0001740316-19-000004.txt : 20191113
0001740316-19-000004.hdr.sgml : 20191113
20191113171649
ACCESSION NUMBER: 0001740316-19-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191113
DATE AS OF CHANGE: 20191113
EFFECTIVENESS DATE: 20191113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gifford Fong Associates
CENTRAL INDEX KEY: 0001740316
IRS NUMBER: 953305625
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18752
FILM NUMBER: 191215187
BUSINESS ADDRESS:
STREET 1: 3658 MT. DIABLO BLVD
STREET 2: SUITE 200
CITY: LAFAYETTE
STATE: CA
ZIP: 94549
BUSINESS PHONE: 9252997800
MAIL ADDRESS:
STREET 1: 3658 MT. DIABLO BLVD
STREET 2: SUITE 200
CITY: LAFAYETTE
STATE: CA
ZIP: 94549
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001740316
XXXXXXXX
09-30-2019
09-30-2019
Gifford Fong Associates
3658 MT. DIABLO BLVD
SUITE 200
LAFAYETTE
CA
94549
13F HOLDINGS REPORT
028-18752
N
Christine Proctor
Office Manager
9252997800
Christine Proctor
Lafayette
CA
11-13-2019
0
124
305778
false
INFORMATION TABLE
2
GFAForm13fQ32019.xml
3Q2019 HOLDING REPORT
3M CO
COM
88579Y101
1603
9750
SH
SOLE
9750
0
0
ABBOTT LABS
COM
002824100
1623
19400
SH
SOLE
19400
0
0
ABBVIE INC
COM
00287Y109
2113
27900
SH
SOLE
27900
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
4482
154604
SH
SOLE
154604
0
0
ADVANSIX INC
COM
00773T101
15
564
SH
SOLE
564
0
0
AFLAC INC
COM
001055102
1078
20600
SH
SOLE
20600
0
0
ALLSTATE CORP
COM
020002101
1500
13800
SH
SOLE
13800
0
0
ALPHABET INC
CAP STK CL C
02079K107
5799
4757
SH
SOLE
4757
0
0
ALPHABET INC
CAP STK CL A
02079K305
5800
4750
SH
SOLE
4750
0
0
AMAZON COM INC
COM
023135106
26358
15184
SH
SOLE
15184
0
0
AMERICAN EXPRESS CO
COM
025816109
1301
11000
SH
SOLE
11000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
1064
19100
SH
SOLE
19100
0
0
AMGEN INC
COM
031162100
4387
22671
SH
SOLE
22671
0
0
ANALOG DEVICES INC
COM
032654105
447
4000
SH
SOLE
4000
0
0
APACHE CORP
COM
037411105
1920
75000
SH
SOLE
75000
0
0
APPLE INC
COM
037833100
8735
39000
SH
SOLE
39000
0
0
AT&T INC
COM
00206R102
1220
32242
SH
SOLE
32242
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
1614
10000
SH
SOLE
10000
0
0
BANK AMER CORP
COM
060505104
16177
554582
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554582
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0
BANK NEW YORK MELLON CORP
COM
064058100
853
18872
SH
SOLE
18872
0
0
BAUSCH HEALTH COS INC
COM
071734107
2185
100000
SH
SOLE
100000
0
0
BAXTER INTL INC
COM
071813109
2537
29000
SH
SOLE
29000
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
5513
26500
SH
SOLE
26500
0
0
BIOGEN INC
COM
09062X103
349
1500
SH
SOLE
1500
0
0
BOEING CO
COM
097023105
7119
18710
SH
SOLE
18710
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
55
1363
SH
SOLE
1363
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
1820
35899
SH
SOLE
35899
0
0
CATERPILLAR INC DEL
COM
149123101
985
7800
SH
SOLE
7800
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
423
300000
SH
SOLE
300000
0
0
CHEVRON CORP NEW
COM
166764100
2633
22200
SH
SOLE
22200
0
0
CIENA CORP
COM NEW
171779309
481
12255
SH
SOLE
12255
0
0
CISCO SYS INC
COM
17275R102
1311
26540
SH
SOLE
26540
0
0
CITIGROUP INC
COM NEW
172967424
4246
61471
SH
SOLE
61471
0
0
COCA COLA CO
COM
191216100
2014
37000
SH
SOLE
37000
0
0
COLGATE PALMOLIVE CO
COM
194162103
765
10400
SH
SOLE
10400
0
0
COMCAST CORP NEW
CL A
20030N101
3967
88000
SH
SOLE
88000
0
0
CONOCOPHILLIPS
COM
20825C104
912
16000
SH
SOLE
16000
0
0
CORTEVA INC
COM
22052L104
275
9828
SH
SOLE
9828
0
0
COSTCO WHSL CORP NEW
COM
22160K105
1210
4200
SH
SOLE
4200
0
0
CVS HEALTH CORP
COM
126650100
106
1675
SH
SOLE
1675
0
0
DEERE & CO
COM
244199105
995
5900
SH
SOLE
5900
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
360
6946
SH
SOLE
6946
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
338
45000
SH
SOLE
45000
0
0
DOW INC
COM
260557103
468
9828
SH
SOLE
9828
0
0
DUPONT DE NEMOURS INC
COM
26614N102
701
9828
SH
SOLE
9828
0
0
EATON VANCE CORP
COM NON VTG
278265103
449
10000
SH
SOLE
10000
0
0
LILLY ELI & CO
COM
532457108
1800
16100
SH
SOLE
16100
0
0
EMERSON ELEC CO
COM
291011104
3343
50000
SH
SOLE
50000
0
0
EOG RES INC
COM
26875P101
445
6000
SH
SOLE
6000
0
0
EXXON MOBIL CORP
COM
30231G102
2086
29539
SH
SOLE
29539
0
0
FACEBOOK INC
CL A
30303M102
6678
37500
SH
SOLE
37500
0
0
FORD MTR CO DEL
COM
345370860
2977
325000
SH
SOLE
325000
0
0
GARRETT MOTION INC
COM
366505105
14
1410
SH
SOLE
1410
0
0
GENERAL ELECTRIC CO
COM
369604103
3006
336297
SH
SOLE
336297
0
0
GILEAD SCIENCES INC
COM
375558103
2155
34000
SH
SOLE
34000
0
0
GLOBE LIFE INC
COM
37959E102
431
4500
SH
SOLE
4500
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1658
8000
SH
SOLE
8000
0
0
HALLIBURTON CO
COM
406216101
151
8000
SH
SOLE
8000
0
0
HERSHEY CO
COM
427866108
620
4000
SH
SOLE
4000
0
0
HONEYWELL INTL INC
COM
438516106
2386
14100
SH
SOLE
14100
0
0
HORMEL FOODS CORP
COM
440452100
875
20000
SH
SOLE
20000
0
0
INTEL CORP
COM
458140100
4258
82628
SH
SOLE
82628
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1730
11900
SH
SOLE
11900
0
0
ITT INC
COM
45073V108
306
5000
SH
SOLE
5000
0
0
JOHNSON & JOHNSON
COM
478160104
3739
28900
SH
SOLE
28900
0
0
JPMORGAN CHASE & CO
COM
46625H100
6920
58800
SH
SOLE
58800
0
0
KEYCORP NEW
COM
493267108
535
30000
SH
SOLE
30000
0
0
LINCOLN NATL CORP IND
COM
534187109
603
10000
SH
SOLE
10000
0
0
LOEWS CORP
COM
540424108
345
6700
SH
SOLE
6700
0
0
LOWES COS INC
COM
548661107
1685
15320
SH
SOLE
15320
0
0
MARATHON OIL CORP
COM
565849106
6335
516328
SH
SOLE
516328
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
9233
34000
SH
SOLE
34000
0
0
MERCK & CO INC
COM
58933Y105
244
2900
SH
SOLE
2900
0
0
MERCURY GENL CORP NEW
COM
589400100
168
3000
SH
SOLE
3000
0
0
METLIFE INC
COM
59156R108
707
15000
SH
SOLE
15000
0
0
MICRON TECHNOLOGY INC
COM
595112103
2991
69800
SH
SOLE
69800
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MICROSOFT CORP
COM
594918104
9732
70000
SH
SOLE
70000
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MORGAN STANLEY
COM NEW
617446448
1280
30000
SH
SOLE
30000
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
254
12000
SH
SOLE
12000
0
0
NIKE INC
CL B
654106103
1409
15000
SH
SOLE
15000
0
0
NUCOR CORP
COM
670346105
153
3000
SH
SOLE
3000
0
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NVIDIA CORP
COM
67066G104
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93143
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OCCIDENTAL PETE CORP DEL
COM
674599105
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10000
SH
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10000
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0
OGE ENERGY CORP
COM
670837103
182
4000
SH
SOLE
4000
0
0
ORACLE CORP
COM
68389X105
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69000
SH
SOLE
69000
0
0
PARKER HANNIFIN CORP
COM
701094104
452
2500
SH
SOLE
2500
0
0
PEPSICO INC
COM
713448108
1782
13000
SH
SOLE
13000
0
0
PFIZER INC
COM
717081103
4482
124729
SH
SOLE
124729
0
0
PHILIP MORRIS INTL INC
COM
718172109
1268
16700
SH
SOLE
16700
0
0
PINNACLE WEST CAP CORP
COM
723484101
2912
30000
SH
SOLE
30000
0
0
PITNEY BOWES INC
COM
724479100
2336
511059
SH
SOLE
511059
0
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PNC FINL SVCS GROUP INC
COM
693475105
1402
10000
SH
SOLE
10000
0
0
PROGRESSIVE CORP OHIO
COM
743315103
386
5000
SH
SOLE
5000
0
0
PRUDENTIAL FINL INC
COM
744320102
1214
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SH
SOLE
13500
0
0
PUBLIC STORAGE
COM
74460D109
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5000
SH
SOLE
5000
0
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QUALCOMM INC
COM
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1297
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17000
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0
RESIDEO TECHNOLOGIES INC
COM
76118Y104
34
2350
SH
SOLE
2350
0
0
SALESFORCE COM INC
COM
79466L302
1484
10000
SH
SOLE
10000
0
0
SHERWIN WILLIAMS CO
COM
824348106
550
1000
SH
SOLE
1000
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
1090
7000
SH
SOLE
7000
0
0
STANLEY BLACK & DECKER INC
COM
854502101
433
3000
SH
SOLE
3000
0
0
STARBUCKS CORP
COM
855244109
1857
21000
SH
SOLE
21000
0
0
SVB FINL GROUP
COM
78486Q101
1254
6000
SH
SOLE
6000
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0
SYNCHRONY FINL
COM
87165B103
4502
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SH
SOLE
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TEXAS INSTRS INC
COM
882508104
1034
8000
SH
SOLE
8000
0
0
TJX COS INC NEW
COM
872540109
1449
26000
SH
SOLE
26000
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
671
150000
SH
SOLE
150000
0
0
TRAVELERS COMPANIES INC
COM
89417E109
1041
7000
SH
SOLE
7000
0
0
UNION PAC CORP
COM
907818108
3726
23000
SH
SOLE
23000
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UNITED PARCEL SERVICE INC
CL B
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11800
SH
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11800
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UNITED STATES STL CORP NEW
COM
912909108
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237700
SH
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UNITED TECHNOLOGIES CORP
COM
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10000
SH
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UNITED HEALTH GROUP INC
COM
91324P102
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SH
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0
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US BANCORP DEL
COM NEW
902973304
664
12000
SH
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12000
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VERIZON COMMUNICATIONS INC
COM
92343V104
1851
30663
SH
SOLE
30663
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VISA INC
COM CL A
92826C839
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29800
SH
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WABTEC CORP
COM
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130
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WALGREENS BOOTS ALLIANCE INC
COM
931427108
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10000
SH
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10000
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WALMART INC
COM
931142103
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SH
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36400
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DISNEY WALT CO
COM DISNEY
254687106
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WELLS FARGO CO NEW
COM
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W R BERKLEY CORPORATION
COM
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SH
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XILINX INC
COM
983919101
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5000
SH
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AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
121
8516
SH
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