0001580642-19-000186.txt : 20190116 0001580642-19-000186.hdr.sgml : 20190116 20190116121036 ACCESSION NUMBER: 0001580642-19-000186 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20190116 DATE AS OF CHANGE: 20190116 EFFECTIVENESS DATE: 20190116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pathway Financial Advisors LLC CENTRAL INDEX KEY: 0001738828 IRS NUMBER: 200140604 STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18736 FILM NUMBER: 19528678 BUSINESS ADDRESS: STREET 1: 2 MARKET ST CITY: SOUTH BURLINGTON STATE: VT ZIP: 05403 BUSINESS PHONE: 8026607086 MAIL ADDRESS: STREET 1: 2 MARKET ST CITY: SOUTH BURLINGTON STATE: VT ZIP: 05403 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001738828 XXXXXXXX 09-30-2018 09-30-2018 false Pathway Financial Advisors LLC

2 Market St South Burlington VT 05403

13F HOLDINGS REPORT 028-18736 N Krista Greenstein 802-660-7086 /s/ Krista Greenstein South Burlington VT 01-10-2019 0 93 180071 INFORMATION TABLE 2 infotable.xml ISHARES TR CORE S&P MCP ETF 464287507 413 2391 SH SOLE 0 0 2391 ISHARES TR CORE S&P SCP ETF 464287804 702 9635 SH SOLE 0 0 9635 ISHARES TR S&P 500 VAL ETF 464287408 3490 33616 SH SOLE 0 0 33616 ISHARES TR CORE S&P500 ETF 464287200 615 2380 SH SOLE 0 0 2380 ISHARES TR S&P 500 GRWT ETF 464287309 1068 6904 SH SOLE 0 0 6904 ISHARES TR RUS 1000 VAL ETF 464287598 2141 18793 SH SOLE 0 0 18793 ISHARES TR RUS 1000 GRW ETF 464287614 2979 22101 SH SOLE 0 0 22101 ISHARES TR RUSSELL 3000 ETF 464287689 242 1600 SH SOLE 0 0 1600 SPDR S&P 500 ETF TR TR UNIT 78462F103 9502 37007 SH SOLE 0 0 37007 EMERSON ELEC CO COM 291011104 279 4605 SH SOLE 0 0 4605 BOEING CO COM 097023105 715 2100 SH SOLE 0 0 2100 INVESCO QQQ TR UNIT SER 1 46090E103 610 3825 SH SOLE 0 0 3825 ABBOTT LABS COM 002824100 523 7662 SH SOLE 0 0 7662 DISNEY WALT CO COM DISNEY 254687106 265 2377 SH SOLE 0 0 2377 HONEYWELL INTL INC COM 438516106 3893 28817 SH SOLE 0 0 28817 JOHNSON & JOHNSON COM 478160104 324 2492 SH SOLE 0 0 2492 PFIZER INC COM 717081103 320 7366 SH SOLE 0 0 7366 ISHARES TR MSCI EAFE ETF 464287465 10417 172089 SH SOLE 0 0 172089 CHEVRON CORP NEW COM 166764100 296 2652 SH SOLE 0 0 2652 MICROSOFT CORP COM 594918104 845 8224 SH SOLE 0 0 8224 CISCO SYS INC COM 17275R102 220 5059 SH SOLE 0 0 5059 COCA COLA CO COM 191216100 450 9470 SH SOLE 0 0 9470 ISHARES INC MSCI GERMANY ETF 464286806 502 19325 SH SOLE 0 0 19325 ISHARES TR RUS MID CAP ETF 464287499 1695 35200 SH SOLE 0 0 35200 ISHARES TR RUS MD CP GR ETF 464287481 341 2894 SH SOLE 0 0 2894 ISHARES TR GLOBAL ENERG ETF 464287341 272 8700 SH SOLE 0 0 8700 ISHARES TR U.S. BAS MTL ETF 464287838 1731 19982 SH SOLE 0 0 19982 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 220 3300 SH SOLE 0 0 3300 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 327 5225 SH SOLE 0 0 5225 VANGUARD GROUP DIV APP ETF 921908844 5313 53446 SH SOLE 0 0 53446 BANK AMER CORP COM 060505104 335 13125 SH SOLE 0 0 13125 EXXON MOBIL CORP COM 30231G102 216 3005 SH SOLE 0 0 3005 PROCTER AND GAMBLE CO COM 742718109 203 2193 SH SOLE 0 0 2193 HOME DEPOT INC COM 437076102 450 2529 SH SOLE 0 0 2529 MCDONALDS CORP COM 580135101 225 1247 SH SOLE 0 0 1247 JPMORGAN CHASE & CO COM 46625H100 474 4718 SH SOLE 0 0 4718 TJX COS INC NEW COM 872540109 266 5622 SH SOLE 0 0 5622 UNITEDHEALTH GROUP INC COM 91324P102 285 1171 SH SOLE 0 0 1171 3M CO COM 88579Y101 340 1774 SH SOLE 0 0 1774 NORFOLK SOUTHERN CORP COM 655844108 601 3834 SH SOLE 0 0 3834 APPLE INC COM 037833100 674 4473 SH SOLE 0 0 4473 CATERPILLAR INC DEL COM 149123101 410 3163 SH SOLE 0 0 3163 ISHARES TR MSCI EMG MKT ETF 464287234 2210 55341 SH SOLE 0 0 55341 L3 TECHNOLOGIES INC COM 502413107 291 1704 SH SOLE 0 0 1704 PNC FINL SVCS GROUP INC COM 693475105 201 1660 SH SOLE 0 0 1660 SUNTRUST BKS INC COM 867914103 502 9162 SH SOLE 0 0 9162 CHURCH & DWIGHT INC COM 171340102 2068 31461 SH SOLE 0 0 31461 YUM BRANDS INC COM 988498101 547 6000 SH SOLE 0 0 6000 SPDR GOLD TRUST GOLD SHS 78463V107 459 3777 SH SOLE 0 0 3777 VANGUARD INDEX FDS VALUE ETF 922908744 19625 195740 SH SOLE 0 0 195740 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 509 3124 SH SOLE 0 0 3124 VANGUARD INDEX FDS MID CAP ETF 922908629 8041 56237 SH SOLE 0 0 56237 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1949 16290 SH SOLE 0 0 16290 VANGUARD WORLD FDS MATERIALS ETF 92204A801 830 7240 SH SOLE 0 0 7240 VANGUARD INDEX FDS SMALL CP ETF 922908751 4059 29282 SH SOLE 0 0 29282 VANGUARD INDEX FDS GROWTH ETF 922908736 17103 123571 SH SOLE 0 0 123571 CENTENE CORP DEL COM 15135B101 279 2401 SH SOLE 0 0 2401 VANGUARD WORLD FDS UTILITIES ETF 92204A876 473 4000 SH SOLE 0 0 4000 COMMUNITY BK SYS INC COM 203607106 260 4247 SH SOLE 0 0 4247 CLOUGH GLOBAL EQUITY FD COM 18914C100 611 52894 SH SOLE 0 0 52894 ISHARES TR EAFE VALUE ETF 464288877 449 9609 SH SOLE 0 0 9609 SALESFORCE COM INC COM 79466L302 223 1532 SH SOLE 0 0 1532 VANGUARD WORLD FDS INF TECH ETF 92204A702 944 5582 SH SOLE 0 0 5582 KAYNE ANDERSN MLP MIDS INVT COM 486606106 2028 127623 SH SOLE 0 0 127623 VANGUARD INDEX FDS LARGE CAP ETF 922908637 2689 22802 SH SOLE 0 0 22802 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1297 13160 SH SOLE 0 0 13160 SPDR SERIES TRUST OILGAS EQUIP 78464A748 107 10362 SH SOLE 0 0 10362 MONMOUTH REAL ESTATE INVT CO CL A 609720107 126 10000 SH SOLE 0 0 10000 ISHARES TR GLOBAL MATER ETF 464288695 7101 120035 SH SOLE 0 0 120035 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 286 3574 SH SOLE 0 0 3574 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 904 23631 SH SOLE 0 0 23631 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 611 12695 SH SOLE 0 0 12695 VANGUARD WORLD FD MEGA GRWTH IND 921910816 1359 12326 SH SOLE 0 0 12326 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 567 7770 SH SOLE 0 0 7770 PHILIP MORRIS INTL INC COM 718172109 392 5782 SH SOLE 0 0 5782 VANGUARD WORLD FD MEGA CAP INDEX 921910873 303 3405 SH SOLE 0 0 3405 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1573 53838 SH SOLE 0 0 53838 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 521 6695 SH SOLE 0 0 6695 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 362 7277 SH SOLE 0 0 7277 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 238 4500 SH SOLE 0 0 4500 ALPS ETF TR ALERIAN MLP 00162Q866 3077 314007 SH SOLE 0 0 314007 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 218 5089 SH SOLE 0 0 5089 FLEXSHARES TR MORNSTAR UPSTR 33939L407 4924 161456 SH SOLE 0 0 161456 ISHARES TR MIN VOL EAFE ETF 46429B689 3276 48158 SH SOLE 0 0 48158 ISHARES INC MSCI FRNTR100ETF 464286145 466 17256 SH SOLE 0 0 17256 COHEN & STEERS LTD DUR PFD I COM 19248C105 742 32832 SH SOLE 0 0 32832 ISHARES TR CORE MSCI EAFE 46432F842 1111 19580 SH SOLE 0 0 19580 ABBVIE INC COM 00287Y109 329 3622 SH SOLE 0 0 3622 ALPS ETF TR ALERIAN ENERGY 00162Q676 693 34066 SH SOLE 0 0 34066 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 600 25558 SH SOLE 0 0 25558 SPDR SER TR SPDR S&P 500 ETF 78468R796 802 12867 SH SOLE 0 0 12867 YUM CHINA HLDGS INC COM 98850P109 201 6000 SH SOLE 0 0 6000 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 26346 263192 SH SOLE 0 0 263192