The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 205 | 2,221 | SH | SOLE | 2,221 | 0 | 0 | ||
ADOBE INC | COM | 00724F101 | 317 | 1,400 | SH | SOLE | 1,400 | 0 | 0 | ||
AIRCASTLE LTD | COM | G0129K104 | 1,709 | 99,111 | SH | SOLE | 99,111 | 0 | 0 | ||
AIRCASTLE LTD | COM | G0129K104 | 13 | 19,600 | SH | Call | SOLE | 19,600 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 1,108 | 1,060 | SH | SOLE | 1,060 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,168 | 1,128 | SH | SOLE | 1,128 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 1,622 | 1,080 | SH | SOLE | 1,080 | 0 | 0 | ||
AMC ENTMT HLDGS INC | CL A COM | 00165C104 | 855 | 69,625 | SH | SOLE | 69,625 | 0 | 0 | ||
AMC ENTMT HLDGS INC | CL A COM | 00165C104 | 15 | 49,400 | SH | Call | SOLE | 49,400 | 0 | 0 | |
AMERIPRISE FINL INC | COM | 03076C106 | 313 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 514 | 2,641 | SH | SOLE | 2,641 | 0 | 0 | ||
ANALOG DEVICES INC | COM | 032654105 | 200 | 2,327 | SH | SOLE | 2,327 | 0 | 0 | ||
APPLE HOSPITALITY REIT INC | COM NEW | 03784Y200 | 143 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 2,129 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 599 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
B & G FOODS INC NEW | COM | 05508R106 | 1,488 | 51,500 | SH | SOLE | 51,500 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 690 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 224 | 995 | SH | SOLE | 995 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,151 | 5,639 | SH | SOLE | 5,639 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 207 | 688 | SH | SOLE | 688 | 0 | 0 | ||
BLACKROCK MUNICIPL INC QLTY | COM | 092479104 | 630 | 50,491 | SH | SOLE | 50,491 | 0 | 0 | ||
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 640 | 20,100 | SH | SOLE | 20,100 | 0 | 0 | ||
BLUE BIRD CORP | COM | 095306106 | 189 | 10,366 | SH | SOLE | 10,366 | 0 | 0 | ||
BOOKING HLDGS INC | COM | 09857L108 | 286 | 166 | SH | SOLE | 166 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 294 | 8,316 | SH | SOLE | 8,316 | 0 | 0 | ||
BRINKS CO | COM | 109696104 | 801 | 12,394 | SH | SOLE | 12,394 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 239 | 4,596 | SH | SOLE | 4,596 | 0 | 0 | ||
BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | G16258108 | 266 | 10,276 | SH | SOLE | 10,276 | 0 | 0 | ||
CANADIAN SOLAR INC | COM | 136635109 | 183 | 12,761 | SH | SOLE | 12,761 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 352 | 8,125 | SH | SOLE | 8,125 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 391 | 7,501 | SH | SOLE | 7,501 | 0 | 0 | ||
CLEARWAY ENERGY INC | CL A | 18539C105 | 44 | 2,609 | SH | SOLE | 2,609 | 0 | 0 | ||
CLEARWAY ENERGY INC | CL A | 18539C105 | 9 | 15,600 | SH | Call | SOLE | 15,600 | 0 | 0 | |
CLEARWAY ENERGY INC | CL A | 18539C105 | 2 | 16,000 | SH | Put | SOLE | 16,000 | 0 | 0 | |
CLEARWAY ENERGY INC | CL C | 18539C204 | 1,287 | 74,606 | SH | SOLE | 74,606 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 545 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
COMFORT SYS USA INC | COM | 199908104 | 249 | 5,702 | SH | SOLE | 5,702 | 0 | 0 | ||
COMMUNITY HEALTHCARE TR INC | COM | 20369C106 | 235 | 8,144 | SH | SOLE | 8,144 | 0 | 0 | ||
COOPER COS INC | COM NEW | 216648402 | 244 | 960 | SH | SOLE | 960 | 0 | 0 | ||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 1,825 | 65,428 | SH | SOLE | 65,428 | 0 | 0 | ||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 4 | 13,100 | SH | Call | SOLE | 13,100 | 0 | 0 | |
CROWN HOLDINGS INC | COM | 228368106 | 889 | 21,400 | SH | SOLE | 21,400 | 0 | 0 | ||
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 0 | 12,000 | SH | Call | SOLE | 12,000 | 0 | 0 | |
DIAMONDROCK HOSPITALITY CO | COM | 252784301 | 214 | 23,568 | SH | SOLE | 23,568 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 315 | 26,400 | SH | SOLE | 26,400 | 0 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 263 | 1,716 | SH | SOLE | 1,716 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 207 | 2,619 | SH | SOLE | 2,619 | 0 | 0 | ||
ENERGY RECOVERY INC | COM | 29270J100 | 155 | 23,036 | SH | SOLE | 23,036 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,644 | 66,835 | SH | SOLE | 66,835 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 9 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
ENVIVA PARTNERS LP | COM UNIT | 29414J107 | 1,185 | 42,685 | SH | SOLE | 42,685 | 0 | 0 | ||
EQUINIX INC | COM PAR $0.001 | 29444U700 | 270 | 765 | SH | SOLE | 765 | 0 | 0 | ||
F M C CORP | COM NEW | 302491303 | 200 | 2,710 | SH | SOLE | 2,710 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 1,049 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
FS KKR CAPITAL CORP | COM | 302635107 | 418 | 80,632 | SH | SOLE | 80,632 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 22 | 36,500 | SH | Put | SOLE | 36,500 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 313 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
HAWKINS INC | COM | 420261109 | 269 | 6,579 | SH | SOLE | 6,579 | 0 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 276 | 2,215 | SH | SOLE | 2,215 | 0 | 0 | ||
HOLOGIC INC | COM | 436440101 | 235 | 5,723 | SH | SOLE | 5,723 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 493 | 2,870 | SH | SOLE | 2,870 | 0 | 0 | ||
IDEXX LABS INC | COM | 45168D104 | 231 | 1,244 | SH | SOLE | 1,244 | 0 | 0 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 399 | 3,150 | SH | SOLE | 3,150 | 0 | 0 | ||
ILLUMINA INC | COM | 452327109 | 295 | 985 | SH | SOLE | 985 | 0 | 0 | ||
INDEPENDENCE RLTY TR INC | COM | 45378A106 | 2,626 | 286,000 | SH | SOLE | 286,000 | 0 | 0 | ||
INDEPENDENCE RLTY TR INC | COM | 45378A106 | 0 | 4,000 | SH | Call | SOLE | 4,000 | 0 | 0 | |
INFRA AND ENERGY ALTRNTIVE I | COM | 45686J104 | 123 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
INNOSPEC INC | COM | 45768S105 | 214 | 3,472 | SH | SOLE | 3,472 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 305 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
INTL PAPER CO | COM | 460146103 | 888 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 261 | 546 | SH | SOLE | 546 | 0 | 0 | ||
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 616 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | SR LN ETF | 46138G508 | 34 | 67,900 | SH | Put | SOLE | 67,900 | 0 | 0 | |
IQVIA HLDGS INC | COM | 46266C105 | 256 | 2,207 | SH | SOLE | 2,207 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 32 | 26,000 | SH | Put | SOLE | 26,000 | 0 | 0 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 7 | 13,500 | SH | Put | SOLE | 13,500 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 951 | 9,742 | SH | SOLE | 9,742 | 0 | 0 | ||
LAMB WESTON HLDGS INC | COM | 513272104 | 220 | 2,995 | SH | SOLE | 2,995 | 0 | 0 | ||
LAZARD LTD | SHS A | G54050102 | 232 | 6,292 | SH | SOLE | 6,292 | 0 | 0 | ||
LENNOX INTL INC | COM | 526107107 | 215 | 981 | SH | SOLE | 981 | 0 | 0 | ||
LIVANOVA PLC | SHS | G5509L101 | 320 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 232 | 2,134 | SH | SOLE | 2,134 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 660 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 411 | 4,522 | SH | SOLE | 4,522 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 2,359 | 23,230 | SH | SOLE | 23,230 | 0 | 0 | ||
MINDBODY INC | COM CL A | 60255W105 | 268 | 7,354 | SH | SOLE | 7,354 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 245 | 6,174 | SH | SOLE | 6,174 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 268 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
NEW YORK TIMES CO | CL A | 650111107 | 780 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 382 | 2,199 | SH | SOLE | 2,199 | 0 | 0 | ||
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | 360 | 8,372 | SH | SOLE | 8,372 | 0 | 0 | ||
NOBILIS HEALTH CORP | COM | 65500B103 | 16 | 38,393 | SH | SOLE | 38,393 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 227 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 293 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ORMAT TECHNOLOGIES INC | COM | 686688102 | 268 | 5,116 | SH | SOLE | 5,116 | 0 | 0 | ||
PATTERN ENERGY GROUP INC | CL A | 70338P100 | 2,111 | 113,388 | SH | SOLE | 113,388 | 0 | 0 | ||
PAYCHEX INC | COM | 704326107 | 332 | 5,099 | SH | SOLE | 5,099 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 273 | 3,243 | SH | SOLE | 3,243 | 0 | 0 | ||
PERKINELMER INC | COM | 714046109 | 230 | 2,922 | SH | SOLE | 2,922 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 374 | 8,566 | SH | SOLE | 8,566 | 0 | 0 | ||
PG&E CORP | COM | 69331C108 | 7 | 14,500 | SH | Call | SOLE | 14,500 | 0 | 0 | |
PGIM GLOBAL SHORT DURATION H | COM | 69346J106 | 1,112 | 86,000 | SH | SOLE | 86,000 | 0 | 0 | ||
PGT INNOVATIONS INC | COM | 69336V101 | 208 | 13,108 | SH | SOLE | 13,108 | 0 | 0 | ||
PHYSICIANS RLTY TR | COM | 71943U104 | 208 | 12,996 | SH | SOLE | 12,996 | 0 | 0 | ||
PLUG POWER INC | COM NEW | 72919P202 | 141 | 113,424 | SH | SOLE | 113,424 | 0 | 0 | ||
QUANEX BUILDING PRODUCTS COR | COM | 747619104 | 145 | 10,699 | SH | SOLE | 10,699 | 0 | 0 | ||
RAYMOND JAMES FINANCIAL INC | COM | 754730109 | 474 | 6,371 | SH | SOLE | 6,371 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 237 | 635 | SH | SOLE | 635 | 0 | 0 | ||
REINSURANCE GROUP AMER INC | COM NEW | 759351604 | 469 | 3,341 | SH | SOLE | 3,341 | 0 | 0 | ||
ROSS STORES INC | COM | 778296103 | 284 | 3,412 | SH | SOLE | 3,412 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 258 | 1,884 | SH | SOLE | 1,884 | 0 | 0 | ||
SCORPIO TANKERS INC | SHS | Y7542C106 | 14 | 36,700 | SH | Call | SOLE | 36,700 | 0 | 0 | |
SIX FLAGS ENTMT CORP NEW | COM | 83001A102 | 2,031 | 36,503 | SH | SOLE | 36,503 | 0 | 0 | ||
SIX FLAGS ENTMT CORP NEW | COM | 83001A102 | 5 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
SKYLINE CHAMPION CORPORATION | COM | 830830105 | 191 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 235 | 6,693 | SH | SOLE | 6,693 | 0 | 0 | ||
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 3 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 384 | 5,957 | SH | SOLE | 5,957 | 0 | 0 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 2,162 | 109,717 | SH | SOLE | 109,717 | 0 | 0 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 3 | 13,000 | SH | Call | SOLE | 13,000 | 0 | 0 | |
STRYKER CORP | COM | 863667101 | 222 | 1,417 | SH | SOLE | 1,417 | 0 | 0 | ||
TARGA RES CORP | COM | 87612G101 | 608 | 16,882 | SH | SOLE | 16,882 | 0 | 0 | ||
TECH DATA CORP | COM | 878237106 | 798 | 9,750 | SH | SOLE | 9,750 | 0 | 0 | ||
TERRAFORM PWR INC | COM CL A | 88104R209 | 332 | 29,559 | SH | SOLE | 29,559 | 0 | 0 | ||
TFS FINL CORP | COM | 87240R107 | 387 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 325 | 1,452 | SH | SOLE | 1,452 | 0 | 0 | ||
TIPTREE INC | COM | 88822Q103 | 743 | 133,121 | SH | SOLE | 133,121 | 0 | 0 | ||
TJX COS INC NEW | COM | 872540109 | 273 | 6,100 | SH | SOLE | 6,100 | 0 | 0 | ||
TORCHMARK CORP | COM | 891027104 | 367 | 4,926 | SH | SOLE | 4,926 | 0 | 0 | ||
TPI COMPOSITES INC | COM | 87266J104 | 307 | 12,495 | SH | SOLE | 12,495 | 0 | 0 | ||
TREX CO INC | COM | 89531P105 | 249 | 4,194 | SH | SOLE | 4,194 | 0 | 0 | ||
TRUSTCO BK CORP N Y | COM | 898349105 | 69 | 10,086 | SH | SOLE | 10,086 | 0 | 0 | ||
U S WELL SVCS INC | *W EXP 03/15/202 | 91274U119 | 447 | 744,200 | SH | SOLE | 744,200 | 0 | 0 | ||
VAIL RESORTS INC | COM | 91879Q109 | 330 | 1,565 | SH | SOLE | 1,565 | 0 | 0 | ||
VEECO INSTRS INC DEL | COM | 922417100 | 84 | 11,360 | SH | SOLE | 11,360 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 503 | 8,950 | SH | SOLE | 8,950 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 237 | 1,432 | SH | SOLE | 1,432 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 666 | 5,050 | SH | SOLE | 5,050 | 0 | 0 | ||
VIVINT SOLAR INC | COM | 92854Q106 | 209 | 54,979 | SH | SOLE | 54,979 | 0 | 0 | ||
VMWARE INC | CL A COM | 928563402 | 274 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
VOYA FINL INC | COM | 929089100 | 246 | 6,118 | SH | SOLE | 6,118 | 0 | 0 | ||
W P CAREY INC | COM | 92936U109 | 1,110 | 17,000 | SH | SOLE | 17,000 | 0 | 0 |