0001740316-23-000003.txt : 20230814 0001740316-23-000003.hdr.sgml : 20230814 20230814141427 ACCESSION NUMBER: 0001740316-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230814 EFFECTIVENESS DATE: 20230814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gifford Fong Associates CENTRAL INDEX KEY: 0001740316 IRS NUMBER: 953305625 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18752 FILM NUMBER: 231168572 BUSINESS ADDRESS: STREET 1: 3658 MT. DIABLO BLVD STREET 2: SUITE 200 CITY: LAFAYETTE STATE: CA ZIP: 94549 BUSINESS PHONE: 9252997800 MAIL ADDRESS: STREET 1: 3658 MT. DIABLO BLVD STREET 2: SUITE 200 CITY: LAFAYETTE STATE: CA ZIP: 94549 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001740316 XXXXXXXX 06-30-2023 06-30-2023 Gifford Fong Associates

3658 MT. DIABLO BLVD SUITE 200 LAFAYETTE CA 94549

13F HOLDINGS REPORT 028-18752 N christine proctor 925-299-7800 christine proctor Lafayette CA 08-14-2023 0 141 426033 false INFORMATION TABLE 2 GFAForm13fQ22023.xml 2Q2023 HOLDING REPORT 3M CO COM 88579Y101 976 9750 SH SOLE 9750 0 0 ABBOTT LABS COM 002824100 2115 19400 SH SOLE 19400 0 0 ABBVIE INC COM 00287Y109 3759 27900 SH SOLE 27900 0 0 ADVANCED MICRO DEVICES INC COM 007903107 7400 64962 SH SOLE 64962 0 0 ADVANSIX INC COM 00773T101 20 564 SH SOLE 564 0 0 AFLAC INC COM 001055102 1438 20600 SH SOLE 20600 0 0 ALLSTATE CORP COM 020002101 1505 13800 SH SOLE 13800 0 0 ALPHABET INC CAP STK CL C 02079K107 10246 84696 SH SOLE 84696 0 0 ALPHABET INC CAP STK CL A 02079K305 6826 57026 SH SOLE 57026 0 0 AMAZON COM INC COM 023135106 18807 144269 SH SOLE 144269 0 0 AMERICAN EXPRESS CO COM 025816109 1916 11000 SH SOLE 11000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 1099 19100 SH SOLE 19100 0 0 AMGEN INC COM 031162100 3021 13609 SH SOLE 13609 0 0 ANALOG DEVICES INC COM 032654105 779 4000 SH SOLE 4000 0 0 APA CORPORATION COM 03743Q108 854 25000 SH SOLE 25000 0 0 APPLE INC COM 037833100 29807 153670 SH SOLE 153670 0 0 AT&T INC COM 00206R102 2292 143689 SH SOLE 143689 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 2198 10000 SH SOLE 10000 0 0 BANK AMER CORP COM 060505104 10268 357901 SH SOLE 357901 0 0 BANK NEW YORK MELLON CORP COM 064058100 840 18872 SH SOLE 18872 0 0 BAUSCH HEALTH COS INC COM 071734107 800 100000 SH SOLE 100000 0 0 BAXTER INTL INC COM 071813109 1321 29000 SH SOLE 29000 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 9037 26500 SH SOLE 26500 0 0 BIOGEN INC COM 09062X103 3276 11500 SH SOLE 11500 0 0 BLACKBERRY LTD COM 09228F103 553 100000 SH SOLE 100000 0 0 BOEING CO COM 097023105 3951 18710 SH SOLE 18710 0 0 BRIGHTHOUSE FINL INC COM 10922N103 65 1363 SH SOLE 1363 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 2296 35899 SH SOLE 35899 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 497 10000 SH SOLE 10000 0 0 CATERPILLAR INC DEL COM 149123101 1919 7800 SH SOLE 7800 0 0 CHEVRON CORP NEW COM 166764100 3493 22200 SH SOLE 22200 0 0 CIENA CORP COM NEW 171779309 521 12255 SH SOLE 12255 0 0 CISCO SYS INC COM 17275R102 1373 26540 SH SOLE 26540 0 0 CITIGROUP INC COM NEW 172967424 2830 61471 SH SOLE 61471 0 0 COCA COLA CO COM 191216100 2228 37000 SH SOLE 37000 0 0 COLGATE PALMOLIVE CO COM 194162103 801 10400 SH SOLE 10400 0 0 COMCAST CORP NEW CL A 20030N101 3656 88000 SH SOLE 88000 0 0 CONOCOPHILLIPS COM 20825C104 1658 16000 SH SOLE 16000 0 0 CORTEVA INC COM 22052L104 563 9828 SH SOLE 9828 0 0 COSTCO WHSL CORP NEW COM 22160K105 4589 8524 SH SOLE 8524 0 0 CVS HEALTH CORP COM 126650100 116 1675 SH SOLE 1675 0 0 DEERE & CO COM 244199105 2391 5900 SH SOLE 5900 0 0 DELL TECHNOLOGIES INC CL C 24703L202 376 6946 SH SOLE 6946 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 474 45000 SH SOLE 45000 0 0 DOW INC COM 260557103 523 9828 SH SOLE 9828 0 0 DUPONT DE NEMOURS INC COM 26614N102 333 4665 SH SOLE 4665 0 0 LILLY ELI & CO COM 532457108 7551 16100 SH SOLE 16100 0 0 EMERSON ELEC CO COM 291011104 4520 50000 SH SOLE 50000 0 0 EOG RES INC COM 26875P101 687 6000 SH SOLE 6000 0 0 EXXON MOBIL CORP COM 30231G102 3168 29539 SH SOLE 29539 0 0 FIRST HORIZON NATL CORP COM 320517105 2030 180082 SH SOLE 180082 0 0 FORD MTR CO DEL COM 345370860 5222 345157 SH SOLE 345157 0 0 FRANKLIN RES INC COM 354613101 1749 65480 SH SOLE 65480 0 0 GARRETT MOTION INC COM 366505105 11 1410 SH SOLE 1410 0 0 GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 36266G107 1545 19012 SH SOLE 19012 0 0 GENERAL ELECTRIC CO COM 369604301 6266 57037 SH SOLE 57037 0 0 GILEAD SCIENCES INC COM 375558103 2620 34000 SH SOLE 34000 0 0 GLOBE LIFE INC COM 37959E102 493 4500 SH SOLE 4500 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2580 8000 SH SOLE 8000 0 0 HALLIBURTON CO COM 406216101 264 8000 SH SOLE 8000 0 0 HERSHEY CO COM 427866108 999 4000 SH SOLE 4000 0 0 HONEYWELL INTL INC COM 438516106 2926 14100 SH SOLE 14100 0 0 HORMEL FOODS CORP COM 440452100 804 20000 SH SOLE 20000 0 0 INTEL CORP COM 458140100 4268 127628 SH SOLE 127628 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1592 11900 SH SOLE 11900 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 295 3707 SH SOLE 3707 0 0 INVESCO LTD SHS G491BT108 3873 230393 SH SOLE 230393 0 0 ITT INC COM 45073V108 466 5000 SH SOLE 5000 0 0 JOHNSON & JOHNSON COM 478160104 4784 28900 SH SOLE 28900 0 0 JPMORGAN CHASE & CO COM 46625H100 5133 35296 SH SOLE 35296 0 0 KEYCORP NEW COM 493267108 277 30000 SH SOLE 30000 0 0 KYNDRYL HLDGS INC COMMON STOCK 50155Q100 32 2380 SH SOLE 2380 0 0 LINCOLN NATL CORP IND COM 534187109 258 10000 SH SOLE 10000 0 0 LOEWS CORP COM 540424108 398 6700 SH SOLE 6700 0 0 LOWES COS INC COM 548661107 3458 15320 SH SOLE 15320 0 0 LUMEN TECHNOLOGIES INC COM 550241103 565 250000 SH SOLE 250000 0 0 MANULIFE FINL CORP COM 56501R106 473 25000 SH SOLE 25000 0 0 MARATHON OIL CORP COM 565849106 4252 184728 SH SOLE 184728 0 0 MASTERCARD INCORPORATED CL A 57636Q104 8027 20409 SH SOLE 20409 0 0 MERCK & CO INC COM 58933Y105 2642 22900 SH SOLE 22900 0 0 MERCURY GENL CORP NEW COM 589400100 91 3000 SH SOLE 3000 0 0 FACEBOOK INC CL A 30303M102 6457 22500 SH SOLE 22500 0 0 METLIFE INC COM 59156R108 848 15000 SH SOLE 15000 0 0 MICRON TECHNOLOGY INC COM 595112103 1250 19800 SH SOLE 19800 0 0 MICROSOFT CORP COM 594918104 18023 52925 SH SOLE 52925 0 0 MORGAN STANLEY COM NEW 617446448 2562 30000 SH SOLE 30000 0 0 NIKE INC CL B 654106103 1656 15000 SH SOLE 15000 0 0 NOV INC COM 62955J103 192 12000 SH SOLE 12000 0 0 NUCOR CORP COM 670346105 492 3000 SH SOLE 3000 0 0 NVIDIA CORP COM 67066G104 53899 127414 SH SOLE 127414 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 2069 35179 SH SOLE 35179 0 0 OGE ENERGY CORP COM 670837103 144 4000 SH SOLE 4000 0 0 ORACLE CORP COM 68389X105 8217 69000 SH SOLE 69000 0 0 ORGANON & CO COMMON STOCK 68622V106 48 2290 SH SOLE 2290 0 0 OTIS WORLDWIDE CORP COM 68902V107 445 5000 SH SOLE 5000 0 0 PARKER HANNIFIN CORP COM 701094104 975 2500 SH SOLE 2500 0 0 PEPSICO INC COM 713448108 2408 13000 SH SOLE 13000 0 0 PFIZER INC COM 717081103 4091 111527 SH SOLE 111527 0 0 PHILIP MORRIS INTL INC COM 718172109 1630 16700 SH SOLE 16700 0 0 PINNACLE WEST CAP CORP COM 723484101 2444 30000 SH SOLE 30000 0 0 PIONEER NAT RES CO COM 723787107 829 4000 SH SOLE 4000 0 0 PITNEY BOWES INC COM 724479100 1809 511059 SH SOLE 511059 0 0 PNC FINL SVCS GROUP INC COM 693475105 1260 10000 SH SOLE 10000 0 0 PROGRESSIVE CORP OHIO COM 743315103 662 5000 SH SOLE 5000 0 0 PRUDENTIAL FINL INC COM 744320102 1191 13500 SH SOLE 13500 0 0 PUBLIC STORAGE COM 74460D109 1459 5000 SH SOLE 5000 0 0 QUALCOMM INC COM 747525103 595 5000 SH SOLE 5000 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 980 10000 SH SOLE 10000 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 42 2350 SH SOLE 2350 0 0 SALESFORCE COM INC COM 79466L302 6039 28586 SH SOLE 28586 0 0 SHERWIN WILLIAMS CO COM 824348106 797 3000 SH SOLE 3000 0 0 SHOPIFY INC CL A 82509L107 4522 70000 SH SOLE 70000 0 0 SIMON PPTY GROUP INC NEW COM 828806109 808 7000 SH SOLE 7000 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 803 5000 SH SOLE 5000 0 0 STANLEY BLACK & DECKER INC COM 854502101 281 3000 SH SOLE 3000 0 0 STARBUCKS CORP COM 855244109 2080 21000 SH SOLE 21000 0 0 SVB FINL GROUP COM 78486Q101 3 6000 SH SOLE 6000 0 0 SYNCHRONY FINL COM 87165B103 4480 132073 SH SOLE 132073 0 0 TESLA INC COM 88160R101 3561 13604 SH SOLE 13604 0 0 TEXAS INSTRS INC COM 882508104 1440 8000 SH SOLE 8000 0 0 TJX COS INC NEW COM 872540109 2205 26000 SH SOLE 26000 0 0 TRANSOCEAN LTD REG SHS H8817H100 1753 250000 SH SOLE 250000 0 0 TRAVELERS COMPANIES INC COM 89417E109 1216 7000 SH SOLE 7000 0 0 UNION PAC CORP COM 907818108 4706 23000 SH SOLE 23000 0 0 UNITED PARCEL SERVICE INC CL B 911312106 2115 11800 SH SOLE 11800 0 0 UNITED STATES STL CORP NEW COM 912909108 943 37700 SH SOLE 37700 0 0 UNITED HEALTH GROUP INC COM 91324P102 6347 13206 SH SOLE 13206 0 0 US BANCORP DEL COM NEW 902973304 396 12000 SH SOLE 12000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 3654 98263 SH SOLE 98263 0 0 VIATRIS INC COM 92556V106 154 15476 SH SOLE 15476 0 0 VISA INC COM CL A 92826C839 4126 17375 SH SOLE 17375 0 0 VMWARE INC CL A COM 928563402 440 3060 SH SOLE 3060 0 0 W R BERKLEY CORPORATION COM 084423102 402 6750 SH SOLE 6750 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1709 60000 SH SOLE 60000 0 0 WALMART INC COM 931142103 3434 21850 SH SOLE 21850 0 0 DISNEY WALT CO COM DISNEY 254687106 5360 60039 SH SOLE 60039 0 0 WARNER BROS DISCOVERY INC COM SER A 934423104 436 34760 SH SOLE 34760 0 0 WELLS FARGO CO NEW COM 949746101 3758 88052 SH SOLE 88052 0 0 WABTEC CORP COM 929740108 198 1806 SH SOLE 1806 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 1018 15000 SH SOLE 15000 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 47 1250 SH SOLE 1250 0 0