0001739566-20-000076.txt : 20201228 0001739566-20-000076.hdr.sgml : 20201228 20201228193323 ACCESSION NUMBER: 0001739566-20-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201222 FILED AS OF DATE: 20201228 DATE AS OF CHANGE: 20201228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Series R of UM Partners, LLC CENTRAL INDEX KEY: 0001821472 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38686 FILM NUMBER: 201419727 BUSINESS ADDRESS: STREET 1: 900 HIGH STREET CITY: HANOVER STATE: PA ZIP: 17331 BUSINESS PHONE: 717-637-6644 MAIL ADDRESS: STREET 1: 900 HIGH STREET CITY: HANOVER STATE: PA ZIP: 17331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Utz Brands, Inc. CENTRAL INDEX KEY: 0001739566 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 981425274 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 900 HIGH STREET CITY: HANOVER STATE: PA ZIP: 17331 BUSINESS PHONE: 717-637-6644 MAIL ADDRESS: STREET 1: 900 HIGH STREET CITY: HANOVER STATE: PA ZIP: 17331 FORMER COMPANY: FORMER CONFORMED NAME: Collier Creek Holdings DATE OF NAME CHANGE: 20180503 4 1 wf-form4_160920198793991.xml FORM 4 X0306 4 2020-12-22 0 0001739566 Utz Brands, Inc. UTZ 0001821472 Series R of UM Partners, LLC C/O UTZ BRANDS, INC. 900 HIGH STREET HANOVER PA 17331 0 0 1 0 Class A Common Stock 2020-12-22 4 C 0 135000 0 A 135000 D Class V Common Stock 2020-12-22 4 J 0 135000 0 D 9052350 D Class A Common Stock 2020-12-23 4 G 0 135000 0 D 0 D Company Common Units 2020-12-22 4 C 0 135000 0 D Class A Common Stock 135000.0 9052350 D These securities are solely owned by Series R of UM Partners, LLC, who is a member of a "group" with Series U of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act. Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). These shares of Class V Common Stock of the Issuer provide no economic rights in the Issuer to the holder thereof. However, each holder of Class V Common Stock is entitled to vote as a common stockholder of the Issuer, with the number of votes equal to the number of shares of Class V Common Stock held at the time of such vote. These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement. /s/ Gene Otto, Vice President of Series R of UM Partners, LLC 2020-12-28