0001737109-19-000002.txt : 20190515
0001737109-19-000002.hdr.sgml : 20190515
20190515150302
ACCESSION NUMBER: 0001737109-19-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190515
DATE AS OF CHANGE: 20190515
EFFECTIVENESS DATE: 20190515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Integrated Wealth Concepts LLC
CENTRAL INDEX KEY: 0001737109
IRS NUMBER: 813433658
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18776
FILM NUMBER: 19827411
BUSINESS ADDRESS:
STREET 1: 300 FIFTH AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-890-3045
MAIL ADDRESS:
STREET 1: 300 FIFTH AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001737109
XXXXXXXX
03-31-2019
03-31-2019
Integrated Wealth Concepts LLC
300 FIFTH AVENUE
WALTHAM
MA
02451
13F COMBINATION REPORT
028-18776
ABNER HERRMAN AND BROCK
BRANDES INVESTMENT PARTNERS
CHILTON CAPITAL MANAGEMENT
CLARK CAPITAL MANAGEMENT GROUP
CONGRESS ASSET MANAGEMENT
DAVIS SELECT ADVISORS
EATON VANCE
FEDERATED
FEDERATED INVESTORS
LPL RESEARCH
MANNING & NAPIER
NATIXIS AIA
PARAMETRIC PORTFOLIO ASSOCIATES
POLEN CAPITAL MANAGEMENT
RNC GENTER
SCHAFER CULLEN CAPITAL MGMT
ZACKS INVESTMENT MGMT
N
John Cataldo
President
781-373-4474
John Cataldo
Waltham
MA
05-15-2019
17
330
590690
false
1
ABNER HERRMAN AND BROCK
2
BRANDES INVESTMENT PARTNERS
3
CHILTON CAPITAL MANAGEMENT
4
CLARK CAPITAL MANAGEMENT
5
CONGRESS ASSET MANAGEMENT
6
DAVIS SELECT ADVISORS
7
EATON VANCE
8
FEDERATED
9
FEDERATED INVESTORS
10
LPL RESEARCH
11
MANNING & NAPIER
12
NATIXIS AIA
13
PARAMETRIC PORTFOLIO ASSOC
14
POLEN CAPITAL MANAGEMENT
15
RNC GENTER
16
SCHAFER CULLEN CAPITAL MGMT
17
ZACKS INVESTMENT MGMT
INFORMATION TABLE
2
IWC2019Q1_13FReport.xml
IWC 2019 Q1 13F REPORT
3M COMPANY
Common Stock
88579Y101
410
1971
SH
SOLE
0
0
1971
ABBOTT LABORATORIES
Common Stock
002824100
223
2793
SH
OTR
5
0
0
2793
ABBVIE INC
Common Stock
00287Y109
488
6056
SH
OTR
5
0
0
6056
ACCELERON PHARMA
Common Stock
00434H108
233
5000
SH
SOLE
0
0
5000
ACCENTURE PLC
Common Stock
G1151C101
299
1698
SH
OTR
5,13,17
0
0
1698
AGNC INVESTMENT
Common Stock
00123Q104
276
15306
SH
OTR
4,5,6,10,11,13,14
0
0
15306
AIR PRODUCTS
Common Stock
009158106
415
2173
SH
OTR
4,5,13
0
0
2173
ALEXION PHARMACEUTICALS
Common Stock
015351109
223
1651
SH
OTR
1,5,10,12,13,15,16,17
0
0
1651
ALIBABA GROUP
Common Stock
01609W102
240
1317
SH
SOLE
0
0
1317
ALIGN TECHNOLOGY
Common Stock
016255101
300
1054
SH
OTR
5,8,9
0
0
1054
ALLSTATE CORP
Common Stock
020002101
219
2322
SH
SOLE
0
0
2322
ALPHABET INC
Common Stock
02079K107
693
591
SH
SOLE
0
0
591
ALPHABET INC
Common Stock
02079K305
1369
1163
SH
SOLE
0
0
1163
ALPS ALERIAN
MF Closed and MF Open
00162Q866
219
21882
SH
OTR
5,6
0
0
21882
ALPS SECTOR
MF Closed and MF Open
00162Q858
255
5948
SH
SOLE
0
0
5948
ALTRIA GROUP
Common Stock
02209S103
894
15563
SH
SOLE
0
0
15563
AMAZON COM
Common Stock
023135106
3366
1890
SH
OTR
5,10,11,12,13,15,17
0
0
1890
AMGEN INC
Common Stock
031162100
335
1762
SH
OTR
5
0
0
1762
AMPHENOL CORP
Common Stock
032095101
250
2650
SH
SOLE
0
0
2650
ANNALY CAPITAL
Common Stock
035710409
131
13089
SH
OTR
1,5,10,12,13,14
0
0
13089
APPLE INC
Common Stock
037833100
5498
28944
SH
OTR
1,5,8,9,10,12,13,14,15,16,17
0
0
28944
ARES DYNAMIC
MF Closed and MF Open
04014F102
402
27077
SH
SOLE
0
0
27077
AT&T INC
Common Stock
00206R102
1628
51923
SH
SOLE
0
0
51923
AURORA CANNABIS
Common Stock
05156X108
115
12648
SH
OTR
5
0
0
12648
BANK AMERICA
Common Stock
060505104
2123
76942
SH
OTR
5,8,9
0
0
76942
BCE INC
Common Stock
05534B760
215
4835
SH
SOLE
0
0
4835
BERKSHIRE HATHAWAY
Common Stock
084670702
1758
8750
SH
OTR
4,5,11,12,13,17
0
0
8750
BHP GROUP
Common Stock
088606108
204
3723
SH
SOLE
0
0
3723
BLACKROCK MUNICIPAL
MF Closed and MF Open
09248F109
142
10563
SH
SOLE
0
0
10563
BLACKSTONE GSO
MF Closed and MF Open
09257R101
392
27481
SH
OTR
1,2,5,12,13,15,16,17
0
0
27481
BLACKSTONE MORTGAGE
Common Stock
09257W100
292
8435
SH
SOLE
0
0
8435
BOEING CO
Common Stock
097023105
1036
2715
SH
OTR
12,13
0
0
2715
BP PLC
Common Stock
055622104
593
13575
SH
SOLE
0
0
13575
BRISTOL MYERS
Common Stock
110122108
420
8800
SH
SOLE
0
0
8800
CATERPILLAR INC
Common Stock
149123101
271
2001
SH
SOLE
0
0
2001
CHEVRON CORP
Common Stock
166764100
1292
10485
SH
SOLE
0
0
10485
CHURCH & DWIGHT
Common Stock
171340102
253
3546
SH
SOLE
0
0
3546
CINTAS CORP
Common Stock
172908105
348
1720
SH
SOLE
0
0
1720
CISCO SYSTEMS
Common Stock
17275R102
1170
21669
SH
SOLE
0
0
21669
CITIGROUP INC
Common Stock
172967424
424
6821
SH
SOLE
0
0
6821
CME GROUP
Common Stock
12572Q105
382
2318
SH
SOLE
0
0
2318
COCA COLA COMPANY
Common Stock
191216100
777
16579
SH
SOLE
0
0
16579
COLONY CREDIT
Common Stock
19625T101
191
12176
SH
SOLE
0
0
12176
COMCAST CORP
Common Stock
20030N101
608
15202
SH
SOLE
0
0
15202
CONSOLIDATED EDISON
Common Stock
209115104
237
2797
SH
SOLE
0
0
2797
CONSUMER DISCRETIONARY
MF Closed and MF Open
81369Y407
213
1867
SH
SOLE
0
0
1867
COSTCO WHOLESALE
Common Stock
22160K105
447
1846
SH
SOLE
0
0
1846
CREDIT SUISSE HIGH YLD
MF Closed and MF Open
22544F103
55
22119
SH
SOLE
0
0
22119
CROWN CASTLE
Common Stock
22822V101
479
3739
SH
SOLE
0
0
3739
CSP INC
Common Stock
126389105
340
30472
SH
SOLE
0
0
30472
CVS HEALTH
Common Stock
126650100
314
5824
SH
SOLE
0
0
5824
DOMINION ENERGY
Common Stock
25746U109
1061
13835
SH
SOLE
0
0
13835
DOWDUPONT INC
Common Stock
26078J100
314
5883
SH
SOLE
0
0
5883
DUKE ENERGY
Common Stock
26441C204
472
5240
SH
SOLE
0
0
5240
DUNKIN BRANDS
Common Stock
265504100
490
6521
SH
SOLE
0
0
6521
EATON CORP
Common Stock
G29183103
267
3315
SH
SOLE
0
0
3315
EATON VANCE
MF Closed and MF Open
27829W101
1025
105471
SH
SOLE
0
0
105471
EATON VANCE
MF Closed and MF Open
27829G106
102
11084
SH
SOLE
0
0
11084
EDWARDS LIFESCIENCES
Common Stock
28176E108
300
1569
SH
SOLE
0
0
1569
ELECTRONIC ARTS
Common Stock
285512109
205
2019
SH
SOLE
0
0
2019
ELI LILLY
Common Stock
532457108
456
3516
SH
SOLE
0
0
3516
EVERSOURCE ENERGY
Common Stock
30040W108
627
8839
SH
SOLE
0
0
8839
EXXON MOBIL
Common Stock
30231G102
1487
18402
SH
OTR
5,13
0
0
18402
FACEBOOK INC
Common Stock
30303M102
1140
6841
SH
SOLE
0
0
6841
FAIR ISAAC
Common Stock
303250104
281
1035
SH
SOLE
0
0
1035
FIRST REPUBLIC
Common Stock
33616C100
272
2709
SH
SOLE
0
0
2709
FIRST TRUST
MF Closed and MF Open
33734K109
972
16333
SH
SOLE
0
0
16333
FIRST TRUST
MF Closed and MF Open
33734X200
243
10440
SH
SOLE
0
0
10440
FIRST TRUST
MF Closed and MF Open
336920103
472
6300
SH
SOLE
0
0
6300
FIRST TRUST
MF Closed and MF Open
33735K108
1145
17099
SH
SOLE
0
0
17099
FIRST TRUST
MF Closed and MF Open
33738R605
481
16000
SH
SOLE
0
0
16000
FIRST TRUST
MF Closed and MF Open
33734H106
1460
44974
SH
SOLE
0
0
44974
FIRST TRUST
MF Closed and MF Open
33737M300
542
11735
SH
SOLE
0
0
11735
FIRST TRUST
MF Closed and MF Open
33738R506
208
6969
SH
SOLE
0
0
6969
FIVE BELOW
Common Stock
33829M101
245
1973
SH
SOLE
0
0
1973
FLEXSHARES MORNINGSTAR
MF Closed and MF Open
33939L100
1424
12534
SH
SOLE
0
0
12534
FLEXSHARES MORNINGSTAR
MF Closed and MF Open
33939L803
1044
17201
SH
SOLE
0
0
17201
FORD MOTOR
Common Stock
345370860
190
21630
SH
SOLE
0
0
21630
FRANKLIN STREET
Common Stock
35471R106
261
36347
SH
SOLE
0
0
36347
FS KKR
MF Closed and MF Open
302635107
177
29217
SH
SOLE
0
0
29217
GAMING & LEISURE
Common Stock
36467J108
313
8124
SH
SOLE
0
0
8124
GENERAL ELECTRIC
Common Stock
369604103
368
36799
SH
SOLE
0
0
36799
GLAXOSMITHKLINE PLC
Common Stock
37733W105
275
6586
SH
SOLE
0
0
6586
GLOBAL X
MF Closed and MF Open
37950E226
2307
174899
SH
OTR
4,5,10,11,12,13,14,15,16,17
0
0
174899
GLOBAL X
MF Closed and MF Open
37950E416
257
8049
SH
SOLE
0
0
8049
GOLDMAN SACHS
MF Closed and MF Open
381430503
4555
80158
SH
SOLE
0
0
80158
GREAT PANTHER
Common Stock
39115V101
36
38000
SH
SOLE
0
0
38000
HEICO CORP
Common Stock
422806109
203
2144
SH
SOLE
0
0
2144
HENRY JACK & ASSOC INC
Common Stock
426281101
269
1942
SH
SOLE
0
0
1942
HOME DEPOT
Common Stock
437076102
2099
10940
SH
SOLE
0
0
10940
HONEYWELL INTL
Common Stock
438516106
314
1977
SH
SOLE
0
0
1977
HOSPITALITY PROPERTIES
Common Stock
44106M102
276
10490
SH
SOLE
0
0
10490
ILLUMINA INC
Common Stock
452327109
297
956
SH
SOLE
0
0
956
INTEL CORP
Common Stock
458140100
1027
19132
SH
SOLE
0
0
19132
INTL BUSINESS
Common Stock
459200101
602
4266
SH
SOLE
0
0
4266
INVESCO BULLETSHARES
MF Closed and MF Open
46138J304
1428
67789
SH
OTR
5,12,13
0
0
67789
INVESCO BULLETSHARES
MF Closed and MF Open
46138J502
3069
144605
SH
OTR
2,3,5,6,8,9,12,13,15,17
0
0
144605
INVESCO BULLETSHARES
MF Closed and MF Open
46138J700
5238
249066
SH
OTR
5,6,8,9,12,13,16
0
0
249066
INVESCO BULLETSHARES
MF Closed and MF Open
46138J882
2026
95924
SH
OTR
5
0
0
95924
INVESCO BULLETSHARES
MF Closed and MF Open
46138J866
2730
131246
SH
OTR
5,10,11,12,13,15,16,17
0
0
131246
INVESCO BULLETSHARES
MF Closed and MF Open
46138J841
485
23418
SH
OTR
1,8,9,13
0
0
23418
INVESCO BULLETSHARES
MF Closed and MF Open
46138J403
10404
433499
SH
OTR
4,5,6,13,14,16,17
0
0
433499
INVESCO BULLETSHARES
MF Closed and MF Open
46138J601
11435
474861
SH
OTR
2,5,6,8,9,10,12,13,17
0
0
474861
INVESCO BULLETSHARES
MF Closed and MF Open
46138J809
1815
73435
SH
SOLE
0
0
73435
INVESCO BULLETSHARES
MF Closed and MF Open
46138J874
632
25828
SH
SOLE
0
0
25828
INVESCO BULLETSHARES
MF Closed and MF Open
46138J858
213
8175
SH
SOLE
0
0
8175
INVESCO BULLETSHARES
MF Closed and MF Open
46138J833
332
13302
SH
SOLE
0
0
13302
INVESCO CHINA
MF Closed and MF Open
46138E800
537
10931
SH
SOLE
0
0
10931
INVESCO EXCHANGE
MF Closed and MF Open
46138E354
608
11543
SH
SOLE
0
0
11543
INVESCO EXCHANGE
MF Closed and MF Open
46138E198
455
9164
SH
SOLE
0
0
9164
INVESCO FTSE
MF Closed and MF Open
46137V613
490
4321
SH
OTR
5
0
0
4321
INVESCO HIGH
Common Stock
46135X108
811
78708
SH
SOLE
0
0
78708
INVESCO NATIONAL
MF Closed and MF Open
46138E537
224
8748
SH
SOLE
0
0
8748
INVESCO QQQ
MF Closed and MF Open
46090E103
2231
12419
SH
SOLE
0
0
12419
INVESCO S&P
MF Closed and MF Open
46138E362
539
12706
SH
SOLE
0
0
12706
INVESCO SENIOR
MF Closed and MF Open
46138G508
695
30706
SH
OTR
11,12,13
0
0
30706
ISHARES 1-3YR
MF Closed and MF Open
464287457
272
3231
SH
SOLE
0
0
3231
ISHARES 20
MF Closed and MF Open
464287432
274
2170
SH
SOLE
0
0
2170
ISHARES CHINA
MF Closed and MF Open
464287184
7243
163618
SH
OTR
5
0
0
163618
ISHARES CORE
MF Closed and MF Open
464287226
2746
25178
SH
OTR
1,5,6,12,13,14
0
0
25178
ISHARES CORE
MF Closed and MF Open
46429B663
525
5631
SH
SOLE
0
0
5631
ISHARES CORE
MF Closed and MF Open
46432F842
7275
119709
SH
OTR
5
0
0
119709
ISHARES CORE
MF Closed and MF Open
46434G103
9874
190952
SH
SOLE
0
0
190952
ISHARES CORE
MF Closed and MF Open
46434V738
298
6504
SH
SOLE
0
0
6504
ISHARES CORE
MF Closed and MF Open
464287507
14209
75022
SH
SOLE
0
0
75022
ISHARES CORE
MF Closed and MF Open
464287804
2716
35199
SH
SOLE
0
0
35199
ISHARES CORE
MF Closed and MF Open
46434V696
399
7180
SH
SOLE
0
0
7180
ISHARES CORE
MF Closed and MF Open
464287150
13958
216733
SH
SOLE
0
0
216733
ISHARES CORE
MF Closed and MF Open
46434V613
1147
22664
SH
SOLE
0
0
22664
ISHARES CORE
MF Closed and MF Open
464287663
8223
149979
SH
SOLE
0
0
149979
ISHARES CORE
MF Closed and MF Open
464287200
7188
25260
SH
SOLE
0
0
25260
ISHARES CORE
MF Closed and MF Open
46432F834
546
9403
SH
SOLE
0
0
9403
ISHARES EDGE
MF Closed and MF Open
464286525
430
4810
SH
OTR
5
0
0
4810
ISHARES EDGE
MF Closed and MF Open
464286533
240
4045
SH
SOLE
0
0
4045
ISHARES EDGE
MF Closed and MF Open
46429B689
958
13302
SH
SOLE
0
0
13302
ISHARES EDGE
MF Closed and MF Open
46434V274
22560
856801
SH
OTR
5
0
0
856801
ISHARES EDGE
MF Closed and MF Open
46434V282
17127
551938
SH
OTR
1,5,8,9,13,16,17
0
0
551938
ISHARES EDGE
MF Closed and MF Open
46432F396
17835
158984
SH
SOLE
0
0
158984
ISHARES EDGE
MF Closed and MF Open
46432F339
9393
106076
SH
SOLE
0
0
106076
ISHARES EDGE
MF Closed and MF Open
46434V290
8079
201419
SH
OTR
5,8,9,12,13,17
0
0
201419
ISHARES EDGE
MF Closed and MF Open
46435G433
366
11356
SH
SOLE
0
0
11356
ISHARES EDGE
MF Closed and MF Open
46429B697
8066
137183
SH
OTR
5,7
0
0
137183
ISHARES EDGE
MF Closed and MF Open
46432F388
6828
85498
SH
OTR
5,7
0
0
85498
ISHARES FLOATING
MF Closed and MF Open
46429B655
2743
53871
SH
SOLE
0
0
53871
ISHARES GLOBAL
MF Closed and MF Open
464287291
2433
14225
SH
SOLE
0
0
14225
ISHARES IBONDS
MF Closed and MF Open
46434VBK5
281
11357
SH
SOLE
0
0
11357
ISHARES IBONDS
MF Closed and MF Open
46429B564
309
12145
SH
SOLE
0
0
12145
ISHARES IBONDS
MF Closed and MF Open
46434V571
265
10400
SH
SOLE
0
0
10400
ISHARES IBONDS
MF Closed and MF Open
46435G789
306
11907
SH
SOLE
0
0
11907
ISHARES IBOXX
MF Closed and MF Open
464288513
461
5328
SH
SOLE
0
0
5328
ISHARES IBOXX
MF Closed and MF Open
464287242
12032
101062
SH
OTR
1,5,11,12,13,15,16,17
0
0
101062
ISHARES INC
MF Closed and MF Open
46434G889
7816
182836
SH
OTR
5
0
0
182836
ISHARES INTEREST
MF Closed and MF Open
46431W705
274
2933
SH
OTR
10,12,13,15,16,17
0
0
2933
ISHARES INTERMEDIATE
MF Closed and MF Open
464288638
610
11058
SH
SOLE
0
0
11058
ISHARES INTL
MF Closed and MF Open
464288448
210
6799
SH
SOLE
0
0
6799
ISHARES JPMORGAN
MF Closed and MF Open
464288281
1669
15166
SH
SOLE
0
0
15166
ISHARES MBS
MF Closed and MF Open
464288588
395
3716
SH
OTR
1,2
0
0
3716
ISHARES MORNINGSTAR
MF Closed and MF Open
464288208
860
4574
SH
SOLE
0
0
4574
ISHARES MSCI
MF Closed and MF Open
464287234
492
11460
SH
SOLE
0
0
11460
ISHARES MSCI
MF Closed and MF Open
464287465
1900
29287
SH
SOLE
0
0
29287
ISHARES MSCI
MF Closed and MF Open
464288877
260
5317
SH
SOLE
0
0
5317
ISHARES MSCI
MF Closed and MF Open
464286400
6874
167701
SH
SOLE
0
0
167701
ISHARES MSCI
MF Closed and MF Open
46429B598
7378
209316
SH
SOLE
0
0
209316
ISHARES NATIONAL
MF Closed and MF Open
464288414
2271
20420
SH
SOLE
0
0
20420
ISHARES RUSS
MF Closed and MF Open
464287473
566
6511
SH
SOLE
0
0
6511
ISHARES RUSSELL
MF Closed and MF Open
464287622
213
1354
SH
SOLE
0
0
1354
ISHARES RUSSELL
MF Closed and MF Open
464287598
682
5524
SH
SOLE
0
0
5524
ISHARES RUSSELL
MF Closed and MF Open
464287614
1035
6839
SH
SOLE
0
0
6839
ISHARES RUSSELL
MF Closed and MF Open
464287655
5450
35599
SH
OTR
11
0
0
35599
ISHARES RUSSELL
MF Closed and MF Open
464287481
277
2038
SH
SOLE
0
0
2038
ISHARES RUSSELL
MF Closed and MF Open
464287499
301
5577
SH
SOLE
0
0
5577
ISHARES S&P
MF Closed and MF Open
464287606
477
2175
SH
SOLE
0
0
2175
ISHARES S&P
MF Closed and MF Open
464287671
10912
180906
SH
OTR
11
0
0
180906
ISHARES S&P
MF Closed and MF Open
464287408
1163
10320
SH
SOLE
0
0
10320
ISHARES S&P
MF Closed and MF Open
464287309
1115
6469
SH
SOLE
0
0
6469
ISHARES S&P
MF Closed and MF Open
464287101
1961
15654
SH
OTR
8,9
0
0
15654
ISHARES SELECT
MF Closed and MF Open
464287168
1598
16281
SH
SOLE
0
0
16281
ISHARES SHORT
MF Closed and MF Open
464288646
5292
100181
SH
SOLE
0
0
100181
ISHARES TIPS
MF Closed and MF Open
464287176
3474
30725
SH
OTR
1,2,4,5,6,8,9,10,12,13,14,15,17
0
0
30725
ISHARES U S
MF Closed and MF Open
46429B267
936
37078
SH
OTR
5
0
0
37078
ISHARES U S
MF Closed and MF Open
464287739
7334
84263
SH
OTR
5
0
0
84263
ISHARES U S
MF Closed and MF Open
46431W507
1530
30455
SH
SOLE
0
0
30455
ISHARES U S
MF Closed and MF Open
464288687
301
8234
SH
SOLE
0
0
8234
JOHNSON & JOHNSON
Common Stock
478160104
1500
10728
SH
SOLE
0
0
10728
JP MORGAN
MF Closed and MF Open
46641Q209
2012
36383
SH
SOLE
0
0
36383
JPMORGAN
MF Closed and MF Open
46641Q837
593
11791
SH
SOLE
0
0
11791
JPMORGAN CHASE
Common Stock
46625H100
1095
10814
SH
SOLE
0
0
10814
JPMORGAN DIVERSIFIED
MF Closed and MF Open
46641Q407
3820
52227
SH
SOLE
0
0
52227
KIMBERLY CLARK
Common Stock
494368103
355
2869
SH
SOLE
0
0
2869
KINDER MORGAN
Common Stock
49456B101
225
11244
SH
SOLE
0
0
11244
LAMB WESTON
Common Stock
513272104
209
2791
SH
OTR
11
0
0
2791
LENDINGTREE INC
Common Stock
52603B107
202
574
SH
SOLE
0
0
574
LEXINGTON REALTY
Common Stock
529043101
223
24589
SH
OTR
5,13,14
0
0
24589
LOWES COMPANIES
Common Stock
548661107
351
3207
SH
SOLE
0
0
3207
MASTERCARD INC
Common Stock
57636Q104
830
3525
SH
OTR
13
0
0
3525
MC CORMICK
Common Stock
579780206
319
2117
SH
SOLE
0
0
2117
MCDONALDS CORP
Common Stock
580135101
492
2593
SH
OTR
11,13,16,17
0
0
2593
MEDICAL PROPERTIES
Common Stock
58463J304
341
18405
SH
SOLE
0
0
18405
MERCK & COMPANY
Common Stock
58933Y105
932
11212
SH
SOLE
0
0
11212
MICROSOFT CORP
Common Stock
594918104
3017
25583
SH
SOLE
0
0
25583
NETFLIX INC
Common Stock
64110L106
536
1502
SH
OTR
8,9,12,13
0
0
1502
NIKE INC
Common Stock
654106103
551
6541
SH
OTR
6,13,17
0
0
6541
NORTHROP GRUMMAN
Common Stock
666807102
229
848
SH
OTR
2,17
0
0
848
NOVARTIS AG
Common Stock
66987V109
237
2467
SH
OTR
12,13,15,16,17
0
0
2467
NUVEEN FLOATING
MF Closed and MF Open
6706EN100
382
39835
SH
SOLE
0
0
39835
NUVEEN FLOATING RATE
MF Closed and MF Open
67072T108
382
39648
SH
SOLE
0
0
39648
NUVEEN HIGH
MF Closed and MF Open
67077N106
1017
103953
SH
SOLE
0
0
103953
NUVEEN HIGH
MF Closed and MF Open
67076E107
8860
895834
SH
SOLE
0
0
895834
NUVEEN HIGH
MF Closed and MF Open
67075L102
9739
980768
SH
OTR
5
0
0
980768
NUVEEN MORTGAGE
MF Closed and MF Open
67074R100
9613
427252
SH
SOLE
0
0
427252
NUVEEN PFD
MF Closed and MF Open
67075T105
835
36629
SH
SOLE
0
0
36629
NUVEEN SR
MF Closed and MF Open
67067Y104
461
79416
SH
OTR
10,13,16,17
0
0
79416
NVIDIA CORP
Common Stock
67066G104
260
1449
SH
OTR
4,8,9,17
0
0
1449
OCCIDENTAL PETROLEUM
Common Stock
674599105
255
3848
SH
SOLE
0
0
3848
OPPENHEIMER S&P
MF Closed and MF Open
68386C401
247
6509
SH
SOLE
0
0
6509
ORACLE CORP
Common Stock
68389X105
753
14025
SH
OTR
10,12,13,17
0
0
14025
PAYPAL HOLDINGS
Common Stock
70450Y103
544
5236
SH
SOLE
0
0
5236
PEPSICO INC
Common Stock
713448108
1094
8925
SH
SOLE
0
0
8925
PFIZER INC
Common Stock
717081103
2532
59615
SH
OTR
1,12,13,16,17
0
0
59615
PHILIP MORRIS
Common Stock
718172109
762
8615
SH
OTR
5,11,13,15
0
0
8615
PIMCO EHNANCED
MF Closed and MF Open
72201R833
354
3488
SH
SOLE
0
0
3488
PIMCO INTERMEDIATE
MF Closed and MF Open
72201R866
389
7203
SH
SOLE
0
0
7203
PROCTER & GAMBLE
Common Stock
742718109
993
9539
SH
OTR
5
0
0
9539
PROSHARES TRUST
MF Closed and MF Open
74348A467
3463
51095
SH
OTR
1,2,5,8,9,11,12,13,14,17
0
0
51095
PROSPECT CAP 4.7520
Debt
74348TAQ5
20
20000
PRN
SOLE
0
0
20000
PRUDENTIAL FINANCIAL
Common Stock
744320102
236
2569
SH
OTR
10,13
0
0
2569
PUBLIC SERVICE
Common Stock
744573106
273
4601
SH
SOLE
0
0
4601
RAYTHEON COMPANY
Common Stock
755111507
443
2434
SH
SOLE
0
0
2434
REDWOOD TRUST INC
Common Stock
758075402
208
12868
SH
SOLE
0
0
12868
RESONANT INC
Common Stock
76118L102
33
11000
SH
SOLE
0
0
11000
ROCKWELL AUTOMATION
Common Stock
773903109
351
1998
SH
SOLE
0
0
1998
ROYAL DUTCH
Common Stock
780259206
568
9068
SH
SOLE
0
0
9068
S&P GLOBAL
Common Stock
78409V104
462
2192
SH
SOLE
0
0
2192
SALESFORCE.COM INC
Common Stock
79466L302
325
2051
SH
SOLE
0
0
2051
SCHWAB SHORT
MF Closed and MF Open
808524862
975
19427
SH
SOLE
0
0
19427
SCHWAB US
MF Closed and MF Open
808524300
390
4915
SH
SOLE
0
0
4915
SECTOR ENERGY
MF Closed and MF Open
81369Y506
271
4100
SH
SOLE
0
0
4100
SECTOR FINANCIAL
MF Closed and MF Open
81369Y605
804
31273
SH
SOLE
0
0
31273
SECTOR HEALTHCARE
MF Closed and MF Open
81369Y209
558
6086
SH
OTR
16
0
0
6086
SECTOR INDUSTRIAL
MF Closed and MF Open
81369Y704
321
4276
SH
SOLE
0
0
4276
SECTOR TECHNOLOGY
MF Closed and MF Open
81369Y803
7355
99390
SH
SOLE
0
0
99390
SELECT UTILITIES
MF Closed and MF Open
81369Y886
7178
123390
SH
OTR
1,2,5,6,8,9,10,11,12,13,14,15,16,17
0
0
123390
SHERWIN WILLIAMS
Common Stock
824348106
224
520
SH
SOLE
0
0
520
SMITH AO
Common Stock
831865209
221
4151
SH
SOLE
0
0
4151
SORRENTO THERAPEUTICS
Common Stock
83587F202
681
143391
SH
SOLE
0
0
143391
SOUTHERN COMPANY
Common Stock
842587107
405
7843
SH
SOLE
0
0
7843
SPDR BLACKSTONE
MF Closed and MF Open
78467V608
3431
74503
SH
OTR
5
0
0
74503
SPDR BLOOMBERG
MF Closed and MF Open
78464A516
298
10681
SH
SOLE
0
0
10681
SPDR BLOOMBERG
MF Closed and MF Open
78464A417
1909
53081
SH
SOLE
0
0
53081
SPDR DOUBLELINE
MF Closed and MF Open
78467V848
374
7744
SH
SOLE
0
0
7744
SPDR DOW
MF Closed and MF Open
78463X749
280
5590
SH
SOLE
0
0
5590
SPDR GOLD
Common Stock
78463V107
470
3852
SH
SOLE
0
0
3852
SPDR NUVEEN
MF Closed and MF Open
78468R739
339
6997
SH
SOLE
0
0
6997
SPDR PORTFOLIO
MF Closed and MF Open
78464A649
212
7435
SH
SOLE
0
0
7435
SPDR PORTFOLIO
MF Closed and MF Open
78463X889
698
23909
SH
SOLE
0
0
23909
SPDR PORTFOLIO
MF Closed and MF Open
78464A375
200
5861
SH
SOLE
0
0
5861
SPDR PORTFOLIO
MF Closed and MF Open
78464A854
342
10296
SH
SOLE
0
0
10296
SPDR PORTFOLIO
MF Closed and MF Open
78464A474
282
9235
SH
SOLE
0
0
9235
SPDR S&P
MF Closed and MF Open
78467Y107
502
1454
SH
OTR
1,2,4,5,6
0
0
1454
SPDR S&P
MF Closed and MF Open
78462F103
2385
8444
SH
SOLE
0
0
8444
SPDR SERIES
MF Closed and MF Open
78464A763
640
6435
SH
SOLE
0
0
6435
STANLEY BLACK
Common Stock
854502101
263
1932
SH
SOLE
0
0
1932
STARBUCKS CORP
Common Stock
855244109
232
3115
SH
SOLE
0
0
3115
TESLA INC
Common Stock
88160R101
320
1143
SH
SOLE
0
0
1143
TEXAS INSTRUMENTS
Common Stock
882508104
205
1929
SH
SOLE
0
0
1929
THERMO FISHER
Common Stock
883556102
264
966
SH
SOLE
0
0
966
TJX COS
Common Stock
872540109
301
5652
SH
SOLE
0
0
5652
TONIX PHARMACEUTICALS HOLDINGS
Common Stock
890260508
25
10213
SH
SOLE
0
0
10213
TOTAL S A
Common Stock
89151E109
262
4716
SH
SOLE
0
0
4716
TOWNEBANK PORTSMOUTH
Common Stock
89214P109
437
17643
SH
SOLE
0
0
17643
U S BANCORP DE
Common Stock
902973304
236
4907
SH
SOLE
0
0
4907
UNION PACIFIC CORP
Common Stock
907818108
480
2872
SH
SOLE
0
0
2872
UNITED PARCEL
Common Stock
911312106
202
1808
SH
SOLE
0
0
1808
UNITED TECHNOLOGIES
Common Stock
913017109
636
4934
SH
SOLE
0
0
4934
UNITEDHEALTH GROUP
Common Stock
91324P102
741
2995
SH
SOLE
0
0
2995
VANECK VECTORS
MF Closed and MF Open
92189F106
2000
89203
SH
SOLE
0
0
89203
VANECK VECTORS
MF Closed and MF Open
92189F643
375
8049
SH
SOLE
0
0
8049
VANGUARD DIVIDEND
MF Closed and MF Open
921908844
1199
10936
SH
SOLE
0
0
10936
VANGUARD EXTENDED
MF Closed and MF Open
922908652
548
4746
SH
OTR
17
0
0
4746
VANGUARD FINANCIALS
MF Closed and MF Open
92204A405
210
3253
SH
OTR
11
0
0
3253
VANGUARD FSTE
MF Closed and MF Open
922042858
1344
31617
SH
OTR
8,9,12,17
0
0
31617
VANGUARD FTSE
MF Closed and MF Open
921943858
2684
65670
SH
SOLE
0
0
65670
VANGUARD FTSE
MF Closed and MF Open
922042874
669
12479
SH
SOLE
0
0
12479
VANGUARD FTSE
MF Closed and MF Open
922042718
257
2467
SH
SOLE
0
0
2467
VANGUARD GROWTH
MF Closed and MF Open
922908736
3287
21017
SH
OTR
5,7
0
0
21017
VANGUARD HIGH
MF Closed and MF Open
921946406
5154
60163
SH
OTR
5,8,9
0
0
60163
VANGUARD INFORMATION
MF Closed and MF Open
92204A702
495
2469
SH
SOLE
0
0
2469
VANGUARD INTERMEDIATE
MF Closed and MF Open
921937819
924
11005
SH
OTR
5,6,8,9,10,12,13,16
0
0
11005
VANGUARD INTERMEDIATE
MF Closed and MF Open
92206C870
8601
99011
SH
OTR
5,7,11
0
0
99011
VANGUARD LARGE
MF Closed and MF Open
922908637
2308
17783
SH
SOLE
0
0
17783
VANGUARD LONG
MF Closed and MF Open
921937793
347
3765
SH
OTR
13
0
0
3765
VANGUARD MID
MF Closed and MF Open
922908629
659
4097
SH
SOLE
0
0
4097
VANGUARD MID
MF Closed and MF Open
922908512
365
3379
SH
SOLE
0
0
3379
VANGUARD MORTGAGE
MF Closed and MF Open
92206C771
425
8115
SH
SOLE
0
0
8115
VANGUARD REAL
MF Closed and MF Open
922908553
1032
11874
SH
SOLE
0
0
11874
VANGUARD RUSSELL
MF Closed and MF Open
92206C680
877
5642
SH
SOLE
0
0
5642
VANGUARD RUSSELL
MF Closed and MF Open
92206C714
687
6352
SH
SOLE
0
0
6352
VANGUARD S&P
MF Closed and MF Open
922908363
3966
15282
SH
SOLE
0
0
15282
VANGUARD SHORT
MF Closed and MF Open
921937827
1658
20832
SH
SOLE
0
0
20832
VANGUARD SHORT
MF Closed and MF Open
92206C409
298
3739
SH
SOLE
0
0
3739
VANGUARD SMALL
MF Closed and MF Open
922908751
3455
22613
SH
SOLE
0
0
22613
VANGUARD SMALL
MF Closed and MF Open
922908595
482
2681
SH
SOLE
0
0
2681
VANGUARD SMALL
MF Closed and MF Open
922908611
874
6790
SH
SOLE
0
0
6790
VANGUARD TOTAL
MF Closed and MF Open
921937835
9997
123148
SH
OTR
1,2,4,5,8,9,10,12,13,15,16,17
0
0
123148
VANGUARD TOTAL
MF Closed and MF Open
92203J407
1087
19483
SH
OTR
5,8,9,10,11,13
0
0
19483
VANGUARD TOTAL
MF Closed and MF Open
922042742
1382
18892
SH
SOLE
0
0
18892
VANGUARD TOTAL
MF Closed and MF Open
922908769
18190
125698
SH
OTR
11
0
0
125698
VANGUARD TOTAL
MF Closed and MF Open
921909768
397
7654
SH
SOLE
0
0
7654
VANGUARD VALUE
MF Closed and MF Open
922908744
3381
31412
SH
SOLE
0
0
31412
VENTAS INC
Common Stock
92276F100
276
4330
SH
SOLE
0
0
4330
VEREIT INC
Common Stock
92339V100
505
60337
SH
SOLE
0
0
60337
VERIZON COMMUNICATIONS
Common Stock
92343V104
2701
45675
SH
OTR
5,11,13,15,17
0
0
45675
VERTEX PHARMACEUTICALS
Common Stock
92532F100
219
1191
SH
SOLE
0
0
1191
VICTORYSHARES DEVELOPED
MF Closed and MF Open
92647N816
1503
47550
SH
SOLE
0
0
47550
VICTORYSHARES U S
MF Closed and MF Open
92647N824
11970
268745
SH
OTR
1,4,5,6,10,12,13,17
0
0
268745
VICTORYSHARES US
MF Closed and MF Open
92647N766
307
6119
SH
SOLE
0
0
6119
VICTORYSHARES US
MF Closed and MF Open
92647N782
10846
231947
SH
OTR
10,12,13,15,16,17
0
0
231947
VICTORYSHARES US
MF Closed and MF Open
92647N774
1343
33979
SH
SOLE
0
0
33979
VISA INC
Common Stock
92826C839
1895
12131
SH
SOLE
0
0
12131
W P CAREY
Common Stock
92936U109
303
3869
SH
SOLE
0
0
3869
WALMART INC
Common Stock
931142103
380
3900
SH
SOLE
0
0
3900
WALT DISNEY
Common Stock
254687106
1045
9413
SH
SOLE
0
0
9413
WELLS FARGO
Common Stock
949746101
473
9781
SH
SOLE
0
0
9781
WELLTOWER INC
Common Stock
95040Q104
250
3225
SH
SOLE
0
0
3225
WISDOMTREE JAPAN
MF Closed and MF Open
97717W851
1025
20258
SH
SOLE
0
0
20258
WISDOMTREE TRUST
MF Closed and MF Open
97717X669
201
4667
SH
SOLE
0
0
4667
WISDOMTREE TRUST
MF Closed and MF Open
97717X701
662
10363
SH
SOLE
0
0
10363
X TRACKERS
MF Closed and MF Open
233051200
421
13483
SH
SOLE
0
0
13483
XILINX INC
Common Stock
983919101
355
2798
SH
SOLE
0
0
2798
ZOETIS INC
Common Stock
98978V103
478
4747
SH
OTR
5,13,14
0
0
4747