0001740140-21-000003.txt : 20210816 0001740140-21-000003.hdr.sgml : 20210816 20210813175128 ACCESSION NUMBER: 0001740140-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210813 EFFECTIVENESS DATE: 20210816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VISTA INVESTMENT MANAGEMENT CENTRAL INDEX KEY: 0001740140 IRS NUMBER: 134210084 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18763 FILM NUMBER: 211173586 BUSINESS ADDRESS: STREET 1: 400 PENN CENTER BLVD, STE 555 CITY: PITTSBURGH STATE: PA ZIP: 15235 BUSINESS PHONE: 800-301-3204 MAIL ADDRESS: STREET 1: 400 PENN CENTER BLVD, STE 555 CITY: PITTSBURGH STATE: PA ZIP: 15235 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001740140 XXXXXXXX 06-30-2021 06-30-2021 VISTA INVESTMENT MANAGEMENT

400 PENN CENTER BLVD, STE 555 PITTSBURGH PA 15235

13F HOLDINGS REPORT 028-18763 N Matthew J. Viverette 412-253-2427 Matthew J. Viverette Pittsburgh PA 08-13-2021 0 155 169536 false INFORMATION TABLE 2 inftable.xml 3M CO COM 88579Y101 442 2224 SH SOLE 2224 0 0 ABBOTT LABS COM 002824100 914 7882 SH SOLE 7882 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1761 18455 SH SOLE 18455 0 0 AIR PRODS & CHEMS INC COM 009158106 365 1270 SH SOLE 1270 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 854 3766 SH SOLE 3766 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 1120 10748 SH SOLE 10748 0 0 ALPHABET INC CAP STK CL A 02079K305 642 263 SH SOLE 263 0 0 ALPHABET INC CAP STK CL C 02079K107 682 272 SH SOLE 272 0 0 AMAZON COM INC COM 023135106 337 98 SH SOLE 98 0 0 AMGEN INC COM 031162100 705 2891 SH SOLE 2891 0 0 ANSYS INC COM 03662Q105 806 2321 SH SOLE 2321 0 0 ANTHEM INC COM 036752103 1702 4458 SH SOLE 4458 0 0 APPLE INC COM 037833100 2443 17838 SH SOLE 17838 0 0 ARBOR REALTY TRUST INC COM 038923108 270 15170 SH SOLE 15170 0 0 ARES CAPITAL CORP COM 04010L103 225 11491 SH SOLE 11491 0 0 BANK COMM HLDGS COM 06424J103 409 27217 SH SOLE 27217 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 655 2357 SH SOLE 2357 0 0 BOEING CO COM 097023105 615 2567 SH SOLE 2567 0 0 CSX CORP COM 126408103 968 30171 SH SOLE 30171 0 0 CVS HEALTH CORP COM 126650100 1005 12045 SH SOLE 12045 0 0 CAPITAL ONE FINL CORP COM 14040H105 1237 7999 SH SOLE 7999 0 0 CHEVRON CORP NEW COM 166764100 415 3963 SH SOLE 3963 0 0 CISCO SYS INC COM 17275R102 1136 21442 SH SOLE 21442 0 0 COMCAST CORP NEW CL A 20030N101 467 8190 SH SOLE 8190 0 0 CONOCOPHILLIPS COM 20825C104 319 5242 SH SOLE 5242 0 0 CONSTELLATION BRANDS INC CL A 21036P108 2556 10929 SH SOLE 10929 0 0 CORNING INC COM 219350105 509 12442 SH SOLE 12442 0 0 DISCOVER FINL SVCS COM 254709108 1625 13740 SH SOLE 13740 0 0 DOLLAR GEN CORP NEW COM 256677105 238 1100 SH SOLE 1100 0 0 EOG RES INC COM 26875P101 723 8663 SH SOLE 8663 0 0 F N B CORP COM 302520101 342 27723 SH SOLE 27723 0 0 FTI CONSULTING INC COM 302941109 455 3327 SH SOLE 3327 0 0 FACEBOOK INC CL A 30303M102 367 1055 SH SOLE 1055 0 0 FIDELITY COVINGTON TRUST MSCI COMMNTN SVC 316092873 375 6878 SH SOLE 6878 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 1635 11539 SH SOLE 11539 0 0 FIRST BUSINESS FINL SVCS INC COM 319390100 1190 43972 SH SOLE 43972 0 0 FISERV INC COM 337738108 345 3232 SH SOLE 3232 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 460 9919 SH SOLE 9919 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 631 1663 SH SOLE 1663 0 0 HANESBRANDS INC COM 410345102 416 22284 SH SOLE 22284 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 221 3574 SH SOLE 3574 0 0 HONEYWELL INTL INC COM 438516106 206 938 SH SOLE 938 0 0 II-VI INC COM 902104108 1802 24829 SH SOLE 24829 0 0 INGREDION INC COM 457187102 610 6744 SH SOLE 6744 0 0 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 375 5502 SH SOLE 5502 0 0 INTEL CORP COM 458140100 523 9325 SH SOLE 9325 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 46137V365 309 6819 SH SOLE 6819 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 1162 4006 SH SOLE 4006 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 301 1868 SH SOLE 1868 0 0 JPMORGAN CHASE & CO COM 46625H100 1442 9273 SH SOLE 9273 0 0 JOHNSON & JOHNSON COM 478160104 684 4151 SH SOLE 4151 0 0 JONES LANG LASALLE INC COM 48020Q107 613 3137 SH SOLE 3137 0 0 KB HOME COM 48666K109 220 5393 SH SOLE 5393 0 0 KINDER MORGAN INC DEL COM 49456B101 278 15225 SH SOLE 15225 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 250 1156 SH SOLE 1156 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 593 2150 SH SOLE 2150 0 0 LAS VEGAS SANDS CORP COM 517834107 640 12146 SH SOLE 12146 0 0 LOWES COS INC COM 548661107 2240 11546 SH SOLE 11546 0 0 MELCO RESORTS AND ENTMNT LTD ADR 585464100 451 27228 SH SOLE 27228 0 0 MERCK & CO INC COM 58933Y105 713 9168 SH SOLE 9168 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 1165 7778 SH SOLE 7778 0 0 MICROSOFT CORP COM 594918104 1431 5284 SH SOLE 5284 0 0 ORACLE CORP COM 68389X105 361 4640 SH SOLE 4640 0 0 PPG INDS INC COM 693506107 287 1689 SH SOLE 1689 0 0 PAYPAL HLDGS INC COM 70450Y103 319 1095 SH SOLE 1095 0 0 PEPSICO INC COM 713448108 1598 10784 SH SOLE 10784 0 0 PROCTER AND GAMBLE CO COM 742718109 432 3202 SH SOLE 3202 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 688 8068 SH SOLE 8068 0 0 RESMED INC COM 761152107 1233 5002 SH SOLE 5002 0 0 RUSH ENTERPRISES INC CL B 781846308 1525 39974 SH SOLE 39974 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 270 3339 SH SOLE 3339 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 709 3972 SH SOLE 3972 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 314 8547 SH SOLE 8547 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 719 8740 SH SOLE 8740 0 0 SPDR SER TR S&P PHARMAC 78464A722 332 6422 SH SOLE 6422 0 0 SPDR SER TR S&P BIOTECH 78464A870 1420 10484 SH SOLE 10484 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1342 9090 SH SOLE 9090 0 0 TE CONNECTIVITY LTD REG SHS H84989104 968 7161 SH SOLE 7161 0 0 TJX COS INC NEW COM 872540109 231 3430 SH SOLE 3430 0 0 THE TRADE DESK INC COM CL A 88339J105 232 3000 SH SOLE 3000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 2357 4673 SH SOLE 4673 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 448 14734 SH SOLE 14734 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 249 1424 SH SOLE 1424 0 0 US BANCORP DEL COM NEW 902973304 224 3926 SH SOLE 3926 0 0 UNITED PARCEL SERVICE INC CL B 911312106 246 1184 SH SOLE 1184 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1518 3790 SH SOLE 3790 0 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 2219 15427 SH SOLE 15427 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 798 2540 SH SOLE 2540 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 375 4947 SH SOLE 4947 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 345 3814 SH SOLE 3814 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 250 1011 SH SOLE 1011 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 4670 11711 SH SOLE 11711 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 942 5209 SH SOLE 5209 0 0 VENTAS INC COM 92276F100 431 7554 SH SOLE 7554 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 334 1657 SH SOLE 1657 0 0 WP CAREY INC COM 92936U109 807 10819 SH SOLE 10819 0 0 WESCO INTL INC COM 95082P105 940 9142 SH SOLE 9142 0 0 DISNEY WALT CO COM 254687106 1230 6995 SH SOLE 6995 0 0 WELLS FARGO CO NEW COM 949746101 1242 27428 SH SOLE 27428 0 0 WESBANCO INC COM 950810101 202 5660 SH SOLE 5660 0 0 ISHARES TR CORE S&P500 ETF 464287200 829 1928 SH SOLE 1928 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 494 2154 SH SOLE 2154 0 0 ISHARES TR S&P 100 ETF 464287101 490 2500 SH SOLE 2500 0 0 ISHARES TR CORE S&P MCP ETF 464287507 2009 7475 SH SOLE 7475 0 0 ISHARES TR CORE S&P SCP ETF 464287804 3673 32506 SH SOLE 32506 0 0 ISHARES TR MSCI USA MMENTM 46432F396 3804 21935 SH SOLE 21935 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 3998 30089 SH SOLE 30089 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 400 7555 SH SOLE 7555 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 763 1554 SH SOLE 1554 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 2756 58373 SH SOLE 58373 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 1401 27843 SH SOLE 27843 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 809 1890 SH SOLE 1890 0 0 SPDR SER TR MSCI USA STRTGIC 78468R812 3887 32543 SH SOLE 32543 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 520 3359 SH SOLE 3359 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 993 9475 SH SOLE 9475 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 381 1900 SH SOLE 1900 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1299 5475 SH SOLE 5475 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 342 1446 SH SOLE 1446 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1120 4973 SH SOLE 4973 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1012 4543 SH SOLE 4543 0 0 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 338 37318 SH SOLE 37318 0 0 ISHARES INC CORE MSCI EMKT 46434G103 691 10313 SH SOLE 10313 0 0 ISHARES TR EAFE SML CP ETF 464288273 598 8063 SH SOLE 8063 0 0 INVESCO EXCH TRADED FD TR II INTL BUYBACK 46138E644 1000 22133 SH SOLE 22133 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1931 52496 SH SOLE 52496 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3606 79260 SH SOLE 79260 0 0 TEMPLETON DRAGON FD INC COM 88018T101 248 10439 SH SOLE 10439 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 786 15260 SH SOLE 15260 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1758 32368 SH SOLE 32368 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1637 30045 SH SOLE 30045 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 159 10600 SH SOLE 10600 0 0 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 169 10637 SH SOLE 10637 0 0 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 209 13592 SH SOLE 13592 0 0 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 1606 77696 SH SOLE 77696 0 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 2254 109431 SH SOLE 109431 0 0 ISHARES TR BLACKROCK ULTRA 46434V878 5636 111554 SH SOLE 111554 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 1518 32962 SH SOLE 32962 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 293 2718 SH SOLE 2718 0 0 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 2219 88428 SH SOLE 88428 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 218 13782 SH SOLE 13782 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 386 38758 SH SOLE 38758 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 2137 19259 SH SOLE 19259 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 274 16223 SH SOLE 16223 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 2955 63835 SH SOLE 63835 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 352 4061 SH SOLE 4061 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 2320 63226 SH SOLE 63226 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 2427 79192 SH SOLE 79192 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 584 11787 SH SOLE 11787 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 5258 167997 SH SOLE 167997 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 643 20978 SH SOLE 20978 0 0 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 3738 147297 SH SOLE 147297 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1271 20696 SH SOLE 20696 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 5075 61356 SH SOLE 61356 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 254 4600 SH SOLE 4600 0 0 WISDOMTREE TR HEDGED HI YLD BD 97717W430 2605 117011 SH SOLE 117011 0 0