CIO

0001737871-18-000006.txt : 20181011 0001737871-18-000006.hdr.sgml : 20181011 20181011123647 ACCESSION NUMBER: 0001737871-18-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181011 DATE AS OF CHANGE: 20181011 EFFECTIVENESS DATE: 20181011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LFA - Lugano Financial Advisors SA CENTRAL INDEX KEY: 0001737871 IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1217 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18897 FILM NUMBER: 181117784 BUSINESS ADDRESS: STREET 1: VIA F. PELLI 3 CITY: LUGANO STATE: V8 ZIP: 6900 BUSINESS PHONE: 0919124961 MAIL ADDRESS: STREET 1: VIA F. PELLI 3 CITY: LUGANO STATE: V8 ZIP: 6900 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001737871 XXXXXXXX 09-30-2018 09-30-2018 LFA - Lugano Financial Advisors SA

VIA F. PELLI 3 LUGANO V8 6900

13F HOLDINGS REPORT 028-18897 N Massimo Borghesi CIO 0041919226918 Massimo Borghesi,Lugano,11.10.2018 Lugano V8 10-11-2018 0 159 143889 false INFORMATION TABLE 2 formF13.xml SPDR Gold Shares GOLD SHS 78463V107 99 880 SH SOLE 880 0 0 Broadcom Ltd COM 11135F101 5 20 SH SOLE 20 0 0 Alerian MLP ETF ALERIAN MLP 00162Q866 607 56932 SH SOLE 56932 0 0 AT&T Inc COM 00206R102 271 8067 SH SOLE 8067 0 0 Abn Ic Cred Str-SBI COM 003057106 501 35200 SH SOLE 35200 0 0 Adidas Sp ADR COM 00687A107 20 165 SH SOLE 165 0 0 Alibaba Group Holding Ltd SPONSORED ADS 01609W102 44 270 SH SOLE 270 0 0 Alphab Non Vtg Rg-C CAP STK CL C 02079K107 161 135 SH SOLE 135 0 0 Alphabet Inc CAP STK CL A 02079K305 1001 829 SH SOLE 829 0 0 Altria Group Inc COM 02209S103 103 1700 SH SOLE 1700 0 0 Amazon.com Inc COM 023135106 72 36 SH SOLE 36 0 0 Amgen Inc COM 031162100 308 1485 SH SOLE 1485 0 0 Apple Inc COM 037833100 463 2051 SH SOLE 2051 0 0 Applied Materials Inc COM 038222105 235 6088 SH SOLE 6088 0 0 Archer-Daniels Mid COM 039483102 716 14241 SH SOLE 14241 0 0 Bank of America Corp COM 060505104 292 9925 SH SOLE 9925 0 0 Berkshire Hathaway Inc CL B NEW 084670702 479 2239 SH SOLE 2239 0 0 Best Buy Rg COM 086516101 284 3582 SH SOLE 3582 0 0 Booking Holdings Inc COM 09857L108 109 55 SH SOLE 55 0 0 Boston Scientific Corp COM 101137107 847 22008 SH SOLE 22008 0 0 Bristol-Myers Squibb Co COM 110122108 199 3207 SH SOLE 3207 0 0 Broadcom Inc COM 11135F101 881 3572 SH SOLE 3572 0 0 Brown Non Vtg-B CL B 115637209 85 1685 SH SOLE 1685 0 0 Cigna Corp COM 125509109 116 555 SH SOLE 555 0 0 CVS Health Corp COM 126650100 322 4090 SH SOLE 4090 0 0 Campbell Soup Co COM 134429109 235 6429 SH SOLE 6429 0 0 Cardinal Health COM 14149Y108 108 2000 SH SOLE 2000 0 0 Charter Communications Inc CL A 16119P108 431 1324 SH SOLE 1324 0 0 Chevron Corp COM 166764100 194 1590 SH SOLE 1590 0 0 Cisco Systems Inc COM 17275R102 107 2201 SH SOLE 2201 0 0 Cognizant Technology Solutions CL A 192446102 821 10645 SH SOLE 10645 0 0 ConAgra Foods COM 205887102 175 5153 SH SOLE 5153 0 0 ConocoPhillips COM 20825C104 441 5703 SH SOLE 5703 0 0 Corning Inc Rg COM 219350105 340 9645 SH SOLE 9645 0 0 Costco Wholesale Corp COM 22160K105 39 168 SH SOLE 168 0 0 DE Harv CSI300-A XTRACK HRVST CSI 233051879 4490 177190 SH SOLE 177190 0 0 Walt Disney Co/The COM DISNEY 254687106 874 7470 SH SOLE 7470 0 0 ETFMG Prime Cyber Security ETF PRIME CYBR SCRTY 26924G201 54 1350 SH SOLE 1350 0 0 Ecolab Inc COM 278865100 273 1740 SH SOLE 1740 0 0 Edwards Lifescns COM 28176E108 121 693 SH SOLE 693 0 0 Facebook Inc CL A 30303M102 812 4938 SH SOLE 4938 0 0 FleetCor Technologies Inc COM 339041105 59 260 SH SOLE 260 0 0 Franklin Resources Inc COM 354613101 255 8380 SH SOLE 8380 0 0 Freeport-McMoRan Inc CL B 35671D857 310 22245 SH SOLE 22245 0 0 GAP COM 364760108 181 6274 SH SOLE 6274 0 0 General Mills Inc COM 370334104 174 4052 SH SOLE 4052 0 0 Gilead Sciences Inc COM 375558103 213 2760 SH SOLE 2760 0 0 Global X Robotics & Artificial RBTCS ARTFL INTE 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MSCI SWITZERLAND 464286749 599 17290 SH SOLE 17290 0 0 iShares Select Dividend ETF SELECT DIVID ETF 464287168 33 331 SH SOLE 331 0 0 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 123 420 SH SOLE 420 0 0 iShares MSCI Emerging Markets MSCI EMG MKT ETF 464287234 1239 28875 SH SOLE 28875 0 0 iShares iBoxx Investment Gra IBOXX INV CP ETF 464287242 1729 15040 SH SOLE 15040 0 0 iShares 20 Year Treasury Bond 20 YR TR BD ETF 464287432 25 215 SH SOLE 215 0 0 iShares MSCI EAFE ETF MSCI EAFE ETF 464287465 31 460 SH SOLE 460 0 0 iShares Nasdaq Biotechnology E NASDAQ BIOTECH 464287556 54 440 SH SOLE 440 0 0 iShares Russell 2000 ETF RUSSELL 2000 ETF 464287655 1900 11267 SH SOLE 11267 0 0 iShares U.S. Industrials ETF US INDUSTRIALS 464287754 28 180 SH SOLE 180 0 0 iShares US Financials ETF U.S. FINLS ETF 464287788 32 265 SH SOLE 265 0 0 iShares Europe ETF EUROPE ETF 464287861 23 507 SH SOLE 507 0 0 iShares MSCI All Country Asia MSCI AC ASIA ETF 464288182 35 500 SH SOLE 500 0 0 iShares MSCI ACWI ex US ETF MSCI ACWI EX US 464288240 55 1148 SH SOLE 1148 0 0 iShares MSCI ACWI ETF MSCI ACWI ETF 464288257 52 700 SH SOLE 700 0 0 iShares JP Morgan USD Emerging JPMORGAN USD EMG 464288281 1845 17109 SH SOLE 17109 0 0 iSh ClfrnMuni BdETF CALIF MUN BD ETF 464288356 868 14960 SH SOLE 14960 0 0 iShares iBoxx $ High Yield Cor IBOXX HI YD ETF 464288513 754 8720 SH SOLE 8720 0 0 iShares MBS ETF MBS ETF 464288588 80 770 SH SOLE 770 0 0 iShares Inter Credit Bond INTRMD CR BD ETF 464288638 1191 22426 SH SOLE 22426 0 0 iShares 3-7 Year Treasury Bond 3 7 YR TREAS BD 464288661 179 1507 SH SOLE 1507 0 0 iShares Short Treasury Bond ET SHORT TREAS BD 464288679 81 730 SH SOLE 730 0 0 iShares US Preferred Stock ETF S&P US PFD STK 464288687 2473 66594 SH SOLE 66594 0 0 iShares US Aerospace & Defense US AER DEF ETF 464288760 22 100 SH SOLE 100 0 0 iSh MSCI US ESG MSCI USA ESG SLC 464288802 406 3400 SH SOLE 3400 0 0 iShares MSCI Europe Financials MSCI EURO FL ETF 464289180 330 16250 SH SOLE 16250 0 0 iShares MSCI India ETF MSCI INDIA ETF 46429B598 45 1385 SH SOLE 1385 0 0 iShares Floating Rate Bond ETF FLTG RATE NT ETF 46429B655 4689 91896 SH SOLE 91896 0 0 iShares Core High Dividend ETF CORE HIGH DV ETF 46429B663 17 190 SH SOLE 190 0 0 iShares Commodities Select Str COMMOD SEL STG 46431W853 2990 76809 SH SOLE 76809 0 0 iShares MSCI Japan ETF MSCI JPN ETF NEW 46434G822 38 625 SH SOLE 625 0 0 iShares MSCI Global Metals & M MSCI GBL ETF NEW 46434G848 926 28449 SH SOLE 28449 0 0 iShares Currency Hedged MSCI E CUR HD EURZN ETF 46434V639 1368 46166 SH SOLE 46166 0 0 iShares Ccy Hedged MSCI Japan HDG MSCI JAPAN 46434V886 4309 125871 SH SOLE 125871 0 0 iShares MSCI Global Impact ETF MSCI GLOBAL IMP 46435G532 145 2490 SH SOLE 2490 0 0 iShares Currency Hedged MSCI U MSCI UN KNGDOM 46435G862 1238 51056 SH SOLE 51056 0 0 iShares Currency Hedged MSCI S MSCI SWITZERLD 46435G870 1370 50535 SH SOLE 50535 0 0 JPMorgan Chase & Co COM 46625H100 1168 10354 SH SOLE 10354 0 0 Kellogg Co COM 487836108 180 2574 SH SOLE 2574 0 0 Kimberly-Clark COM 494368103 193 1694 SH SOLE 1694 0 0 Kohl's Corp COM 500255104 184 2472 SH SOLE 2472 0 0 Kraft Heinz Co/The COM 500754106 40 720 SH SOLE 720 0 0 Lam Research Corp COM 512807108 519 3421 SH SOLE 3421 0 0 Estee Lauder Cos Inc/The CL A 518439104 170 1171 SH SOLE 1171 0 0 Mastercard Inc CL A 57636Q104 1083 4865 SH SOLE 4865 0 0 McKesson Corp COM 58155Q103 80 602 SH SOLE 602 0 0 MetLife Inc COM 59156R108 140 3000 SH SOLE 3000 0 0 Microsoft Corp COM 594918104 322 2815 SH SOLE 2815 0 0 Moody's Corp COM 615369105 80 479 SH SOLE 479 0 0 Netflix Inc COM 64110L106 60 160 SH SOLE 160 0 0 NextEra Energy Inc COM 65339F101 168 1000 SH SOLE 1000 0 0 NIKE Inc CL B 654106103 119 1399 SH SOLE 1399 0 0 Omnicom Group Inc COM 681919106 239 3507 SH SOLE 3507 0 0 PayPal Holdings Inc COM 70450Y103 70 799 SH SOLE 799 0 0 PepsiCo Inc COM 713448108 11 95 SH SOLE 95 0 0 Pfizer Inc COM 717081103 14 320 SH SOLE 320 0 0 Philip Morris International In COM 718172109 200 2450 SH SOLE 2450 0 0 PIMCO Enhanced Short Maturity ENHAN SHRT MA AC 72201R833 102 1000 SH SOLE 1000 0 0 SPDR S&P500 ETF Trust TR UNIT 78462F103 22174 76274 SH SOLE 76274 0 0 SPDR EURO STOXX 50 ETF EURO STOXX 50 78463X202 5769 150738 SH SOLE 150738 0 0 SPDR EURO STOXX Small Cap ETF EUR STOXX SMCP 78463X392 10 170 SH SOLE 170 0 0 SPDR Bloomberg Barclays Conver BLMBRG BRC CNVRT 78464A359 1083 20070 SH SOLE 20070 0 0 SPDR S&P Oil & Gas Exploration S&P OILGAS EXP 78464A730 43 1000 SH SOLE 1000 0 0 SPDR Bloomberg Barclays Short BLOOMBERG SRT TR 78468R408 248 9000 SH SOLE 9000 0 0 CHARLES SCHWAB COM 808513105 111 2263 SH SOLE 2263 0 0 Materials Select Sector SPDR F SBI MATERIALS 81369Y100 41 705 SH SOLE 705 0 0 Energy Select Sector SPDR Fund ENERGY 81369Y506 757 10000 SH SOLE 10000 0 0 Financial Select Sector SPDR F SBI INT-FINL 81369Y605 2775 100651 SH SOLE 100651 0 0 Sherwin-Williams Co/The COM 824348106 112 245 SH SOLE 245 0 0 Starbucks Corp COM 855244109 78 1379 SH SOLE 1379 0 0 Stryker Corp COM 863667101 52 290 SH SOLE 290 0 0 TJX Cos Inc/The COM 872540109 114 1020 SH SOLE 1020 0 0 Taiwan Semiconductor Manufactu SPONSORED ADR 874039100 140 3169 SH SOLE 3169 0 0 Target Corp COM 87612E106 222 2515 SH SOLE 2515 0 0 3M Co COM 88579Y101 88 420 SH SOLE 420 0 0 TransDigm Group Inc COM 893641100 212 570 SH SOLE 570 0 0 Valero Energy Corp COM 91913Y100 188 1650 SH SOLE 1650 0 0 VanEck Vectors Emerging Market EMERGING MKTS HI 92189F353 178 7761 SH SOLE 7761 0 0 VanEck Vectors Investment Grad INVT GRADE FLTG 92189F486 12716 502219 SH SOLE 502219 0 0 Vanguard Total Bond Market ETF TOTAL BND MRKT 921937835 1210 15369 SH SOLE 15369 0 0 Vanguard High Dividend Yield E HIGH DIV YLD 921946406 41 470 SH SOLE 470 0 0 Vanguard Total International B INTL BD IDX ETF 92203J407 2996 54925 SH SOLE 54925 0 0 Vanguard Health Care ETF HEALTH CAR ETF 92204A504 81 450 SH SOLE 450 0 0 Vanguard Short-Term Corporate SHRT TRM CORP BD 92206C409 19889 254466 SH SOLE 254466 0 0 Vanguard REIT ETF REAL ESTATE ETF 922908553 186 2305 SH SOLE 2305 0 0 Vanguard Small-Cap ETF SMALL CP ETF 922908751 16 100 SH SOLE 100 0 0 Verisk Analytics Inc COM 92345Y106 75 618 SH SOLE 618 0 0 Visa Inc COM CL A 92826C839 252 1677 SH SOLE 1677 0 0 Vodafone Group PLC SPONSORED ADR 92857W308 16 720 SH SOLE 720 0 0 Voya Financial Inc COM 929089100 3 57 SH SOLE 57 0 0 Walgreens Boots COM 931427108 213 2925 SH SOLE 2925 0 0 Waste Management Inc COM 94106L109 5 50 SH SOLE 50 0 0 Whirlpool Corp COM 963320106 190 1600 SH SOLE 1600 0 0 WisdomTree Emerging Markets Sm EMG MKTS SMCAP 97717W281 32 700 SH SOLE 700 0 0 WisdomTree Japan Hedged Equity JAPN HEDGE EQT 97717W851 645 11136 SH SOLE 11136 0 0 WisdomTree Europe SmallCap Div EUROPE SMCP DV 97717W869 502 7927 SH SOLE 7927 0 0 WisdomTree Europe Hedged Equit EUROPE HEDGED EQ 97717X701 232 3668 SH SOLE 3668 0 0 Yum! Brands Inc COM 988498101 221 2426 SH SOLE 2426 0 0