0001739566-20-000076.txt : 20201228
0001739566-20-000076.hdr.sgml : 20201228
20201228193323
ACCESSION NUMBER: 0001739566-20-000076
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201222
FILED AS OF DATE: 20201228
DATE AS OF CHANGE: 20201228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Series R of UM Partners, LLC
CENTRAL INDEX KEY: 0001821472
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38686
FILM NUMBER: 201419727
BUSINESS ADDRESS:
STREET 1: 900 HIGH STREET
CITY: HANOVER
STATE: PA
ZIP: 17331
BUSINESS PHONE: 717-637-6644
MAIL ADDRESS:
STREET 1: 900 HIGH STREET
CITY: HANOVER
STATE: PA
ZIP: 17331
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Utz Brands, Inc.
CENTRAL INDEX KEY: 0001739566
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 981425274
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0103
BUSINESS ADDRESS:
STREET 1: 900 HIGH STREET
CITY: HANOVER
STATE: PA
ZIP: 17331
BUSINESS PHONE: 717-637-6644
MAIL ADDRESS:
STREET 1: 900 HIGH STREET
CITY: HANOVER
STATE: PA
ZIP: 17331
FORMER COMPANY:
FORMER CONFORMED NAME: Collier Creek Holdings
DATE OF NAME CHANGE: 20180503
4
1
wf-form4_160920198793991.xml
FORM 4
X0306
4
2020-12-22
0
0001739566
Utz Brands, Inc.
UTZ
0001821472
Series R of UM Partners, LLC
C/O UTZ BRANDS, INC.
900 HIGH STREET
HANOVER
PA
17331
0
0
1
0
Class A Common Stock
2020-12-22
4
C
0
135000
0
A
135000
D
Class V Common Stock
2020-12-22
4
J
0
135000
0
D
9052350
D
Class A Common Stock
2020-12-23
4
G
0
135000
0
D
0
D
Company Common Units
2020-12-22
4
C
0
135000
0
D
Class A Common Stock
135000.0
9052350
D
These securities are solely owned by Series R of UM Partners, LLC, who is a member of a "group" with Series U of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.
Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).
These shares of Class V Common Stock of the Issuer provide no economic rights in the Issuer to the holder thereof. However, each holder of Class V Common Stock is entitled to vote as a common stockholder of the Issuer, with the number of votes equal to the number of shares of Class V Common Stock held at the time of such vote.
These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement.
/s/ Gene Otto, Vice President of Series R of UM Partners, LLC
2020-12-28