0001735734-21-000001.txt : 20210125
0001735734-21-000001.hdr.sgml : 20210125
20210125155624
ACCESSION NUMBER: 0001735734-21-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210125
DATE AS OF CHANGE: 20210125
EFFECTIVENESS DATE: 20210125
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wealth Alliance Advisory Group, LLC
CENTRAL INDEX KEY: 0001735734
IRS NUMBER: 823558532
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18712
FILM NUMBER: 21549616
BUSINESS ADDRESS:
STREET 1: 10585 E 21ST ST N
CITY: WICHITA
STATE: KS
ZIP: 67206
BUSINESS PHONE: 316-221-3950
MAIL ADDRESS:
STREET 1: 10585 E 21ST ST N
CITY: WICHITA
STATE: KS
ZIP: 67206
13F-HR
1
primary_doc.xml
13F-HR
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false
false
false
0001735734
XXXXXXXX
12-31-2020
12-31-2020
false
Wealth Alliance Advisory Group, LLC
10585 E 21st St N
Wichita
KS
67206
13F HOLDINGS REPORT
028-18712
N
Matthew G. Catlin
Chief Compliance Officer
316-221-3950
/s/ Matthew G. Catlin
Wichita
KS
01-25-2021
0
151
184931
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
523
2994
SH
SOLE
0
0
2994
ABBOTT LABS
COM
002824100
356
3249
SH
SOLE
0
0
3249
ABBVIE INC
COM
00287Y109
473
4414
SH
SOLE
0
0
4414
ABERDEEN STD GOLD ETF TR
PHYSCL GOLD SHS
00326A104
1124
61500
SH
SOLE
0
0
61500
ADOBE SYSTEMS INCORPORATED
COM
00724F101
282
564
SH
SOLE
0
0
564
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
236
1015
SH
SOLE
0
0
1015
ALMADEN MINERALS LTD
COM CL B
020283305
5
10000
SH
SOLE
0
0
10000
ALPHABET INC
CAP STK CL A
02079K305
410
234
SH
SOLE
0
0
234
ALPHABET INC
CAP STK CL C
02079K107
928
530
SH
SOLE
0
0
530
ALTRIA GROUP INC
COM
02209S103
477
11622
SH
SOLE
0
0
11622
AMAZON COM INC
COM
023135106
2002
615
SH
SOLE
0
0
615
AMERICAN AIRLS GROUP INC
COM
02376R102
451
28610
SH
SOLE
0
0
28610
AMERICAN TOWER CORP NEW
COM
03027X100
352
1567
SH
SOLE
0
0
1567
AMGEN INC
COM
031162100
1131
4921
SH
SOLE
0
0
4921
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
119
14051
SH
SOLE
0
0
14051
APPLE INC
COM
037833100
6761
50955
SH
SOLE
0
0
50955
ARES CAPITAL CORP
COM
04010L103
235
13900
SH
SOLE
0
0
13900
ARK ETF TR
INNOVATION ETF
00214Q104
336
2699
SH
SOLE
0
0
2699
ARK ETF TR
GENOMIC REV ETF
00214Q302
315
3376
SH
SOLE
0
0
3376
ASTRAZENECA PLC
SPONSORED ADR
046353108
250
4995
SH
SOLE
0
0
4995
AT&T INC
COM
00206R102
1223
42536
SH
SOLE
0
0
42536
BARRICK GOLD CORP
COM
067901108
286
12543
SH
SOLE
0
0
12543
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
984
4243
SH
SOLE
0
0
4243
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
696
2
SH
SOLE
0
0
2
BK OF AMERICA CORP
COM
060505104
3517
116019
SH
SOLE
0
0
116019
BLACKROCK MUN INCOME TR
SH BEN INT
09248F109
539
34820
SH
SOLE
0
0
34820
BLACKROCK MUNIYIELD FD INC
COM
09253W104
196
13573
SH
SOLE
0
0
13573
BLACKROCK MUNIYILD QULT FD I
COM
09254F100
399
24152
SH
SOLE
0
0
24152
BLACKSTONE GROUP INC
COM CL A
09260D107
250
3850
SH
SOLE
0
0
3850
BOEING CO
COM
097023105
963
4497
SH
SOLE
0
0
4497
BP PLC
SPONSORED ADR
055622104
588
28640
SH
SOLE
0
0
28640
BRAEMAR HOTELS & RESORTS INC
COM
10482B101
231
50000
SH
SOLE
0
0
50000
BRISTOL-MYERS SQUIBB CO
COM
110122108
779
12566
SH
SOLE
0
0
12566
BROADCOM INC
COM
11135F101
216
493
SH
SOLE
0
0
493
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
170
10769
SH
SOLE
0
0
10769
CAPITOL FED FINL INC
COM
14057J101
1199
95880
SH
SOLE
0
0
95880
CARDINAL HEALTH INC
COM
14149Y108
210
3912
SH
SOLE
0
0
3912
CHEVRON CORP NEW
COM
166764100
1093
12942
SH
SOLE
0
0
12942
CISCO SYS INC
COM
17275R102
672
15026
SH
SOLE
0
0
15026
COCA COLA CO
COM
191216100
447
8150
SH
SOLE
0
0
8150
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
311
3800
SH
SOLE
0
0
3800
COMCAST CORP NEW
CL A
20030N101
462
8825
SH
SOLE
0
0
8825
COMMERCE BANCSHARES INC
COM
200525103
360
5481
SH
SOLE
0
0
5481
CONNECTONE BANCORP INC
COM
20786W107
544
27500
SH
SOLE
0
0
27500
CONOCOPHILLIPS
COM
20825C104
1422
35559
SH
SOLE
0
0
35559
CONSOLIDATED EDISON INC
COM
209115104
318
4400
SH
SOLE
0
0
4400
CSX CORP
COM
126408103
348
3840
SH
SOLE
0
0
3840
DBX ETF TR
XTRACK RUSS 1000
233051481
11619
300072
SH
SOLE
0
0
300072
DEERE & CO
COM
244199105
487
1811
SH
SOLE
0
0
1811
DISNEY WALT CO
COM
254687106
506
2795
SH
SOLE
0
0
2795
DUKE ENERGY CORP NEW
COM NEW
26441C204
218
2385
SH
SOLE
0
0
2385
EATON VANCE MUN BD FD
COM
27827X101
245
18050
SH
SOLE
0
0
18050
EATON VANCE TAX ADVT DIV INC
COM
27828G107
274
11572
SH
SOLE
0
0
11572
EATON VANCE TAX-MANAGED BUY-
COM
27828Y108
619
40302
SH
SOLE
0
0
40302
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
93
15046
SH
SOLE
0
0
15046
EQUITY BANCSHARES INC
COM CL A
29460X109
1633
75647
SH
SOLE
0
0
75647
ETF MANAGERS TR
ETHO CLIMATE LEA
26924G888
382
7200
SH
SOLE
0
0
7200
EVERGY INC
COM
30034W106
403
7264
SH
SOLE
0
0
7264
EXXON MOBIL CORP
COM
30231G102
3121
75722
SH
SOLE
0
0
75722
FACEBOOK INC
CL A
30303M102
316
1158
SH
SOLE
0
0
1158
FIDELITY COMWLTH TR
NDQ CP IDX TRK
315912808
245
488
SH
SOLE
0
0
488
FORD MTR CO DEL
COM
345370860
303
34422
SH
SOLE
0
0
34422
FORTINET INC
COM
34959E109
306
2060
SH
SOLE
0
0
2060
FREEPORT-MCMORAN INC
CL B
35671D857
203
7800
SH
SOLE
0
0
7800
GENERAL ELECTRIC CO
COM
369604103
322
29811
SH
SOLE
0
0
29811
GENERAL MLS INC
COM
370334104
274
4657
SH
SOLE
0
0
4657
GOLDMAN SACHS GROUP INC
COM
38141G104
309
1170
SH
SOLE
0
0
1170
HAEMONETICS CORP
COM
405024100
238
2000
SH
SOLE
0
0
2000
HOME DEPOT INC
COM
437076102
664
2499
SH
SOLE
0
0
2499
HONEYWELL INTL INC
COM
438516106
732
3441
SH
SOLE
0
0
3441
INCYTE CORP
COM
45337C102
374
4300
SH
SOLE
0
0
4300
INTEL CORP
COM
458140100
660
13243
SH
SOLE
0
0
13243
INVESCO MUN TR
COM
46131J103
282
22000
SH
SOLE
0
0
22000
ISHARES INC
CORE MSCI EMKT
46434G103
6872
110766
SH
SOLE
0
0
110766
ISHARES TR
CORE US AGGBD ET
464287226
230
1942
SH
SOLE
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0
1942
ISHARES TR
SHORT TREAS BD
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48202
SH
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ISHARES TR
RUSSELL 2000 ETF
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697
3556
SH
SOLE
0
0
3556
ISHARES TR
MSCI CHINA ETF
46429B671
2511
31006
SH
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31006
ISHARES TR
CORE S&P500 ETF
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18845
50202
SH
SOLE
0
0
50202
ISHARES TR
CORE S&P TTL STK
464287150
10869
126058
SH
SOLE
0
0
126058
ISHARES TR
CORE S&P SCP ETF
464287804
5547
60355
SH
SOLE
0
0
60355
ISHARES TR
NASDAQ BIOTECH
464287556
217
1430
SH
SOLE
0
0
1430
JOHNSON & JOHNSON
COM
478160104
2517
15995
SH
SOLE
0
0
15995
JPMORGAN CHASE & CO
COM
46625H100
859
6758
SH
SOLE
0
0
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KINDER MORGAN INC DEL
COM
49456B101
191
13974
SH
SOLE
0
0
13974
LILLY ELI & CO
COM
532457108
271
1604
SH
SOLE
0
0
1604
LINDE PLC
SHS
G5494J103
292
1108
SH
SOLE
0
0
1108
LULULEMON ATHLETICA INC
COM
550021109
219
630
SH
SOLE
0
0
630
MACQUARIE / FIRST TR GLOBAL
COM
55607W100
109
13000
SH
SOLE
0
0
13000
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
205
4825
SH
SOLE
0
0
4825
MASTERCARD INCORPORATED
CL A
57636Q104
488
1368
SH
SOLE
0
0
1368
MCDONALDS CORP
COM
580135101
2193
10218
SH
SOLE
0
0
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MEDTRONIC PLC
SHS
G5960L103
263
2246
SH
SOLE
0
0
2246
MERCK & CO. INC
COM
58933Y105
876
10714
SH
SOLE
0
0
10714
MICROSOFT CORP
COM
594918104
3470
15601
SH
SOLE
0
0
15601
MONDELEZ INTL INC
CL A
609207105
526
9000
SH
SOLE
0
0
9000
NEUBERGER BERMAN MUN FD INC
COM
64124P101
460
30257
SH
SOLE
0
0
30257
NEXTERA ENERGY INC
COM
65339F101
314
4065
SH
SOLE
0
0
4065
NIKE INC
CL B
654106103
258
1822
SH
SOLE
0
0
1822
NOKIA CORP
SPONSORED ADR
654902204
61
15600
SH
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NOVARTIS AG
SPONSORED ADR
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273
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SH
SOLE
0
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COM
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331
23450
SH
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0
0
23450
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
395
24500
SH
SOLE
0
0
24500
NVIDIA CORPORATION
COM
67066G104
1330
2546
SH
SOLE
0
0
2546
ONEOK INC NEW
COM
682680103
299
7786
SH
SOLE
0
0
7786
ORACLE CORP
COM
68389X105
710
10981
SH
SOLE
0
0
10981
PEPSICO INC
COM
713448108
2015
13586
SH
SOLE
0
0
13586
PFIZER INC
COM
717081103
1169
31764
SH
SOLE
0
0
31764
PHILIP MORRIS INTL INC
COM
718172109
307
3714
SH
SOLE
0
0
3714
PHILLIPS 66
COM
718546104
1046
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SH
SOLE
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14953
PIMCO CORPORATE & INCOME OPP
COM
72201B101
238
13347
SH
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13347
PIMCO INCOME STRATEGY FD II
COM
72201J104
119
12000
SH
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0
12000
PIMCO MUN INCOME FD III
COM
72201A103
285
23987
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23987
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
538
65293
SH
SOLE
0
0
65293
PROCTER AND GAMBLE CO
COM
742718109
1956
14056
SH
SOLE
0
0
14056
QUALCOMM INC
COM
747525103
385
2530
SH
SOLE
0
0
2530
RANGE RES CORP
COM
75281A109
74
11000
SH
SOLE
0
0
11000
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
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SH
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0
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REGIONS FINANCIAL CORP NEW
COM
7591EP100
243
15077
SH
SOLE
0
0
15077
SEABRIDGE GOLD INC
COM
811916105
284
13500
SH
SOLE
0
0
13500
SEI INVTS CO
COM
784117103
2155
37504
SH
SOLE
0
0
37504
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
201
1546
SH
SOLE
0
0
1546
SHOPIFY INC
CL A
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389
344
SH
SOLE
0
0
344
SOUTHERN CO
COM
842587107
450
7332
SH
SOLE
0
0
7332
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
1034
3380
SH
SOLE
0
0
3380
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2983
7978
SH
SOLE
0
0
7978
SPDR SER TR
PRTFLO S&P500 HI
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323
9816
SH
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0
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9816
SPDR SER TR
S&P BIOTECH
78464A870
366
2600
SH
SOLE
0
0
2600
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
233
5957
SH
SOLE
0
0
5957
STARBUCKS CORP
COM
855244109
212
1980
SH
SOLE
0
0
1980
STRYKER CORPORATION
COM
863667101
986
4025
SH
SOLE
0
0
4025
TARGET CORP
COM
87612E106
476
2699
SH
SOLE
0
0
2699
THE TRADE DESK INC
COM CL A
88339J105
200
250
SH
SOLE
0
0
250
THERMO FISHER SCIENTIFIC INC
COM
883556102
498
1069
SH
SOLE
0
0
1069
TRUIST FINL CORP
COM
89832Q109
649
13543
SH
SOLE
0
0
13543
UBS GROUP AG
SHS
H42097107
1378
97488
SH
SOLE
0
0
97488
UNION PAC CORP
COM
907818108
498
2393
SH
SOLE
0
0
2393
UNITED PARCEL SERVICE INC
CL B
911312106
306
1818
SH
SOLE
0
0
1818
UNITEDHEALTH GROUP INC
COM
91324P102
422
1203
SH
SOLE
0
0
1203
US BANCORP DEL
COM NEW
902973304
292
6272
SH
SOLE
0
0
6272
VANGUARD INDEX FDS
VALUE ETF
922908744
11036
92770
SH
SOLE
0
0
92770
VANGUARD INDEX FDS
GROWTH ETF
922908736
13855
54690
SH
SOLE
0
0
54690
VERIZON COMMUNICATIONS INC
COM
92343V104
1658
28224
SH
SOLE
0
0
28224
VIACOMCBS INC
CL B
92556H206
325
8735
SH
SOLE
0
0
8735
VISA INC
COM CL A
92826C839
1063
4859
SH
SOLE
0
0
4859
WALGREENS BOOTS ALLIANCE INC
COM
931427108
366
9180
SH
SOLE
0
0
9180
WALMART INC
COM
931142103
2163
15006
SH
SOLE
0
0
15006
WELLS FARGO CO NEW
COM
949746101
231
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SH
SOLE
0
0
7663
WILLIAMS COS INC
COM
969457100
1524
76009
SH
SOLE
0
0
76009
WPX ENERGY INC
COM
98212B103
153
18794
SH
SOLE
0
0
18794
WYNN RESORTS LTD
COM
983134107
358
3170
SH
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0
0
3170