0001415889-24-004433.txt : 20240220 0001415889-24-004433.hdr.sgml : 20240220 20240220172939 ACCESSION NUMBER: 0001415889-24-004433 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240118 FILED AS OF DATE: 20240220 DATE AS OF CHANGE: 20240220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kreger Bradley Allen CENTRAL INDEX KEY: 0001739205 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39757 FILM NUMBER: 24655112 MAIL ADDRESS: STREET 1: C/O FLUIDIGM CORPORATION STREET 2: 7000 SHORELINE COURT, SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Velo3D, Inc. CENTRAL INDEX KEY: 0001825079 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] ORGANIZATION NAME: 06 Technology IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2710 LAKEVIEW CT CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: (408) 610-3915 MAIL ADDRESS: STREET 1: 2710 LAKEVIEW CT CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: JAWS Spitfire Acquisition Corp DATE OF NAME CHANGE: 20200921 FORMER COMPANY: FORMER CONFORMED NAME: Spitfire Acquisition Corp DATE OF NAME CHANGE: 20200916 4 1 form4-02202024_100212.xml X0508 4 2024-01-18 0001825079 Velo3D, Inc. VLD 0001739205 Kreger Bradley Allen C/O VELO3D, INC. 2710 LAKEVIEW CT FREMONT CA 94538 false true false false INTERIM CEO 0 Common Stock 2024-01-18 4 M 0 31446 A 70337 D Common Stock 2024-01-18 4 S 0 13600 0.3034 D 56737 D Common Stock 2024-02-15 4 M 0 116787 A 173524 D Common Stock 2024-02-15 4 M 0 20794 A 194318 D Common Stock 2024-02-18 4 M 0 31447 A 225765 D Restricted Stock Unit (RSU) 2024-01-18 4 M 0 31446 0 D Common Stock 31446 345912 D Restricted Stock Unit (RSU) 2024-02-15 4 M 0 116787 0 D Common Stock 116787 350361 D Restricted Stock Unit (RSU) 2024-02-15 4 M 0 20794 0 D Common Stock 20794 0 D Restricted Stock Unit (RSU) 2024-02-18 4 M 0 31447 0 D Common Stock 31447 314465 D Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs. The RSUs vest in 12 equal monthly installments over one year, beginning January 18, 2024, subject to the continuing service of the Reporting Person on each vesting date. The RSUs vest as to 1/4th of the total grant on February 15, 2024, and thereafter 1/12th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date. The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date. /s/ Bernard Chung as attorney-in-fact for Bradley Allen Kreger 2024-02-20