0001735734-22-000004.txt : 20221012
0001735734-22-000004.hdr.sgml : 20221012
20221012112036
ACCESSION NUMBER: 0001735734-22-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221012
DATE AS OF CHANGE: 20221012
EFFECTIVENESS DATE: 20221012
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wealth Alliance Advisory Group, LLC
CENTRAL INDEX KEY: 0001735734
IRS NUMBER: 823558532
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18712
FILM NUMBER: 221305890
BUSINESS ADDRESS:
STREET 1: 10585 E 21ST ST N
CITY: WICHITA
STATE: KS
ZIP: 67206
BUSINESS PHONE: 316-221-3950
MAIL ADDRESS:
STREET 1: 10585 E 21ST ST N
CITY: WICHITA
STATE: KS
ZIP: 67206
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
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0001735734
XXXXXXXX
09-30-2022
09-30-2022
false
Wealth Alliance Advisory Group, LLC
10585 E 21st St N
Wichita
KS
67206
13F HOLDINGS REPORT
028-18712
N
Matthew G. Catlin
Chief Compliance Officer
316-221-3950
/s/ Matthew G. Catlin
Wichita
KS
10-12-2022
0
157
226867
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
391
3542
SH
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0
3542
ABBOTT LABS
COM
002824100
203
2095
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0
0
2095
ABBVIE INC
COM
00287Y109
1282
9556
SH
SOLE
0
0
9556
ABRDN GOLD ETF TRUST
PHYSCL GOLD SHS
00326A104
979
61500
SH
SOLE
0
0
61500
ALGONQUIN PWR UTILS CORP
COM
015857105
123
11290
SH
SOLE
0
0
11290
ALPHABET INC
CAP STK CL A
02079K305
476
4980
SH
SOLE
0
0
4980
ALPHABET INC
CAP STK CL C
02079K107
1350
14039
SH
SOLE
0
0
14039
ALTRIA GROUP INC
COM
02209S103
682
16881
SH
SOLE
0
0
16881
AMAZON COM INC
COM
023135106
2147
18998
SH
SOLE
0
0
18998
AMCOR PLC
ORD
G0250X107
158
14726
SH
SOLE
0
0
14726
AMERICAN TOWER CORP NEW
COM
03027X100
648
3018
SH
SOLE
0
0
3018
AMGEN INC
COM
031162100
1202
5332
SH
SOLE
0
0
5332
AMMO INC
COM
00175J107
239
81498
SH
SOLE
0
0
81498
APPLE INC
COM
037833100
6457
46722
SH
SOLE
0
0
46722
ARES CAPITAL CORP
COM
04010L103
235
13900
SH
SOLE
0
0
13900
AT&T INC
COM
00206R102
655
42674
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0
42674
BERKSHIRE HATHAWAY INC DEL
CL B NEW
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1801
6745
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0
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BERKSHIRE HATHAWAY INC DEL
CL A
084670108
813
2
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0
0
2
BK OF AMERICA CORP
COM
060505104
2815
93218
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BLACKROCK MUN INCOME TR
SH BEN INT
09248F109
370
38775
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COM
09254F100
350
31675
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0
31675
BLACKSTONE INC
COM
09260D107
313
3745
SH
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0
0
3745
BNY MELLON STRATEGIC MUNS IN
COM
05588W108
63
10302
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0
10302
BOEING CO
COM
097023105
568
4693
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0
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BP PLC
SPONSORED ADR
055622104
768
26884
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26884
BRAEMAR HOTELS & RESORTS INC
COM
10482B101
215
50000
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0
0
50000
BRISTOL-MYERS SQUIBB CO
COM
110122108
525
7387
SH
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0
0
7387
BROADCOM INC
COM
11135F101
262
590
SH
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0
0
590
BUCKLE INC
COM
118440106
298
9400
SH
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0
0
9400
CAPITOL FED FINL INC
COM
14057J101
796
95880
SH
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0
0
95880
CARDINAL HEALTH INC
COM
14149Y108
261
3915
SH
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0
0
3915
CHEVRON CORP NEW
COM
166764100
2882
20060
SH
SOLE
0
0
20060
CISCO SYS INC
COM
17275R102
836
20901
SH
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0
0
20901
CLOROX CO DEL
COM
189054109
264
2054
SH
SOLE
0
0
2054
COCA COLA CO
COM
191216100
434
7752
SH
SOLE
0
0
7752
COGNITION THERAPEUTICS INC
COM
19243B102
35
18500
SH
SOLE
0
0
18500
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
219
3821
SH
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0
0
3821
COMCAST CORP NEW
CL A
20030N101
237
8066
SH
SOLE
0
0
8066
COMMERCE BANCSHARES INC
COM
200525103
381
5755
SH
SOLE
0
0
5755
CONNECTONE BANCORP INC
COM
20786W107
588
25500
SH
SOLE
0
0
25500
CONOCOPHILLIPS
COM
20825C104
3370
32927
SH
SOLE
0
0
32927
CONSOLIDATED EDISON INC
COM
209115104
436
5087
SH
SOLE
0
0
5087
CSX CORP
COM
126408103
307
11520
SH
SOLE
0
0
11520
DBX ETF TR
XTRACKERS RUSSEL
233051481
290
7668
SH
SOLE
0
0
7668
DEERE & CO
COM
244199105
479
1435
SH
SOLE
0
0
1435
DEVON ENERGY CORP NEW
COM
25179M103
880
14627
SH
SOLE
0
0
14627
DISNEY WALT CO
COM
254687106
242
2568
SH
SOLE
0
0
2568
EATON VANCE MUN BD FD
COM
27827X101
184
19050
SH
SOLE
0
0
19050
EATON VANCE TAX ADVT DIV INC
COM
27828G107
251
11537
SH
SOLE
0
0
11537
EATON VANCE TAX-MANAGED BUY-
COM
27828Y108
533
40502
SH
SOLE
0
0
40502
ENBRIDGE INC
COM
29250N105
540
14559
SH
SOLE
0
0
14559
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
176
15946
SH
SOLE
0
0
15946
ENTERPRISE PRODS PARTNERS L
COM
293792107
224
9400
SH
SOLE
0
0
9400
EOG RES INC
COM
26875P101
493
4411
SH
SOLE
0
0
4411
EQUITY BANCSHARES INC
COM CL A
29460X109
1961
66178
SH
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0
0
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ETF MANAGERS TR
ETHO CLIMATE LEA
26924G888
332
7200
SH
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0
0
7200
EXXON MOBIL CORP
COM
30231G102
7123
81580
SH
SOLE
0
0
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FIDELITY COMWLTH TR
NASDAQ COMPSIT
315912808
243
5857
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0
0
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FIRST TR SML CP CORE ALPHA F
COM SHS
33734Y109
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101729
SH
SOLE
0
0
101729
FORD MTR CO DEL
COM
345370860
409
36544
SH
SOLE
0
0
36544
FORTINET INC
COM
34959E109
504
10250
SH
SOLE
0
0
10250
FREEPORT-MCMORAN INC
CL B
35671D857
248
9072
SH
SOLE
0
0
9072
GAIN THERAPEUTICS INC
COM
36269B105
82
25000
SH
SOLE
0
0
25000
GENERAL DYNAMICS CORP
COM
369550108
212
1000
SH
SOLE
0
0
1000
GENERAL MLS INC
COM
370334104
329
4288
SH
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0
0
4288
GILEAD SCIENCES INC
COM
375558103
211
3423
SH
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0
0
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GOLDMAN SACHS GROUP INC
COM
38141G104
659
2250
SH
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0
0
2250
HOME DEPOT INC
COM
437076102
710
2572
SH
SOLE
0
0
2572
HONEYWELL INTL INC
COM
438516106
901
5395
SH
SOLE
0
0
5395
HUMANIGEN INC
COM NEW
444863203
5
30000
SH
SOLE
0
0
30000
INCYTE CORP
COM
45337C102
288
4320
SH
SOLE
0
0
4320
INTEL CORP
COM
458140100
383
14872
SH
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0
0
14872
INTERNATIONAL BUSINESS MACHS
COM
459200101
340
2864
SH
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0
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INVESCO MUNICIPAL TRUST
COM
46131J103
258
28195
SH
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0
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INVESCO TR INVT GRADE MUNS
COM
46131M106
162
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ISHARES TR
CORE S&P SCP ETF
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290
3327
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ISHARES TR
CORE S&P TTL STK
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574
7215
SH
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ISHARES TR
RUSSELL 2000 ETF
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356
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ISHARES TR
CORE S&P500 ETF
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ULTRA SHT MUNCPL
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J P MORGAN EXCHANGE TRADED F
MUNICIPAL ETF
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7093
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JOHNSON & JOHNSON
COM
478160104
2938
17982
SH
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17982
JOURNEY MED CORP
COM
48115J109
53
21500
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JPMORGAN CHASE & CO
COM
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12938
SH
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0
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KIMBERLY-CLARK CORP
COM
494368103
266
2366
SH
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0
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2366
KINDER MORGAN INC DEL
COM
49456B101
208
12484
SH
SOLE
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KRAFT HEINZ CO
COM
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296
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KROGER CO
COM
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0
0
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LILLY ELI & CO
COM
532457108
543
1678
SH
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0
0
1678
LINDE PLC
SHS
G5494J103
546
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SH
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0
0
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LOCKHEED MARTIN CORP
COM
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279
722
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MACQUARIE / FIRST TR GLOBAL
COM
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COM UNIT RP LP
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4825
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MASTERCARD INCORPORATED
CL A
57636Q104
804
2827
SH
SOLE
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MCDONALDS CORP
COM
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SH
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MERCK & CO INC
COM
58933Y105
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META PLATFORMS INC
CL A
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320
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0
0
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MICROSOFT CORP
COM
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4003
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MONDELEZ INTL INC
CL A
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477
8700
SH
SOLE
0
0
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NEUBERGER BERMAN MUN FD INC
COM
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238
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SH
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NEXTERA ENERGY INC
COM
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570
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SH
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NIKE INC
CL B
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200
2411
SH
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NORTHERN DYNASTY MINERALS LT
COM NEW
66510M204
2
10000
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COM
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COM SH BEN INT
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302
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COM
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417
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NVIDIA CORPORATION
COM
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ONEOK INC NEW
COM
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ORACLE CORP
COM
68389X105
588
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PARAMOUNT GLOBAL
CLASS B COM
92556H206
203
10671
SH
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10671
PEPSICO INC
COM
713448108
2563
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PFIZER INC
COM
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PHILIP MORRIS INTL INC
COM
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301
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PHILLIPS 66
COM
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1141
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14132
PIMCO CORPORATE & INCOME OPP
COM
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157
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INTER MUN BD ACT
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COM
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COM SHS
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82
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SH
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PROCTER AND GAMBLE CO
COM
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QUALCOMM INC
COM
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RANGE RES CORP
COM
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245
9700
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RAYTHEON TECHNOLOGIES CORP
COM
75513E101
1471
17975
SH
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0
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17975
REGIONS FINANCIAL CORP NEW
COM
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294
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0
0
14636
SEI INVTS CO
COM
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1840
37504
SH
SOLE
0
0
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SELECT SECTOR SPDR TR
ENERGY
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581
8061
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SELECT SECTOR SPDR TR
FINANCIAL
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205
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COM
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471
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UT SER 1
78467X109
759
2643
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SPDR INDEX SHS FDS
PORTFOLIO EMG MK
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SPDR S&P 500 ETF TR
TR UNIT
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SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
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SPDR SER TR
PRTFLO S&P500 HI
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SPROTT PHYSICAL GOLD TR
UNIT
85207H104
129
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0
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10089
STRYKER CORPORATION
COM
863667101
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4025
SH
SOLE
0
0
4025
TARGET CORP
COM
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370
2496
SH
SOLE
0
0
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TESLA INC
COM
88160R101
390
1470
SH
SOLE
0
0
1470
THERMO FISHER SCIENTIFIC INC
COM
883556102
539
1062
SH
SOLE
0
0
1062
TRUIST FINL CORP
COM
89832Q109
607
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SH
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13931
UBS GROUP AG
SHS
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SH
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0
0
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UNION PAC CORP
COM
907818108
713
3658
SH
SOLE
0
0
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UNITED PARCEL SERVICE INC
CL B
911312106
432
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SH
SOLE
0
0
2676
UNITEDHEALTH GROUP INC
COM
91324P102
1122
2221
SH
SOLE
0
0
2221
US BANCORP DEL
COM NEW
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237
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146446
VANGUARD INDEX FDS
GROWTH ETF
922908736
15666
73223
SH
SOLE
0
0
73223
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
10543
58744
SH
SOLE
0
0
58744
VBI VACCINES INC CDA
COM NEW
91822J103
136
193000
SH
SOLE
0
0
193000
VERIZON COMMUNICATIONS INC
COM
92343V104
1422
37449
SH
SOLE
0
0
37449
VISA INC
COM CL A
92826C839
1310
7371
SH
SOLE
0
0
7371
VIVOS THERAPEUTICS INC
COM
92859E108
23
35000
SH
SOLE
0
0
35000
WALGREENS BOOTS ALLIANCE INC
COM
931427108
434
13824
SH
SOLE
0
0
13824
WALMART INC
COM
931142103
1605
12378
SH
SOLE
0
0
12378
WILLIAMS COS INC
COM
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2244
78393
SH
SOLE
0
0
78393
YAMANA GOLD INC
COM
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71
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SOLE
0
0
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