The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALLSCRIPTS HEALTHCARE SOLUTN | NOTE 1.250% 7/0 | 01988PAD0 | 13,809 | 13,792 | PRN | SOLE | 0 | 0 | 13,792 | ||
| CAESARS ENTMT CORP | NOTE 5.000%10/0 | 127686AA1 | 49,208 | 28,656 | PRN | SOLE | 0 | 0 | 28,656 | ||
| CLOVIS ONCOLOGY INC | NOTE 1.250% 5/0 | 189464AC4 | 2,815 | 4,500 | PRN | SOLE | 0 | 0 | 4,500 | ||
| CYPRESS SEMICONDUCTOR CORP | NOTE 4.500% 1/1 | 232806AM1 | 32,444 | 19,320 | PRN | SOLE | 0 | 0 | 19,320 | ||
| ELECTRONICS FOR IMAGING INC | NOTE 0.750% 9/0 | 286082AC6 | 37,261 | 37,378 | PRN | SOLE | 0 | 0 | 37,378 | ||
| FINISAR CORP | NOTE 0.500%12/1 | 31787AAP6 | 29,524 | 30,184 | PRN | SOLE | 0 | 0 | 30,184 | ||
| FIREEYE INC | NOTE 1.000% 6/0 | 31816QAB7 | 16,921 | 17,222 | PRN | SOLE | 0 | 0 | 17,222 | ||
| FIREEYE INC | NOTE 1.625% 6/0 | 31816QAD3 | 15,713 | 16,672 | PRN | SOLE | 0 | 0 | 16,672 | ||
| INPHI CORP | NOTE 0.750% 9/0 | 45772FAC1 | 3,343 | 3,000 | PRN | SOLE | 0 | 0 | 3,000 | ||
| INSULET CORP | NOTE 1.250% 9/1 | 45784PAF8 | 31,647 | 15,447 | PRN | SOLE | 0 | 0 | 15,447 | ||
| INTERCEPT PHARMACEUTICALS IN | NOTE 3.250% 7/0 | 45845PAA6 | 4,459 | 5,000 | PRN | SOLE | 0 | 0 | 5,000 | ||
| INTERDIGITAL INC | NOTE 1.500% 3/0 | 458660AD9 | 3,116 | 3,000 | PRN | SOLE | 0 | 0 | 3,000 | ||
| IRONWOOD PHARMACEUTICALS INC | DBCV 2.250% 6/1 | 46333XAD0 | 42,051 | 39,300 | PRN | SOLE | 0 | 0 | 39,300 | ||
| J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 29,007 | 20,771 | PRN | SOLE | 0 | 0 | 20,771 | ||
| MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 8,562 | 4,884 | PRN | SOLE | 0 | 0 | 4,884 | ||
| NATIONAL HEALTH INVS INC | NOTE 3.250% 4/0 | 63633DAE4 | 4,642 | 4,000 | PRN | SOLE | 0 | 0 | 4,000 | ||
| NUTANIX INC | NOTE 1/1 | 67059NAB4 | 25,578 | 27,425 | PRN | SOLE | 0 | 0 | 27,425 | ||
| NUVASIVE INC | NOTE 2.250% 3/1 | 670704AG0 | 3,653 | 3,215 | PRN | SOLE | 0 | 0 | 3,215 | ||
| OPKO HEALTH INC | NOTE 4.500% 2/1 | 68375NAD5 | 3,949 | 4,500 | PRN | SOLE | 0 | 0 | 4,500 | ||
| PROS HOLDINGS INC | NOTE 2.000% 6/0 | 74346YAD5 | 4,304 | 3,130 | PRN | SOLE | 0 | 0 | 3,130 | ||
| PTC THERAPEUTICS INC | NOTE 3.000% 8/1 | 69366JAB7 | 3,336 | 3,000 | PRN | SOLE | 0 | 0 | 3,000 | ||
| REPLIGEN CORP | NOTE 2.125% 6/0 | 759916AA7 | 70,319 | 25,925 | PRN | SOLE | 0 | 0 | 25,925 | ||
| RETROPHIN INC | NOTE 2.500% 9/1 | 761299AB2 | 3,382 | 3,750 | PRN | SOLE | 0 | 0 | 3,750 | ||
| RTI INTL METALS INC | NOTE 1.625%10/1 | 74973WAB3 | 20,807 | 20,512 | PRN | SOLE | 0 | 0 | 20,512 | ||
| SILVER STD RES INC | NOTE 2.875% 2/0 | 82823LAC0 | 3,011 | 3,000 | PRN | SOLE | 0 | 0 | 3,000 | ||
| THERAVANCE BIOPHARMA INC | NOTE 3.250%11/0 | 88339KAA0 | 1,303 | 1,500 | PRN | SOLE | 0 | 0 | 1,500 | ||
| TWITTER INC | NOTE 0.250% 9/1 | 90184LAB8 | 39,213 | 39,450 | PRN | SOLE | 0 | 0 | 39,450 | ||
| TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 21,285 | 22,200 | PRN | SOLE | 0 | 0 | 22,200 | ||
| VERINT SYS INC | NOTE 1.500% 6/0 | 92343XAA8 | 35,690 | 33,219 | PRN | SOLE | 0 | 0 | 33,219 | ||
| WORKDAY INC | NOTE 1.500% 7/1 | 98138HAD3 | 47,844 | 19,000 | PRN | SOLE | 0 | 0 | 19,000 | ||