0000950170-24-084421.txt : 20240717 0000950170-24-084421.hdr.sgml : 20240717 20240717213606 ACCESSION NUMBER: 0000950170-24-084421 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240715 FILED AS OF DATE: 20240717 DATE AS OF CHANGE: 20240717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Corebridge Financial, Inc. CENTRAL INDEX KEY: 0001889539 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] ORGANIZATION NAME: 02 Finance STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23333 FILM NUMBER: 241123598 BUSINESS ADDRESS: STREET 1: 2919 ALLEN PARKWAY STREET 2: WOODSON TOWER CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: 1-877-375-2422 MAIL ADDRESS: STREET 1: 2919 ALLEN PARKWAY STREET 2: WOODSON TOWER CITY: HOUSTON STATE: TX ZIP: 77019 FORMER NAME: FORMER CONFORMED NAME: SAFG Retirement Services, Inc. DATE OF NAME CHANGE: 20211020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cliffwater Corporate Lending Fund CENTRAL INDEX KEY: 0001735964 ORGANIZATION NAME: IRS NUMBER: 824960854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O UMB FUND SERVICES, INC. CITY: MILWAUKEE STATE: WI ZIP: 53212 BUSINESS PHONE: 414-299-2200 MAIL ADDRESS: STREET 1: C/O UMB FUND SERVICES, INC. CITY: MILWAUKEE STATE: WI ZIP: 53212 FORMER COMPANY: FORMER CONFORMED NAME: Cliffwater Direct Lending Fund DATE OF NAME CHANGE: 20180329 4 1 ownership.xml 4 X0508 4 2024-07-15 false 0001735964 Cliffwater Corporate Lending Fund CCLFX 0001889539 Corebridge Financial, Inc. 2919 ALLEN PARKWAY, WOODSON TOWER HOUSTON TX 77019 false false false true See Remarks false 5.44% Series B Senior Secured Notes due July 19, 2025 2024-07-15 4 P false 1532500 A 12500000 I Held through subsidiaries 5.50% Series C Senior Secured Notes due July 19, 2026 2024-07-15 4 P false 4168400 A 34000000 I Held through subsidiaries 5.61% Series E Senior Secured Notes due July 19, 2027 2024-07-15 4 P false 5210500 A 42500000 I Held through subsidiaries 7.10% Series I Senior Secured Notes due December 6, 2027 2024-07-15 4 P false 7356000 A 60000000 I Held through subsidiaries 6.75% Series K Senior Secured Notes due August 4, 2026 2024-07-15 4 P false 6000000 A 6000000 I Held through subsidiaries 4.10% Series A Senior Secured Notes due March 28, 2027 25000000 I Held through subsidiaries 5.72% Series F Senior Secured Notes due July 19, 2029 33000000 I Held through subsidiaries 5.72% Series G Senior Secured Notes due July 19, 2029 28000000 I Held through subsidiaries 7.17% Series J Senior Secured Notes due December 6, 2029 40000000 I Held through subsidiaries 6.77% Series L Senior Secured Notes due August 4, 2028 12000000 I Held through subsidiaries 6.81% Series M Senior Secured Notes due August 4, 2030 12000000 I Held through subsidiaries 7.23% Series Q Senior Secured Notes due January 20, 2031 39000000 I Held through subsidiaries 7.40% Series R Senior Secured Notes due January 20, 2034 50000000 I Held through subsidiaries On July 15, 2024, American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of CRBG, entered into an agreement with a controlled subsidiary of American International Group, Inc. ("AIG"), pursuant to which AGLIC agreed to purchase $1,532,500.00 principal amount of the reported securities. Corebridge Institutional Investments (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of CRBG, continues to manage such securities pursuant to an investment management agreement. The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $1,550,886.59. AGLIC directly holds $12,500,000.00 principal amount of the reported securities. On July 15, 2024, AGLIC entered into an agreement with a controlled subsidiary of AIG pursuant to which AGLIC agreed to purchase $4,168,400.00 principal amount of the reported securities. CIIUS continues to manage such securities pursuant to an investment management agreement. The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $4,190,469.36. AGLIC and The United States Life Insurance Company in the City of New York ("USL"), an indirect wholly owned subsidiary of CRBG, directly hold $4,168,400.00 principal amount and $29,831,600.00 principal amount of the reported securities, respectively. On July 15, 2024, AGLIC entered into an agreement with a controlled subsidiary of AIG pursuant to which AGLIC agreed to purchase $5,210,500.00 principal amount of the reported securities. CIIUS continues to manage such securities pursuant to an investment management agreement. The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $5,228,936.49. AGLIC and The Variable Annuity Life Insurance Company ("VALIC"), an indirect wholly owned subsidiary of CRBG, directly hold $32,500,000.00 principal amount and $10,000,000.00 principal amount of the reported securities, respectively. On July 15, 2024, AGLIC entered into an agreement with a controlled subsidiary of AIG pursuant to which AGLIC agreed to purchase $7,356,000.00 principal amount of the reported securities. CIIUS continues to manage such securities pursuant to an investment management agreement. The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $7,558,187.83. AGLIC directly holds $60,000,000.00 principal amount of the reported securities. On July 15, 2024, AGLIC entered into an agreement with a controlled subsidiary of AIG pursuant to which AGLIC agreed to purchase $6,000,000.00 principal amount of the reported securities. CIIUS continues to manage such securities pursuant to an investment management agreement. The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $6,194,775.00. AGLIC directly holds $6,000,000.00 principal amount of the reported securities. AGLIC directly holds $25,000,000.00 principal amount of the reported securities. AGLIC and VALIC directly hold $18,000,000.00 principal amount and $15,000,000.00 principal amount of the reported securities, respectively. AGLIC directly holds $28,000,000.00 principal amount of the reported securities. AGLIC directly holds $40,000,000.00 principal amount of the reported securities. AGLIC and USL each directly hold $6,000,000.00 principal amount of the reported securities. AGLIC directly holds $12,000,000.00 principal amount of the reported securities. AGLIC directly holds $39,000,000.00 principal amount of the reported securities. AGLIC and USL directly hold $40,000,000 principal amount and $10,000,000.00 principal amount of the reported securities, respectively. Filed pursuant to Section 30(h) of the Investment Company Act of 1940. /s/ Christine Nixon, Authorized Signatory of Corebridge Financial, Inc. 2024-07-17