929740108 6 79 SH SOLE 0 0 79 WALT DISNEY CO COM 931142103 136 1147 SH SOLE 0 0 1147 WEC ENERGY GROUP INC COM 254687106 315 2180 SH SOLE 0 0 2180 WELLS FARGO CO NEW COM 92939U106 3 38 SH SOLE 0 0 38 WERNER ENTERPRISES INC COM 949746101 12 219 SH SOLE 0 0 219 WESTROCK CO COM 950755108 18 502 SH SOLE 0 0 502 WHEATON PRECIOUS METALS CORP COM 96145D105 21 500 SH SOLE 0 0 500 WHITESTONE REIT COM 962879102 236 7917 SH SOLE 0 0 7917 WISDOMTREE TR US SMALLCAP DIVD 97717W604 73 2543 SH SOLE 0 0 2543 WISDOMTREE TR INTL MIDCAP DV 97717W778 37 560 SH SOLE 0 0 560 WISDOMTREE TR US SMALLCAP FUND 97717W562 19 502 SH SOLE 0 0 502 WISDOMTREE TR US TOTAL MRKT FD 97717W596 20 549 SH SOLE 0 0 549 WISDOMTREE TR YIELD ENHANCD US 966084204 4 311 SH SOLE 0 0 311 WISDOMTREE TR EMER MKT HIGH FD 97717X511 157 2997 SH SOLE 0 0 2997 WISDOMTREE TR US QTLY DIV GRT 97717W315 113 2475 SH SOLE 0 0 2475 WISDOMTREE TR US MIDCAP DIVID 97717X669 656 13541 SH SOLE 0 0 13541 WISDOMTREE TR INDIA ERNGS FD 97717W505 70 1840 SH SOLE 0 0 1840 WISDOMTREE TR US MIDCAP FUND 97717W422 3 101 SH SOLE 0 0 101 WISDOMTREE TR EUROPE HEDGED EQ 97717W570 21 502 SH SOLE 0 0 502 WISDOMTREE TR HEDGED HI YLD BD 97717X701 1 21 SH SOLE 0 0 21 XCEL ENERGY INC COM 98389B100 3 49 SH SOLE 0 0 49 XILINX INC COM 97717W430 99 4270 SH SOLE 0 0 4270 XPO LOGISTICS INC COM 983919101 26 270 SH SOLE 0 0 270 YUM BRANDS INC COM 983793100 55 688 SH SOLE 0 0 688 ZIMMER BIOMET HOLDINGS INC COM 988498101 21 207 SH SOLE 0 0 207 ZOETIS INC CL A 98956P102 1 4 SH SOLE 0 0 4