0001740140-21-000004.txt : 20211115 0001740140-21-000004.hdr.sgml : 20211115 20211115122252 ACCESSION NUMBER: 0001740140-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VISTA INVESTMENT MANAGEMENT CENTRAL INDEX KEY: 0001740140 IRS NUMBER: 134210084 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18763 FILM NUMBER: 211408121 BUSINESS ADDRESS: STREET 1: 400 PENN CENTER BLVD, STE 555 CITY: PITTSBURGH STATE: PA ZIP: 15235 BUSINESS PHONE: 800-301-3204 MAIL ADDRESS: STREET 1: 400 PENN CENTER BLVD, STE 555 CITY: PITTSBURGH STATE: PA ZIP: 15235 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001740140 XXXXXXXX 09-30-2021 09-30-2021 VISTA INVESTMENT MANAGEMENT

400 PENN CENTER BLVD, STE 555 PITTSBURGH PA 15235

13F HOLDINGS REPORT 028-18763 N Matthew J. Viverette 412-253-2427 Matt Viverette Pittsburgh PA 11-15-2021 0 157 170476 false INFORMATION TABLE 2 inftable.xml 3M CO COM 88579Y101 395 2250 SH SOLE 2250 0 0 ABBOTT LABS COM 002824100 925 7827 SH SOLE 7827 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1465 18932 SH SOLE 18932 0 0 AIR PRODS & CHEMS INC COM 009158106 321 1254 SH SOLE 1254 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 458 3093 SH SOLE 3093 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 1131 11213 SH SOLE 11213 0 0 ALPHABET INC CAP STK CL A 02079K305 706 264 SH SOLE 264 0 0 ALPHABET INC CAP STK CL C 02079K107 706 265 SH SOLE 265 0 0 AMAZON COM INC COM 023135106 329 100 SH SOLE 100 0 0 AMGEN INC COM 031162100 633 2975 SH SOLE 2975 0 0 ANSYS INC COM 03662Q105 790 2321 SH SOLE 2321 0 0 ANTHEM INC COM 036752103 1640 4399 SH SOLE 4399 0 0 APPLE INC COM 037833100 1314 9288 SH SOLE 9288 0 0 ARBOR REALTY TRUST INC COM 038923108 281 15175 SH SOLE 15175 0 0 ARES CAPITAL CORP COM 04010L103 236 11617 SH SOLE 11617 0 0 ATLANTIC UN BANKSHARES CORP COM 04911A107 202 5469 SH SOLE 5469 0 0 BANK COMM HLDGS COM 06424J103 406 26737 SH SOLE 26737 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 649 2376 SH SOLE 2376 0 0 BOEING CO COM 097023105 558 2536 SH SOLE 2536 0 0 CSX CORP COM 126408103 895 30102 SH SOLE 30102 0 0 CVS HEALTH CORP COM 126650100 1013 11933 SH SOLE 11933 0 0 CAPITAL ONE FINL CORP COM 14040H105 1298 8015 SH SOLE 8015 0 0 CHEVRON CORP NEW COM 166764100 417 4111 SH SOLE 4111 0 0 CISCO SYS INC COM 17275R102 1162 21352 SH SOLE 21352 0 0 COMCAST CORP NEW CL A 20030N101 463 8274 SH SOLE 8274 0 0 CONOCOPHILLIPS COM 20825C104 371 5480 SH SOLE 5480 0 0 CONSTELLATION BRANDS INC CL A 21036P108 2341 11113 SH SOLE 11113 0 0 CORNING INC COM 219350105 463 12690 SH SOLE 12690 0 0 DISCOVER FINL SVCS COM 254709108 1640 13353 SH SOLE 13353 0 0 DOLLAR GEN CORP NEW COM 256677105 232 1095 SH SOLE 1095 0 0 EOG RES INC COM 26875P101 693 8628 SH SOLE 8628 0 0 F N B CORP COM 302520101 324 27910 SH SOLE 27910 0 0 FTI CONSULTING INC COM 302941109 458 3402 SH SOLE 3402 0 0 FACEBOOK INC CL A 30303M102 358 1055 SH SOLE 1055 0 0 FIDELITY COVINGTON TRUST MSCI COMMNTN SVC 316092873 367 6878 SH SOLE 6878 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 1423 11695 SH SOLE 11695 0 0 FIRST BUSINESS FINL SVCS INC COM 319390100 1255 43709 SH SOLE 43709 0 0 FISERV INC COM 337738108 529 4877 SH SOLE 4877 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 465 10042 SH SOLE 10042 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 613 1621 SH SOLE 1621 0 0 HANESBRANDS INC COM 410345102 381 22178 SH SOLE 22178 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 248 3524 SH SOLE 3524 0 0 II-VI INC COM 902104108 1540 25945 SH SOLE 25945 0 0 INGREDION INC COM 457187102 584 6560 SH SOLE 6560 0 0 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 377 5502 SH SOLE 5502 0 0 INTEL CORP COM 458140100 498 9340 SH SOLE 9340 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 46137V365 311 6892 SH SOLE 6892 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 1316 4566 SH SOLE 4566 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 319 2071 SH SOLE 2071 0 0 JPMORGAN CHASE & CO COM 46625H100 1536 9386 SH SOLE 9386 0 0 JOHNSON & JOHNSON COM 478160104 667 4127 SH SOLE 4127 0 0 JONES LANG LASALLE INC COM 48020Q107 766 3089 SH SOLE 3089 0 0 KB HOME COM 48666K109 210 5393 SH SOLE 5393 0 0 KINDER MORGAN INC DEL COM 49456B101 255 15246 SH SOLE 15246 0 0 KRANESHARES TR CSI CHI INTERNET 500767306 222 4691 SH SOLE 4691 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 254 1153 SH SOLE 1153 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 607 2156 SH SOLE 2156 0 0 LAS VEGAS SANDS CORP COM 517834107 480 13121 SH SOLE 13121 0 0 LOWES COS INC COM 548661107 2321 11441 SH SOLE 11441 0 0 MELCO RESORTS AND ENTMNT LTD ADR 585464100 253 24700 SH SOLE 24700 0 0 MERCK & CO INC COM 58933Y105 721 9594 SH SOLE 9594 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 1227 7992 SH SOLE 7992 0 0 MICROSOFT CORP COM 594918104 1482 5255 SH SOLE 5255 0 0 NETFLIX INC COM 64110L106 200 328 SH SOLE 328 0 0 ORACLE CORP COM 68389X105 351 4023 SH SOLE 4023 0 0 PPG INDS INC COM 693506107 242 1689 SH SOLE 1689 0 0 PAYPAL HLDGS INC COM 70450Y103 285 1095 SH SOLE 1095 0 0 PEPSICO INC COM 713448108 1641 10910 SH SOLE 10910 0 0 PROCTER AND GAMBLE CO COM 742718109 448 3202 SH SOLE 3202 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 633 7360 SH SOLE 7360 0 0 RESMED INC COM 761152107 1280 4855 SH SOLE 4855 0 0 RUSH ENTERPRISES INC CL B 781846308 1827 39927 SH SOLE 39927 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 270 3375 SH SOLE 3375 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 715 3986 SH SOLE 3986 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 320 8518 SH SOLE 8518 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 692 8749 SH SOLE 8749 0 0 SPDR SER TR S&P PHARMAC 78464A722 302 6359 SH SOLE 6359 0 0 SPDR SER TR S&P BIOTECH 78464A870 1365 10858 SH SOLE 10858 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1357 9090 SH SOLE 9090 0 0 TE CONNECTIVITY LTD REG SHS H84989104 969 7059 SH SOLE 7059 0 0 TJX COS INC NEW COM 872540109 221 3343 SH SOLE 3343 0 0 THE TRADE DESK INC COM CL A 88339J105 211 3000 SH SOLE 3000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 2621 4588 SH SOLE 4588 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 457 14702 SH SOLE 14702 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 249 1401 SH SOLE 1401 0 0 US BANCORP DEL COM NEW 902973304 220 3700 SH SOLE 3700 0 0 UNITED PARCEL SERVICE INC CL B 911312106 328 1800 SH SOLE 1800 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1487 3806 SH SOLE 3806 0 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 2257 16033 SH SOLE 16033 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 950 3065 SH SOLE 3065 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 369 4989 SH SOLE 4989 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 353 3809 SH SOLE 3809 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 250 1011 SH SOLE 1011 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 4705 11723 SH SOLE 11723 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 932 5381 SH SOLE 5381 0 0 VENTAS INC COM 92276F100 408 7397 SH SOLE 7397 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 350 1928 SH SOLE 1928 0 0 WP CAREY INC COM 92936U109 874 11969 SH SOLE 11969 0 0 WESCO INTL INC COM 95082P105 1055 9151 SH SOLE 9151 0 0 DISNEY WALT CO COM 254687106 1172 6926 SH SOLE 6926 0 0 WELLS FARGO CO NEW COM 949746101 1272 27407 SH SOLE 27407 0 0 ISHARES TR CORE S&P500 ETF 464287200 855 1984 SH SOLE 1984 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 471 2154 SH SOLE 2154 0 0 ISHARES TR S&P 100 ETF 464287101 494 2500 SH SOLE 2500 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1970 7488 SH SOLE 7488 0 0 ISHARES TR CORE S&P SCP ETF 464287804 3687 33769 SH SOLE 33769 0 0 ISHARES TR MSCI USA MMENTM 46432F396 3943 22455 SH SOLE 22455 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 3976 30180 SH SOLE 30180 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 384 7249 SH SOLE 7249 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 747 1553 SH SOLE 1553 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 2775 60121 SH SOLE 60121 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 1374 27222 SH SOLE 27222 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 886 2064 SH SOLE 2064 0 0 SPDR SER TR MSCI USA STRTGIC 78468R812 3941 33033 SH SOLE 33033 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 514 3349 SH SOLE 3349 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 997 9646 SH SOLE 9646 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 388 1932 SH SOLE 1932 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1294 5464 SH SOLE 5464 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 341 1443 SH SOLE 1443 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1092 4993 SH SOLE 4993 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1004 4521 SH SOLE 4521 0 0 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 310 37306 SH SOLE 37306 0 0 ISHARES INC CORE MSCI EMKT 46434G103 639 10347 SH SOLE 10347 0 0 ISHARES TR EAFE SML CP ETF 464288273 604 8114 SH SOLE 8114 0 0 INVESCO EXCH TRADED FD TR II INTL BUYBACK 46138E644 990 22636 SH SOLE 22636 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1915 52900 SH SOLE 52900 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3457 81285 SH SOLE 81285 0 0 TEMPLETON DRAGON FD INC COM 88018T101 255 14179 SH SOLE 14179 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 760 15058 SH SOLE 15058 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1672 33443 SH SOLE 33443 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1714 32052 SH SOLE 32052 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 156 10600 SH SOLE 10600 0 0 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 167 10637 SH SOLE 10637 0 0 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 206 13592 SH SOLE 13592 0 0 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 1667 80716 SH SOLE 80716 0 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 2439 118753 SH SOLE 118753 0 0 ISHARES TR BLACKROCK ULTRA 46434V878 5935 117520 SH SOLE 117520 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 1551 33928 SH SOLE 33928 0 0 ISHARES TR NATIONAL MUN ETF 464288414 254 2188 SH SOLE 2188 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 303 2818 SH SOLE 2818 0 0 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 2400 95559 SH SOLE 95559 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 216 13782 SH SOLE 13782 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 365 37258 SH SOLE 37258 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 2102 19011 SH SOLE 19011 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 312 18700 SH SOLE 18700 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 3090 67146 SH SOLE 67146 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 343 4018 SH SOLE 4018 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 2284 62546 SH SOLE 62546 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 2245 73214 SH SOLE 73214 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 647 13089 SH SOLE 13089 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 5715 182873 SH SOLE 182873 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 662 21618 SH SOLE 21618 0 0 VANECK ETF TRUST INVESTMENT GRD 92189F486 4321 170122 SH SOLE 170122 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1270 20687 SH SOLE 20687 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 5291 64207 SH SOLE 64207 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 252 4600 SH SOLE 4600 0 0 WISDOMTREE TR HEDGED HI YLD BD 97717W430 2699 121414 SH SOLE 121414 0 0