0001214659-20-004658.txt : 20200515
0001214659-20-004658.hdr.sgml : 20200515
20200515120055
ACCESSION NUMBER: 0001214659-20-004658
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200515
DATE AS OF CHANGE: 20200515
EFFECTIVENESS DATE: 20200515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Atom Investors LP
CENTRAL INDEX KEY: 0001738902
IRS NUMBER: 824453478
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19354
FILM NUMBER: 20882456
BUSINESS ADDRESS:
STREET 1: 3711 S MOPAC EXPY
STREET 2: BUILDING ONE, SUITE 100
CITY: AUSTIN
STATE: TX
ZIP: 78746
BUSINESS PHONE: 7378084595
MAIL ADDRESS:
STREET 1: 3711 S MOPAC EXPY
STREET 2: BUILDING ONE, SUITE 100
CITY: AUSTIN
STATE: TX
ZIP: 78746
13F-HR
1
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0001738902
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03-31-2020
03-31-2020
false
Atom Investors LP
3711 S MOPAC EXPY
BUILDING ONE, SUITE 100
AUSTIN
TX
78746
13F HOLDINGS REPORT
028-19354
N
Craig Fisher
General Counsel and Chief Compliance Officer
737-808-4595
/s/Craig Fisher
Austin
TX
05-15-2020
0
312
1137985
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7583
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LOWES COS INC
COM
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8721
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LUCKIN COFFEE INC
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54951L109
2719
100000
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0
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656
3462
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0
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MACQUARIE INFRASTRUCTURE COR
COM
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SH
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COM
576323109
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MEDICAL PPTYS TRUST INC
COM
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207
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0
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3281
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COM
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MONDELEZ INTL INC
CL A
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571
11392
SH
SOLE
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0
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MONSTER BEVERAGE CORP NEW
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61174X109
238
4224
SH
SOLE
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MOODYS CORP
COM
615369105
248
1171
SH
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0
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MYOKARDIA INC
COM
62857M105
451
9611
SH
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NVE CORP
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17939
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NETFLIX INC
COM
64110L106
678
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NEWELL BRANDS INC
COM
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279
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NIKE INC
CL B
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NORFOLK SOUTHERN CORP
COM
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21949
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OMEROS CORP
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682143102
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299005
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ONEMAIN HLDGS INC
COM
68268W103
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43063
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ORIGIN AGRITECH LIMITED
SHS NEW
G67828205
594
132076
SH
SOLE
132076
0
0
ORION ENGINEERED CARBONS S A
COM
L72967109
288
38616
SH
SOLE
38616
0
0
OWENS CORNING NEW
COM
690742101
5153
132781
SH
SOLE
132781
0
0
PG&E CORP
COM
69331C108
319
35532
SH
SOLE
35532
0
0
PAGERDUTY INC
COM
69553P100
2994
173239
SH
SOLE
173239
0
0
PASSAGE BIO INC
COM
702712100
2363
150000
SH
SOLE
150000
0
0
PEGASYSTEMS INC
COM
705573103
1172
16454
SH
SOLE
16454
0
0
PEPSICO INC
COM
713448108
1546
12871
SH
SOLE
12871
0
0
PERDOCEO ED CORP
COM
71363P106
5420
502363
SH
SOLE
502363
0
0
PHILIP MORRIS INTL INC
COM
718172109
1344
18424
SH
SOLE
18424
0
0
PHREESIA INC
COM
71944F106
566
26928
SH
SOLE
26928
0
0
PLAINS GP HLDGS L P
LTD PARTNR INT A
72651A207
180
32007
SH
SOLE
32007
0
0
PLANET FITNESS INC
CL A
72703H101
346
7114
SH
SOLE
7114
0
0
PRINCIPIA BIOPHARMA INC
COM
74257L108
422
7104
SH
SOLE
7104
0
0
PROCTER & GAMBLE CO
COM
742718109
8323
75660
SH
SOLE
75660
0
0
PROLOGIS INC.
COM
74340W103
854
10622
SH
SOLE
10622
0
0
PULTE GROUP INC
COM
745867101
365
16343
SH
SOLE
16343
0
0
QUANEX BUILDING PRODUCTS COR
COM
747619104
145
14374
SH
SOLE
14374
0
0
RH
COM
74967X103
291
2893
SH
SOLE
2893
0
0
RALPH LAUREN CORP
CL A
751212101
284
4249
SH
SOLE
4249
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
12838
414118
SH
SOLE
414118
0
0
THE REALREAL INC
COM
88339P101
1208
172292
SH
SOLE
172292
0
0
REALTY INCOME CORP
COM
756109104
336
6735
SH
SOLE
6735
0
0
REDWOOD TR INC
COM
758075402
62
12331
SH
SOLE
12331
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
3145
78571
SH
SOLE
78571
0
0
RETROPHIN INC
COM
761299106
2774
190136
SH
SOLE
190136
0
0
REVOLVE GROUP INC
CL A
76156B107
990
114628
SH
SOLE
114628
0
0
RINGCENTRAL INC
CL A
76680R206
7310
34496
SH
SOLE
34496
0
0
ROPER TECHNOLOGIES INC
COM
776696106
4157
13331
SH
SOLE
13331
0
0
TELARIA INC
COM
879181105
1812
302074
SH
SOLE
302074
0
0
RYANAIR HOLDINGS PLC
SPONSORED ADS
783513203
5673
106855
SH
SOLE
106855
0
0
S&P GLOBAL INC
COM
78409V104
695
2837
SH
SOLE
2837
0
0
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
598
2216
SH
SOLE
2216
0
0
SJW GROUP
COM
784305104
1540
26664
SH
SOLE
26664
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
46131
178977
SH
SOLE
178977
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
12540
47703
SH
SOLE
47703
0
0
SWK HLDGS CORP
COM NEW
78501P203
2339
208881
SH
SOLE
208881
0
0
SANDRIDGE ENERGY INC
COM NEW
80007P869
746
830243
SH
SOLE
830243
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
903
9234
SH
SOLE
9234
0
0
SCHRODINGER INC
COM
80810D103
2592
60108
SH
SOLE
60108
0
0
SEA LTD
SPONSORED ADS
81141R100
1329
30000
SH
SOLE
30000
0
0
SERVICEMASTER GLOBAL HLDGS I
COM
81761R109
6648
246206
SH
SOLE
246206
0
0
SILK RD MED INC
COM
82710M100
461
14641
SH
SOLE
14641
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
493
8993
SH
SOLE
8993
0
0
SNAP ON INC
COM
833034101
1584
14555
SH
SOLE
14555
0
0
SPARTAN MTRS INC
COM
846819100
139
10732
SH
SOLE
10732
0
0
SPDR SER TR
S&P REGL BKG
78464A698
16441
504476
SH
SOLE
504476
0
0
SPDR SER TR
S&P RETAIL ETF
78464A714
16851
565855
SH
SOLE
565855
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
1386
11409
SH
SOLE
11409
0
0
STAMPS COM INC
COM NEW
852857200
12437
95607
SH
SOLE
95607
0
0
STARBUCKS CORP
COM
855244109
3169
48207
SH
SOLE
48207
0
0
STRYKER CORP
COM
863667101
992
5957
SH
SOLE
5957
0
0
SUN CMNTYS INC
COM
866674104
275
2204
SH
SOLE
2204
0
0
SUNCOR ENERGY INC NEW
COM
867224107
5309
336004
SH
SOLE
336004
0
0
TAPESTRY INC
COM
876030107
175
13534
SH
SOLE
13534
0
0
TARGET CORP
COM
87612E106
776
8352
SH
SOLE
8352
0
0
TELEFLEX INCORPORATED
COM
879369106
220
751
SH
SOLE
751
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
2778
309356
SH
SOLE
309356
0
0
TWITTER INC
COM
90184L102
3514
143063
SH
SOLE
143063
0
0
TYSON FOODS INC
CL A
902494103
242
4176
SH
SOLE
4176
0
0
UNDER ARMOUR INC
CL C
904311206
122
15110
SH
SOLE
15110
0
0
UNIQURE NV
SHS
N90064101
2336
49238
SH
SOLE
49238
0
0
UNISYS CORP
COM NEW
909214306
489
39563
SH
SOLE
39563
0
0
UNITED RENTALS INC
COM
911363109
7429
72193
SH
SOLE
72193
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
16875
177961
SH
SOLE
177961
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
14655
58767
SH
SOLE
58767
0
0
V F CORP
COM
918204108
1161
21472
SH
SOLE
21472
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
13728
194039
SH
SOLE
194039
0
0
VERACYTE INC
COM
92337F107
2000
79396
SH
SOLE
79396
0
0
VERTIV HOLDINGS CO
COM CL A
92537N108
5257
607705
SH
SOLE
607705
0
0
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
77
11640
SH
SOLE
11640
0
0
VISA INC
COM CL A
92826C839
28806
178783
SH
SOLE
178783
0
0
VISHAY PRECISION GROUP INC
COM
92835K103
6747
335994
SH
SOLE
335994
0
0
VISTA OUTDOOR INC
COM
928377100
94
10640
SH
SOLE
10640
0
0
WARRIOR MET COAL INC
COM
93627C101
1068
100562
SH
SOLE
100562
0
0
WELLTOWER INC
COM
95040Q104
448
9777
SH
SOLE
9777
0
0
WILLIAMS SONOMA INC
COM
969904101
1005
23642
SH
SOLE
23642
0
0
XPERI CORP
COM
98421B100
3806
273594
SH
SOLE
273594
0
0
YORK WTR CO
COM
987184108
577
13270
SH
SOLE
13270
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
234
2312
SH
SOLE
2312
0
0
ZIONS BANCORPORATION N A
COM
989701107
1750
65394
SH
SOLE
65394
0
0
ISHARES TR
MSCI MIN VOL ETF
46429B697
39057
723152
SH
SOLE
723152
0
0
ISHARES INC
MSCI BRAZIL ETF
464286400
501
21277
SH
SOLE
21277
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
516
21414
SH
SOLE
21414
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
78975
689981
SH
SOLE
689981
0
0
APOLLO GLOBAL MGMT INC
COM CL A
03768E105
596
17800
SH
Put
SOLE
17800
0
0
ARES CAPITAL CORP
COM
04010L103
115
10700
SH
Put
SOLE
10700
0
0
ASPEN TECHNOLOGY INC
COM
045327103
932
9800
SH
Put
SOLE
9800
0
0
ATHENE HLDG LTD
CL A
G0684D107
6634
267300
SH
Put
SOLE
267300
0
0
AUTODESK INC
COM
052769106
17358
111200
SH
Put
SOLE
111200
0
0
AXOS FINL INC
COM
05465C100
3626
200000
SH
Put
SOLE
200000
0
0
BAIN CAP SPECIALTY FIN INC
COM
05684B107
6
600
SH
Put
SOLE
600
0
0
BANK OZK
COM
06417N103
479
28700
SH
Put
SOLE
28700
0
0
BARINGS BDC INC
COM
06759L103
2
300
SH
Put
SOLE
300
0
0
BENEFYTT TECHNOLOGIES INC
COM CL A
08182C106
356
15900
SH
Call
SOLE
15900
0
0
BLACKROCK INC
COM
09247X101
4
600
SH
Put
SOLE
600
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
4498
98700
SH
Put
SOLE
98700
0
0
BLOOM ENERGY CORP
COM CL A
093712107
3547
678200
SH
Put
SOLE
678200
0
0
CANNAE HLDGS INC
COM
13765N107
144
4300
SH
Put
SOLE
4300
0
0
CAPITAL SOUTHWEST CORP
COM
140501107
2
200
SH
Put
SOLE
200
0
0
COMERICA INC
COM
200340107
4254
145000
SH
Put
SOLE
145000
0
0
COMPASS DIVERSIFIED HOLDINGS
SH BEN INT
20451Q104
21
1600
SH
Put
SOLE
1600
0
0
ENPHASE ENERGY INC
COM
29355A107
646
20000
SH
Put
SOLE
20000
0
0
FIDUS INVT CORP
COM
316500107
2
300
SH
Put
SOLE
300
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
5596
30000
SH
Put
SOLE
30000
0
0
GLADSTONE CAPITAL CORP
COM
376535100
4
700
SH
Put
SOLE
700
0
0
GLADSTONE INVT CORP
COM
376546107
4
500
SH
Put
SOLE
500
0
0
GOLUB CAP BDC INC
COM
38173M102
36
2900
SH
Put
SOLE
2900
0
0
HAMILTON LANE INC
CL A
407497106
61
1100
SH
Put
SOLE
1100
0
0
HERCULES CAPITAL INC
COM
427096508
20
2600
SH
Put
SOLE
2600
0
0
HORIZON TECHNOLOGY FIN CORP
COM
44045A102
1
100
SH
Put
SOLE
100
0
0
ISHARES TR
20 YR TR BD ETF
464287432
23558
142800
SH
Put
SOLE
142800
0
0
KKR & CO INC
CL A
48251W104
197
8400
SH
Put
SOLE
8400
0
0
LYFT INC
CL A COM
55087P104
1396
52000
SH
Put
SOLE
52000
0
0
MSCI INC
COM
55354G100
4623
16000
SH
Put
SOLE
16000
0
0
MAIN STR CAP CORP
COM
56035L104
6707
327000
SH
Put
SOLE
327000
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
495
250000
SH
Put
SOLE
250000
0
0
MAXAR TECHNOLOGIES INC
COM
57778K105
214
20000
SH
Put
SOLE
20000
0
0
MEET GROUP INC
COM
58513U101
5172
881100
SH
Put
SOLE
881100
0
0
MONROE CAP CORP
COM
610335101
1
200
SH
Put
SOLE
200
0
0
NEW MTN FIN CORP
COM
647551100
6
900
SH
Put
SOLE
900
0
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
2
700
SH
Put
SOLE
700
0
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
5310
200000
SH
Put
SOLE
200000
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
1
300
SH
Put
SOLE
300
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
1226
288400
SH
Put
SOLE
288400
0
0
Q2 HLDGS INC
COM
74736L109
490
8300
SH
Put
SOLE
8300
0
0
SOLAR CAP LTD
COM
83413U100
6
500
SH
Put
SOLE
500
0
0
STELLUS CAP INVT CORP
COM
858568108
1
200
SH
Put
SOLE
200
0
0
TCG BDC INC
COM
872280102
3
500
SH
Put
SOLE
500
0
0
TRANSDIGM GROUP INC
COM
893641100
1761
5500
SH
Put
SOLE
5500
0
0
TRIPLEPOINT VENTURE GROWTH B
COM
89677Y100
3
500
SH
Put
SOLE
500
0
0
UBIQUITI INC
COM
90353W103
3171
22400
SH
Put
SOLE
22400
0
0
ZENDESK INC
COM
98936J101
903
14100
SH
Put
SOLE
14100
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
1754
48700
SH
Put
SOLE
48700
0
0
ISHARES TR
MSCI MIN VOL ETF
46429B697
47529
880000
SH
Put
SOLE
880000
0
0