0001735734-21-000004.txt : 20211008
0001735734-21-000004.hdr.sgml : 20211008
20211008142227
ACCESSION NUMBER: 0001735734-21-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211008
DATE AS OF CHANGE: 20211008
EFFECTIVENESS DATE: 20211008
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wealth Alliance Advisory Group, LLC
CENTRAL INDEX KEY: 0001735734
IRS NUMBER: 823558532
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18712
FILM NUMBER: 211314965
BUSINESS ADDRESS:
STREET 1: 10585 E 21ST ST N
CITY: WICHITA
STATE: KS
ZIP: 67206
BUSINESS PHONE: 316-221-3950
MAIL ADDRESS:
STREET 1: 10585 E 21ST ST N
CITY: WICHITA
STATE: KS
ZIP: 67206
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001735734
XXXXXXXX
09-30-2021
09-30-2021
false
Wealth Alliance Advisory Group, LLC
10585 E 21st St N
Wichita
KS
67206
13F HOLDINGS REPORT
028-18712
N
Matthew G. Catlin
Chief Compliance Officer
316-221-3950
/s/ Matthew G. Catlin
Wichita
KS
10-08-2021
0
147
205717
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
561
3200
SH
SOLE
0
0
3200
ABBOTT LABS
COM
002824100
408
3452
SH
SOLE
0
0
3452
ABBVIE INC
COM
00287Y109
505
4677
SH
SOLE
0
0
4677
ABERDEEN STD GOLD ETF TR
PHYSCL GOLD SHS
00326A104
1036
61500
SH
SOLE
0
0
61500
ADVANCED MICRO DEVICES INC
COM
007903107
223
2171
SH
SOLE
0
0
2171
ALMADEN MINERALS LTD
COM CL B
020283305
4
10000
SH
SOLE
0
0
10000
ALPHABET INC
CAP STK CL A
02079K305
583
218
SH
SOLE
0
0
218
ALPHABET INC
CAP STK CL C
02079K107
1431
537
SH
SOLE
0
0
537
ALTRIA GROUP INC
COM
02209S103
594
13054
SH
SOLE
0
0
13054
AMAZON COM INC
COM
023135106
2216
675
SH
SOLE
0
0
675
AMERICAN AIRLS GROUP INC
COM
02376R102
279
13610
SH
SOLE
0
0
13610
AMERICAN TOWER CORP NEW
COM
03027X100
509
1917
SH
SOLE
0
0
1917
AMGEN INC
COM
031162100
1018
4786
SH
SOLE
0
0
4786
ANIXA BIOSCIENCES INC
COM
03528H109
78
16413
SH
SOLE
0
0
16413
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
141
16726
SH
SOLE
0
0
16726
APPLE INC
COM
037833100
6733
47583
SH
SOLE
0
0
47583
ARES CAPITAL CORP
COM
04010L103
283
13900
SH
SOLE
0
0
13900
ARK ETF TR
GENOMIC REV ETF
00214Q302
218
2913
SH
SOLE
0
0
2913
ARK ETF TR
INNOVATION ETF
00214Q104
278
2515
SH
SOLE
0
0
2515
AT&T INC
COM
00206R102
1215
44982
SH
SOLE
0
0
44982
BARRICK GOLD CORP
COM
067901108
208
11543
SH
SOLE
0
0
11543
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
823
2
SH
SOLE
0
0
2
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1216
4457
SH
SOLE
0
0
4457
BK OF AMERICA CORP
COM
060505104
3902
91918
SH
SOLE
0
0
91918
BLACKROCK MUN INCOME TR
SH BEN INT
09248F109
452
30550
SH
SOLE
0
0
30550
BLACKROCK MUNIYILD QULT FD I
COM
09254F100
361
22283
SH
SOLE
0
0
22283
BLACKSTONE GROUP INC
COM
09260D107
448
3850
SH
SOLE
0
0
3850
BOEING CO
COM
097023105
1056
4799
SH
SOLE
0
0
4799
BP PLC
SPONSORED ADR
055622104
749
27420
SH
SOLE
0
0
27420
BRAEMAR HOTELS & RESORTS INC
COM
10482B101
243
50000
SH
SOLE
0
0
50000
BRISTOL-MYERS SQUIBB CO
COM
110122108
809
13675
SH
SOLE
0
0
13675
BROADCOM INC
COM
11135F101
235
485
SH
SOLE
0
0
485
CALAMOS STRATEGIC TOTAL RETU
COM SH BEN INT
128125101
192
10827
SH
SOLE
0
0
10827
CAPITOL FED FINL INC
COM
14057J101
1102
95880
SH
SOLE
0
0
95880
CARDINAL HEALTH INC
COM
14149Y108
211
4257
SH
SOLE
0
0
4257
CHEVRON CORP NEW
COM
166764100
1071
10561
SH
SOLE
0
0
10561
CISCO SYS INC
COM
17275R102
734
13491
SH
SOLE
0
0
13491
COCA COLA CO
COM
191216100
439
8368
SH
SOLE
0
0
8368
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
282
3800
SH
SOLE
0
0
3800
COMCAST CORP NEW
CL A
20030N101
465
8315
SH
SOLE
0
0
8315
COMMERCE BANCSHARES INC
COM
200525103
382
5481
SH
SOLE
0
0
5481
CONNECTONE BANCORP INC
COM
20786W107
765
25500
SH
SOLE
0
0
25500
CONOCOPHILLIPS
COM
20825C104
2248
33171
SH
SOLE
0
0
33171
CONSOLIDATED EDISON INC
COM
209115104
247
3400
SH
SOLE
0
0
3400
CROSSFIRST BANKSHARES INC
COM
22766M109
333
25636
SH
SOLE
0
0
25636
CSX CORP
COM
126408103
343
11520
SH
SOLE
0
0
11520
DBX ETF TR
XTRACKERS RUSSEL
233051481
13659
309727
SH
SOLE
0
0
309727
DEERE & CO
COM
244199105
599
1789
SH
SOLE
0
0
1789
DEVON ENERGY CORP NEW
COM
25179M103
459
12918
SH
SOLE
0
0
12918
DISNEY WALT CO
COM
254687106
620
3664
SH
SOLE
0
0
3664
EATON VANCE MUN BD FD
COM
27827X101
188
14050
SH
SOLE
0
0
14050
EATON VANCE TAX ADVT DIV INC
COM
27828G107
318
11572
SH
SOLE
0
0
11572
EATON VANCE TAX-MANAGED BUY-
COM
27828Y108
648
40502
SH
SOLE
0
0
40502
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
147
15346
SH
SOLE
0
0
15346
EQUITY BANCSHARES INC
COM CL A
29460X109
2525
75647
SH
SOLE
0
0
75647
ETF MANAGERS TR
ETHO CLIMATE LEA
26924G888
428
7200
SH
SOLE
0
0
7200
EVERGY INC
COM
30034W106
456
7336
SH
SOLE
0
0
7336
EXXON MOBIL CORP
COM
30231G102
3425
58231
SH
SOLE
0
0
58231
FACEBOOK INC
CL A
30303M102
456
1343
SH
SOLE
0
0
1343
FIDELITY COMWLTH TR
NASDAQ COMPSIT
315912808
262
4663
SH
SOLE
0
0
4663
FORD MTR CO DEL
COM
345370860
508
35844
SH
SOLE
0
0
35844
FORTINET INC
COM
34959E109
599
2050
SH
SOLE
0
0
2050
FREEPORT-MCMORAN INC
CL B
35671D857
278
8550
SH
SOLE
0
0
8550
GENERAL ELECTRIC CO
COM
369604103
310
3013
SH
SOLE
0
0
3013
GENERAL ELECTRIC CO
COM
369604103
412
4000
SH
Call
SOLE
0
0
0
GENERAL MLS INC
COM
370334104
264
4417
SH
SOLE
0
0
4417
GILEAD SCIENCES INC
COM
375558103
288
4119
SH
SOLE
0
0
4119
GOLDMAN SACHS GROUP INC
COM
38141G104
473
1250
SH
SOLE
0
0
1250
HOME DEPOT INC
COM
437076102
813
2477
SH
SOLE
0
0
2477
HONEYWELL INTL INC
COM
438516106
757
3567
SH
SOLE
0
0
3567
INCYTE CORP
COM
45337C102
296
4300
SH
SOLE
0
0
4300
INTEL CORP
COM
458140100
668
12541
SH
SOLE
0
0
12541
INTERNATIONAL BUSINESS MACHS
COM
459200101
237
1704
SH
SOLE
0
0
1704
INVESCO MUN TR
COM
46131J103
222
16600
SH
SOLE
0
0
16600
INVESCO TR INVT GRADE MUNS
COM
46131M106
142
10350
SH
SOLE
0
0
10350
ISHARES INC
CORE MSCI EMKT
46434G103
11276
182573
SH
SOLE
0
0
182573
ISHARES TR
RUSSELL 2000 ETF
464287655
770
3520
SH
SOLE
0
0
3520
ISHARES TR
CORE S&P SCP ETF
464287804
5734
52517
SH
SOLE
0
0
52517
ISHARES TR
CORE S&P500 ETF
464287200
22328
51828
SH
SOLE
0
0
51828
ISHARES TR
SHORT TREAS BD
464288679
2149
19456
SH
SOLE
0
0
19456
ISHARES TR
CORE S&P TTL STK
464287150
12657
128654
SH
SOLE
0
0
128654
ISHARES TR
ISHARES BIOTECH
464287556
220
1360
SH
SOLE
0
0
1360
JOHNSON & JOHNSON
COM
478160104
2517
15587
SH
SOLE
0
0
15587
JPMORGAN CHASE & CO
COM
46625H100
1165
7120
SH
SOLE
0
0
7120
LILLY ELI & CO
COM
532457108
371
1604
SH
SOLE
0
0
1604
LINDE PLC
SHS
G5494J103
369
1259
SH
SOLE
0
0
1259
LULULEMON ATHLETICA INC
COM
550021109
251
620
SH
SOLE
0
0
620
MACQUARIE / FIRST TR GLOBAL
COM
55607W100
124
13000
SH
SOLE
0
0
13000
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
220
4825
SH
SOLE
0
0
4825
MASTERCARD INCORPORATED
CL A
57636Q104
493
1418
SH
SOLE
0
0
1418
MCDONALDS CORP
COM
580135101
2595
10763
SH
SOLE
0
0
10763
MEDTRONIC PLC
SHS
G5960L103
278
2219
SH
SOLE
0
0
2219
MERCK & CO INC
COM
58933Y105
578
7690
SH
SOLE
0
0
7690
MICROSOFT CORP
COM
594918104
4295
15235
SH
SOLE
0
0
15235
MONDELEZ INTL INC
CL A
609207105
524
9000
SH
SOLE
0
0
9000
NEUBERGER BERMAN MUN FD INC
COM
64124P101
325
20257
SH
SOLE
0
0
20257
NEXTERA ENERGY INC
COM
65339F101
298
3791
SH
SOLE
0
0
3791
NIKE INC
CL B
654106103
263
1814
SH
SOLE
0
0
1814
NOVARTIS AG
SPONSORED ADR
66987V109
239
2917
SH
SOLE
0
0
2917
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
341
20400
SH
SOLE
0
0
20400
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
441
28231
SH
SOLE
0
0
28231
NVIDIA CORPORATION
COM
67066G104
1867
9012
SH
SOLE
0
0
9012
ONEOK INC NEW
COM
682680103
436
7526
SH
SOLE
0
0
7526
ORACLE CORP
COM
68389X105
921
10565
SH
SOLE
0
0
10565
PAYPAL HLDGS INC
COM
70450Y103
372
1429
SH
SOLE
0
0
1429
PEPSICO INC
COM
713448108
2122
14109
SH
SOLE
0
0
14109
PFIZER INC
COM
717081103
1008
23445
SH
SOLE
0
0
23445
PHILIP MORRIS INTL INC
COM
718172109
349
3685
SH
SOLE
0
0
3685
PHILLIPS 66
COM
718546104
937
13380
SH
SOLE
0
0
13380
PIMCO CORPORATE & INCOME OPP
COM
72201B101
244
13347
SH
SOLE
0
0
13347
PIMCO INCOME STRATEGY FD II
COM
72201J104
122
12000
SH
SOLE
0
0
12000
PIMCO MUN INCOME FD III
COM
72201A103
222
17700
SH
SOLE
0
0
17700
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
799
78580
SH
SOLE
0
0
78580
PROCTER AND GAMBLE CO
COM
742718109
2016
14423
SH
SOLE
0
0
14423
QUALCOMM INC
COM
747525103
327
2533
SH
SOLE
0
0
2533
RAYTHEON TECHNOLOGIES CORP
CALL
75513E101
1615
18791
SH
SOLE
0
0
18791
REGIONS FINANCIAL CORP NEW
COM
7591EP100
319
14975
SH
SOLE
0
0
14975
SEABRIDGE GOLD INC
COM
811916105
209
13500
SH
SOLE
0
0
13500
SEI INVTS CO
COM
784117103
2224
37504
SH
SOLE
0
0
37504
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
309
2070
SH
SOLE
0
0
2070
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
233
6202
SH
SOLE
0
0
6202
SHOPIFY INC
CL A
82509L107
363
268
SH
SOLE
0
0
268
SOUTHERN CO
COM
842587107
436
7042
SH
SOLE
0
0
7042
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
1155
3414
SH
SOLE
0
0
3414
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3511
8181
SH
SOLE
0
0
8181
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
232
483
SH
SOLE
0
0
483
SPDR SER TR
S&P BIOTECH
78464A870
327
2600
SH
SOLE
0
0
2600
SPDR SER TR
PRTFLO S&P500 HI
78468R788
384
9816
SH
SOLE
0
0
9816
STARBUCKS CORP
COM
855244109
218
1975
SH
SOLE
0
0
1975
STRYKER CORPORATION
COM
863667101
1063
4029
SH
SOLE
0
0
4029
TARGET CORP
COM
87612E106
595
2599
SH
SOLE
0
0
2599
THERMO FISHER SCIENTIFIC INC
COM
883556102
882
1544
SH
SOLE
0
0
1544
TRUIST FINL CORP
COM
89832Q109
802
13677
SH
SOLE
0
0
13677
UBS GROUP AG
SHS
H42097107
1554
97488
SH
SOLE
0
0
97488
UNION PAC CORP
COM
907818108
526
2684
SH
SOLE
0
0
2684
UNITED PARCEL SERVICE INC
CL B
911312106
366
2009
SH
SOLE
0
0
2009
UNITEDHEALTH GROUP INC
COM
91324P102
566
1448
SH
SOLE
0
0
1448
US BANCORP DEL
COM NEW
902973304
371
6234
SH
SOLE
0
0
6234
VANGUARD INDEX FDS
VALUE ETF
922908744
15779
116560
SH
SOLE
0
0
116560
VANGUARD INDEX FDS
GROWTH ETF
922908736
13133
45260
SH
SOLE
0
0
45260
VERIZON COMMUNICATIONS INC
COM
92343V104
1576
29186
SH
SOLE
0
0
29186
VIACOMCBS INC
CL B
92556H206
365
9236
SH
SOLE
0
0
9236
VISA INC
COM CL A
92826C839
1196
5369
SH
SOLE
0
0
5369
WALGREENS BOOTS ALLIANCE INC
COM
931427108
430
9138
SH
SOLE
0
0
9138
WALMART INC
COM
931142103
2151
15430
SH
SOLE
0
0
15430
WELLS FARGO CO NEW
COM
949746101
206
4433
SH
SOLE
0
0
4433
WILLIAMS COS INC
COM
969457100
1972
76021
SH
SOLE
0
0
76021