0001740316-21-000005.txt : 20211110
0001740316-21-000005.hdr.sgml : 20211110
20211110131447
ACCESSION NUMBER: 0001740316-21-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211110
DATE AS OF CHANGE: 20211110
EFFECTIVENESS DATE: 20211110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gifford Fong Associates
CENTRAL INDEX KEY: 0001740316
IRS NUMBER: 953305625
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18752
FILM NUMBER: 211395731
BUSINESS ADDRESS:
STREET 1: 3658 MT. DIABLO BLVD
STREET 2: SUITE 200
CITY: LAFAYETTE
STATE: CA
ZIP: 94549
BUSINESS PHONE: 9252997800
MAIL ADDRESS:
STREET 1: 3658 MT. DIABLO BLVD
STREET 2: SUITE 200
CITY: LAFAYETTE
STATE: CA
ZIP: 94549
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001740316
XXXXXXXX
09-30-2021
09-30-2021
Gifford Fong Associates
3658 MT. DIABLO BLVD
SUITE 200
LAFAYETTE
CA
94549
13F HOLDINGS REPORT
028-18752
N
Christine Proctor
office mgr
9252997800
Gifford Fong Associates
lafayette
CA
11-10-2021
0
136
514718
false
INFORMATION TABLE
2
GFAForm13fQ32021.xml
3Q2021 HOLDING REPORT
3M CO
COM
88579Y101
1710
9750
SH
SOLE
9750
0
0
ABBOTT LABS
COM
002824100
2292
19400
SH
SOLE
19400
0
0
ABBVIE INC
COM
00287Y109
3010
27900
SH
SOLE
27900
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
9220
89604
SH
SOLE
89604
0
0
ADVANSIX INC
COM
00773T101
22
564
SH
SOLE
564
0
0
AFLAC INC
COM
001055102
1074
20600
SH
SOLE
20600
0
0
ALLSTATE CORP
COM
020002101
1757
13800
SH
SOLE
13800
0
0
ALPHABET INC
CAP STK CL C
02079K107
15344
5757
SH
SOLE
5757
0
0
ALPHABET INC
CAP STK CL A
02079K305
12699
4750
SH
SOLE
4750
0
0
AMAZON COM INC
COM
023135106
36740
11184
SH
SOLE
11184
0
0
AMERICAN EXPRESS CO
COM
025816109
1843
11000
SH
SOLE
11000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
1048
19100
SH
SOLE
19100
0
0
AMGEN INC
COM
031162100
4821
22671
SH
SOLE
22671
0
0
ANALOG DEVICES INC
COM
032654105
670
4000
SH
SOLE
4000
0
0
APA CORPORATION
COM
03743Q108
536
25000
SH
SOLE
25000
0
0
APPLE INC
COM
037833100
36224
256000
SH
SOLE
256000
0
0
AT&T INC
COM
00206R102
3881
143689
SH
SOLE
143689
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
1999
10000
SH
SOLE
10000
0
0
BANK AMER CORP
COM
060505104
23542
554582
SH
SOLE
554582
0
0
BANK NEW YORK MELLON CORP
COM
064058100
978
18872
SH
SOLE
18872
0
0
BAUSCH HEALTH COS INC
COM
071734107
2785
100000
SH
SOLE
100000
0
0
BAXTER INTL INC
COM
071813109
2332
29000
SH
SOLE
29000
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
7233
26500
SH
SOLE
26500
0
0
BIOGEN INC
COM
09062X103
3254
11500
SH
SOLE
11500
0
0
BLACKBERRY LTD
COM
09228F103
973
100000
SH
SOLE
100000
0
0
BOEING CO
COM
097023105
4115
18710
SH
SOLE
18710
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
62
1363
SH
SOLE
1363
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
2124
35899
SH
SOLE
35899
0
0
CARRIER GLOBAL CORPORATION
COM
14448C104
518
10000
SH
SOLE
10000
0
0
CATERPILLAR INC DEL
COM
149123101
1497
7800
SH
SOLE
7800
0
0
CHEVRON CORP NEW
COM
166764100
2252
22200
SH
SOLE
22200
0
0
CIENA CORP
COM NEW
171779309
629
12255
SH
SOLE
12255
0
0
CISCO SYS INC
COM
17275R102
1445
26540
SH
SOLE
26540
0
0
CITIGROUP INC
COM NEW
172967424
4314
61471
SH
SOLE
61471
0
0
COCA COLA CO
COM
191216100
1941
37000
SH
SOLE
37000
0
0
COLGATE PALMOLIVE CO
COM
194162103
786
10400
SH
SOLE
10400
0
0
COMCAST CORP NEW
CL A
20030N101
4922
88000
SH
SOLE
88000
0
0
CONOCOPHILLIPS
COM
20825C104
1084
16000
SH
SOLE
16000
0
0
CORTEVA INC
COM
22052L104
414
9828
SH
SOLE
9828
0
0
COSTCO WHSL CORP NEW
COM
22160K105
6381
14200
SH
SOLE
14200
0
0
CVS HEALTH CORP
COM
126650100
142
1675
SH
SOLE
1675
0
0
DEERE & CO
COM
244199105
1977
5900
SH
SOLE
5900
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
723
6946
SH
SOLE
6946
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
572
45000
SH
SOLE
45000
0
0
DOW INC
COM
260557103
566
9828
SH
SOLE
9828
0
0
DUPONT DE NEMOURS INC
COM
26614N102
317
4665
SH
SOLE
4665
0
0
LILLY ELI & CO
COM
532457108
3720
16100
SH
SOLE
16100
0
0
EMERSON ELEC CO
COM
291011104
4710
50000
SH
SOLE
50000
0
0
EOG RES INC
COM
26875P101
482
6000
SH
SOLE
6000
0
0
EXXON MOBIL CORP
COM
30231G102
1737
29539
SH
SOLE
29539
0
0
FACEBOOK INC
CL A
30303M102
4242
12500
SH
SOLE
12500
0
0
FIRST HORIZON NATL CORP
COM
320517105
4887
300000
SH
SOLE
300000
0
0
FORD MTR CO DEL
COM
345370860
6726
475000
SH
SOLE
475000
0
0
GARRETT MOTION INC
COM
366505105
10
1410
SH
SOLE
1410
0
0
GENERAL ELECTRIC CO
COM
369604301
4331
42037
SH
SOLE
42037
0
0
GILEAD SCIENCES INC
COM
375558103
2375
34000
SH
SOLE
34000
0
0
GLOBE LIFE INC
COM
37959E102
401
4500
SH
SOLE
4500
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
3024
8000
SH
SOLE
8000
0
0
HALLIBURTON CO
COM
406216101
173
8000
SH
SOLE
8000
0
0
HERSHEY CO
COM
427866108
677
4000
SH
SOLE
4000
0
0
HONEYWELL INTL INC
COM
438516106
2993
14100
SH
SOLE
14100
0
0
HORMEL FOODS CORP
COM
440452100
820
20000
SH
SOLE
20000
0
0
INTEL CORP
COM
458140100
1738
32628
SH
SOLE
32628
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1653
11900
SH
SOLE
11900
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
496
3707
SH
SOLE
3707
0
0
INVESCO LTD
SHS
G491BT108
4470
185393
SH
SOLE
185393
0
0
ITT INC
COM
45073V108
429
5000
SH
SOLE
5000
0
0
JOHNSON & JOHNSON
COM
478160104
4667
28900
SH
SOLE
28900
0
0
JPMORGAN CHASE & CO
COM
46625H100
9625
58800
SH
SOLE
58800
0
0
KEYCORP NEW
COM
493267108
649
30000
SH
SOLE
30000
0
0
LINCOLN NATL CORP IND
COM
534187109
688
10000
SH
SOLE
10000
0
0
LOEWS CORP
COM
540424108
361
6700
SH
SOLE
6700
0
0
LOWES COS INC
COM
548661107
3108
15320
SH
SOLE
15320
0
0
LUMEN TECHNOLOGIES INC
COM
550241103
1859
150000
SH
SOLE
150000
0
0
MARATHON OIL CORP
COM
565849106
2525
184728
SH
SOLE
184728
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
11821
34000
SH
SOLE
34000
0
0
MERCK & CO INC
COM
58933Y105
1720
22900
SH
SOLE
22900
0
0
MERCURY GENL CORP NEW
COM
589400100
167
3000
SH
SOLE
3000
0
0
METLIFE INC
COM
59156R108
926
15000
SH
SOLE
15000
0
0
MICRON TECHNOLOGY INC
COM
595112103
1405
19800
SH
SOLE
19800
0
0
MICROSOFT CORP
COM
594918104
24856
88168
SH
SOLE
88168
0
0
MORGAN STANLEY
COM NEW
617446448
2919
30000
SH
SOLE
30000
0
0
NIKE INC
CL B
654106103
2178
15000
SH
SOLE
15000
0
0
NOV INC
COM
62955J103
157
12000
SH
SOLE
12000
0
0
NUCOR CORP
COM
670346105
295
3000
SH
SOLE
3000
0
0
NVIDIA CORP
COM
67066G104
39893
192572
SH
SOLE
192572
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
296
10000
SH
SOLE
10000
0
0
OGE ENERGY CORP
COM
670837103
132
4000
SH
SOLE
4000
0
0
ORACLE CORP
COM
68389X105
6012
69000
SH
SOLE
69000
0
0
ORGANON & CO
COMMON STOCK
68622V106
75
2290
SH
SOLE
2290
0
0
OTIS WORLDWIDE CORP
COM
68902V107
411
5000
SH
SOLE
5000
0
0
PARKER HANNIFIN CORP
COM
701094104
699
2500
SH
SOLE
2500
0
0
PEPSICO INC
COM
713448108
1955
13000
SH
SOLE
13000
0
0
PFIZER INC
COM
717081103
5365
124729
SH
SOLE
124729
0
0
PHILIP MORRIS INTL INC
COM
718172109
1583
16700
SH
SOLE
16700
0
0
PINNACLE WEST CAP CORP
COM
723484101
2171
30000
SH
SOLE
30000
0
0
PITNEY BOWES INC
COM
724479100
3685
511059
SH
SOLE
511059
0
0
PNC FINL SVCS GROUP INC
COM
693475105
1956
10000
SH
SOLE
10000
0
0
PROGRESSIVE CORP OHIO
COM
743315103
452
5000
SH
SOLE
5000
0
0
PRUDENTIAL FINL INC
COM
744320102
1420
13500
SH
SOLE
13500
0
0
PUBLIC STORAGE
COM
74460D109
1486
5000
SH
SOLE
5000
0
0
QUALCOMM INC
COM
747525103
645
5000
SH
SOLE
5000
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
860
10000
SH
SOLE
10000
0
0
RESIDEO TECHNOLOGIES INC
COM
76118Y104
58
2350
SH
SOLE
2350
0
0
SALESFORCE COM INC
COM
79466L302
12916
47621
SH
SOLE
47621
0
0
SHERWIN WILLIAMS CO
COM
824348106
839
3000
SH
SOLE
3000
0
0
SHOPIFY INC
CL A
82509L107
9490
7000
SH
SOLE
7000
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
910
7000
SH
SOLE
7000
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
1127
5000
SH
SOLE
5000
0
0
STANLEY BLACK & DECKER INC
COM
854502101
526
3000
SH
SOLE
3000
0
0
STARBUCKS CORP
COM
855244109
2317
21000
SH
SOLE
21000
0
0
SVB FINL GROUP
COM
78486Q101
3881
6000
SH
SOLE
6000
0
0
SYNCHRONY FINL
COM
87165B103
6456
132073
SH
SOLE
132073
0
0
TESLA INC
COM
88160R101
2224
2868
SH
SOLE
2868
0
0
TEXAS INSTRS INC
COM
882508104
1538
8000
SH
SOLE
8000
0
0
TJX COS INC NEW
COM
872540109
1715
26000
SH
SOLE
26000
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
190
50000
SH
SOLE
50000
0
0
TRAVELERS COMPANIES INC
COM
89417E109
1064
7000
SH
SOLE
7000
0
0
TWITTER INC
COM
90184L102
1510
25000
SH
SOLE
25000
0
0
UNION PAC CORP
COM
907818108
4508
23000
SH
SOLE
23000
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
2149
11800
SH
SOLE
11800
0
0
UNITED STATES STL CORP NEW
COM
912909108
5222
237700
SH
SOLE
237700
0
0
UNITED HEALTH GROUP INC
COM
91324P102
8596
22000
SH
SOLE
22000
0
0
US BANCORP DEL
COM NEW
902973304
713
12000
SH
SOLE
12000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3957
73263
SH
SOLE
73263
0
0
VIATRIS INC
COM
92556V106
210
15476
SH
SOLE
15476
0
0
VISA INC
COM CL A
92826C839
6638
29800
SH
SOLE
29800
0
0
W R BERKLEY CORPORATION
COM
084423102
329
4500
SH
SOLE
4500
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
2823
60000
SH
SOLE
60000
0
0
WALMART INC
COM
931142103
5073
36400
SH
SOLE
36400
0
0
DISNEY WALT CO
COM DISNEY
254687106
16920
100020
SH
SOLE
100020
0
0
WELLS FARGO CO NEW
COM
949746101
4086
88052
SH
SOLE
88052
0
0
WABTEC CORP
COM
929740108
156
1806
SH
SOLE
1806
0
0
XILINX INC
COM
983919101
755
5000
SH
SOLE
5000
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
3923
15000
SH
SOLE
15000
0
0
OCCIDENTAL PETE CORP
*W EXP 08/03/202
674599162
15
1250
SH
SOLE
1250
0
0