0001580642-19-005162.txt : 20191115 0001580642-19-005162.hdr.sgml : 20191115 20191115152642 ACCESSION NUMBER: 0001580642-19-005162 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191115 DATE AS OF CHANGE: 20191115 EFFECTIVENESS DATE: 20191115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pathway Financial Advisors LLC CENTRAL INDEX KEY: 0001738828 IRS NUMBER: 200140604 STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18736 FILM NUMBER: 191224348 BUSINESS ADDRESS: STREET 1: 2 MARKET ST CITY: SOUTH BURLINGTON STATE: VT ZIP: 05403 BUSINESS PHONE: 8026607086 MAIL ADDRESS: STREET 1: 2 MARKET ST CITY: SOUTH BURLINGTON STATE: VT ZIP: 05403 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001738828 XXXXXXXX 09-30-2019 09-30-2019 false Pathway Financial Advisors LLC

2 Market St South Burlington VT 05403

13F HOLDINGS REPORT 028-18736 N Krista Greenstein 802-660-7086 /s/ Krista Greenstein South Burlington VT 11-12-2019 0 107 349924 INFORMATION TABLE 2 infotable.xml ISHARES TR CORE S&P MCP ETF 464287507 498 2493 SH SOLE 0 0 2493 ISHARES TR CORE S&P SCP ETF 464287804 1832 22512 SH SOLE 0 0 22512 ISHARES TR S&P SML 600 GWT 464287887 1370 7406 SH SOLE 0 0 7406 ISHARES TR S&P 500 VAL ETF 464287408 4704 37354 SH SOLE 0 0 37354 ISHARES TR CORE S&P500 ETF 464287200 744 2395 SH SOLE 0 0 2395 ISHARES TR S&P 500 GRWT ETF 464287309 1441 7794 SH SOLE 0 0 7794 ISHARES TR RUS 1000 VAL ETF 464287598 2614 19635 SH SOLE 0 0 19635 ISHARES TR RUS 1000 GRW ETF 464287614 3796 22797 SH SOLE 0 0 22797 ISHARES TR RUSSELL 3000 ETF 464287689 289 1600 SH SOLE 0 0 1600 SPDR S&P 500 ETF TR TR UNIT 78462F103 10325 33422 SH SOLE 0 0 33422 ADOBE INC COM 00724F101 216 740 SH SOLE 0 0 740 EMERSON ELEC CO COM 291011104 352 4758 SH SOLE 0 0 4758 BOEING CO COM 097023105 737 2100 SH SOLE 0 0 2100 INVESCO QQQ TR UNIT SER 1 46090E103 770 3825 SH SOLE 0 0 3825 ABBOTT LABS COM 002824100 672 8021 SH SOLE 0 0 8021 DISNEY WALT CO COM DISNEY 254687106 335 2427 SH SOLE 0 0 2427 HONEYWELL INTL INC COM 438516106 5222 28817 SH SOLE 0 0 28817 JOHNSON & JOHNSON COM 478160104 347 2609 SH SOLE 0 0 2609 PFIZER INC COM 717081103 294 7931 SH SOLE 0 0 7931 ISHARES TR MSCI EAFE ETF 464287465 8456 123655 SH SOLE 0 0 123655 CHEVRON CORP NEW COM 166764100 322 2666 SH SOLE 0 0 2666 MICROSOFT CORP COM 594918104 1314 9003 SH SOLE 0 0 9003 CISCO SYS INC COM 17275R102 279 5719 SH SOLE 0 0 5719 COCA COLA CO COM 191216100 494 9470 SH SOLE 0 0 9470 ISHARES INC MSCI GERMANY ETF 464286806 545 18775 SH SOLE 0 0 18775 ISHARES TR RUS MID CAP ETF 464287499 2023 35200 SH SOLE 0 0 35200 ISHARES TR RUS MD CP GR ETF 464287481 407 2800 SH SOLE 0 0 2800 ISHARES TR GLOBAL ENERG ETF 464287341 275 8700 SH SOLE 0 0 8700 ISHARES TR U.S. BAS MTL ETF 464287838 1388 14351 SH SOLE 0 0 14351 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 270 3300 SH SOLE 0 0 3300 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 450 5225 SH SOLE 0 0 5225 VANGUARD GROUP DIV APP ETF 921908844 6442 53402 SH SOLE 0 0 53402 BANK AMER CORP COM 060505104 503 15125 SH SOLE 0 0 15125 TEXAS INSTRS INC COM 882508104 216 1802 SH SOLE 0 0 1802 PROCTER & GAMBLE CO COM 742718109 265 2214 SH SOLE 0 0 2214 HOME DEPOT INC COM 437076102 610 2618 SH SOLE 0 0 2618 MCDONALDS CORP COM 580135101 244 1261 SH SOLE 0 0 1261 JPMORGAN CHASE & CO COM 46625H100 629 4822 SH SOLE 0 0 4822 TJX COS INC NEW COM 872540109 333 5622 SH SOLE 0 0 5622 MONDELEZ INTL INC CL A 609207105 205 3967 SH SOLE 0 0 3967 WELLS FARGO CO NEW COM 949746101 230 4244 SH SOLE 0 0 4244 UNITEDHEALTH GROUP INC COM 91324P102 301 1171 SH SOLE 0 0 1171 INTUIT COM 461202103 236 919 SH SOLE 0 0 919 3M CO COM 88579Y101 315 1817 SH SOLE 0 0 1817 NORFOLK SOUTHERN CORP COM 655844108 749 3834 SH SOLE 0 0 3834 NEXTERA ENERGY INC COM 65339F101 229 1030 SH SOLE 0 0 1030 CSX CORP COM 126408103 215 2904 SH SOLE 0 0 2904 APPLE INC COM 037833100 1233 4741 SH SOLE 0 0 4741 LAM RESEARCH CORP COM 512807108 259 950 SH SOLE 0 0 950 CATERPILLAR INC DEL COM 149123101 483 3263 SH SOLE 0 0 3263 ISHARES TR MSCI EMG MKT ETF 464287234 2310 52875 SH SOLE 0 0 52875 ROSS STORES INC COM 778296103 239 2139 SH SOLE 0 0 2139 NORTHROP GRUMMAN CORP COM 666807102 232 664 SH SOLE 0 0 664 PNC FINL SVCS GROUP INC COM 693475105 253 1660 SH SOLE 0 0 1660 O REILLY AUTOMOTIVE INC NEW COM 67103H107 222 505 SH SOLE 0 0 505 SUNTRUST BKS INC COM 867914103 651 9162 SH SOLE 0 0 9162 NVIDIA CORP COM 67066G104 205 987 SH SOLE 0 0 987 L3HARRIS TECHNOLOGIES INC COM 502431109 434 2215 SH SOLE 0 0 2215 CHURCH & DWIGHT INC COM 171340102 2126 31461 SH SOLE 0 0 31461 YUM BRANDS INC COM 988498101 593 6000 SH SOLE 0 0 6000 SPDR GOLD TRUST GOLD SHS 78463V107 1062 7727 SH SOLE 0 0 7727 VANGUARD INDEX FDS VALUE ETF 922908744 26450 226649 SH SOLE 0 0 226649 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 483 2727 SH SOLE 0 0 2727 VANGUARD INDEX FDS MID CAP ETF 922908629 10236 59686 SH SOLE 0 0 59686 VANGUARD INDEX FDS SM CP VAL ETF 922908611 2165 16126 SH SOLE 0 0 16126 VANGUARD WORLD FDS MATERIALS ETF 92204A801 953 7240 SH SOLE 0 0 7240 VANGUARD INDEX FDS SMALL CP ETF 922908751 4259 26597 SH SOLE 0 0 26597 VANGUARD INDEX FDS GROWTH ETF 922908736 23679 137406 SH SOLE 0 0 137406 SUN LIFE FINL INC COM 866796105 201 4339 SH SOLE 0 0 4339 CENTENE CORP DEL COM 15135B101 264 4802 SH SOLE 0 0 4802 VANGUARD WORLD FDS UTILITIES ETF 92204A876 219 1599 SH SOLE 0 0 1599 COMMUNITY BK SYS INC COM 203607106 2273 32940 SH SOLE 0 0 32940 CLOUGH GLOBAL EQUITY FD COM 18914C100 362 30207 SH SOLE 0 0 30207 SALESFORCE COM INC COM 79466L302 247 1532 SH SOLE 0 0 1532 VANGUARD WORLD FDS INF TECH ETF 92204A702 1259 5470 SH SOLE 0 0 5470 KAYNE ANDERSN MLP MIDS INVT COM 486606106 1604 123277 SH SOLE 0 0 123277 VANGUARD INDEX FDS LARGE CAP ETF 922908637 3211 22640 SH SOLE 0 0 22640 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1511 13000 SH SOLE 0 0 13000 ISHARES TR SHORT TREAS BD 464288679 6288 56877 SH SOLE 0 0 56877 ISHARES TR GLOBAL MATER ETF 464288695 8125 123179 SH SOLE 0 0 123179 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 258 2814 SH SOLE 0 0 2814 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1017 23609 SH SOLE 0 0 23609 SPDR SERIES TRUST SPDR BLOOMBERG 78468R663 19550 213682 SH SOLE 0 0 213682 VANGUARD WORLD FD MEGA GRWTH IND 921910816 1695 12326 SH SOLE 0 0 12326 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 659 7770 SH SOLE 0 0 7770 VISA INC COM CL A 92826C839 207 1154 SH SOLE 0 0 1154 PHILIP MORRIS INTL INC COM 718172109 483 5782 SH SOLE 0 0 5782 VANGUARD WORLD FD MEGA CAP INDEX 921910873 365 3405 SH SOLE 0 0 3405 BROADCOM INC COM 11135F101 207 662 SH SOLE 0 0 662 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1801 53935 SH SOLE 0 0 53935 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 225 3820 SH SOLE 0 0 3820 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 241 4777 SH SOLE 0 0 4777 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 241 4400 SH SOLE 0 0 4400 ALPS ETF TR ALERIAN MLP 00162Q866 2554 305464 SH SOLE 0 0 305464 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 301 5141 SH SOLE 0 0 5141 FLEXSHARES TR MORNSTAR UPSTR 33939L407 6763 210175 SH SOLE 0 0 210175 ISHARES TR MIN VOL EAFE ETF 46429B689 4197 55939 SH SOLE 0 0 55939 FACEBOOK INC CL A 30303M102 224 1176 SH SOLE 0 0 1176 COHEN & STEERS LTD DUR PFD I COM 19248C105 814 31793 SH SOLE 0 0 31793 ISHARES TR CORE MSCI EAFE 46432F842 1124 17521 SH SOLE 0 0 17521 ABBVIE INC COM 00287Y109 316 3706 SH SOLE 0 0 3706 ALPS ETF TR ALERIAN ENERGY 00162Q676 480 24144 SH SOLE 0 0 24144 ALPHABET INC CAP STK CL C 02079K107 270 206 SH SOLE 0 0 206 SPDR SERIES TRUST SPDR S&P 500 ETF 78468R796 871 11517 SH SOLE 0 0 11517 YUM CHINA HLDGS INC COM 98850P109 263 6000 SH SOLE 0 0 6000 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 136002 1355411 SH SOLE 0 0 1355411 SBA COMMUNICATIONS CORP NEW CL A 78410G104 202 885 SH SOLE 0 0 885