0000899243-19-020611.txt : 20190730 0000899243-19-020611.hdr.sgml : 20190730 20190730191701 ACCESSION NUMBER: 0000899243-19-020611 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190727 FILED AS OF DATE: 20190730 DATE AS OF CHANGE: 20190730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Balis Craig CENTRAL INDEX KEY: 0001744473 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38636 FILM NUMBER: 19986904 MAIL ADDRESS: STREET 1: LA PIECE 16 CITY: ROLLE STATE: V8 ZIP: 1180 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Garrett Motion Inc. CENTRAL INDEX KEY: 0001735707 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 824873189 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LA PIECE 16 CITY: ROLLE STATE: V8 ZIP: 1180 BUSINESS PHONE: 41-21-695-3000 MAIL ADDRESS: STREET 1: LA PIECE 16 CITY: ROLLE STATE: V8 ZIP: 1180 FORMER COMPANY: FORMER CONFORMED NAME: Garrett Transportation Systems Inc. DATE OF NAME CHANGE: 20180327 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-07-27 0 0001735707 Garrett Motion Inc. GTX 0001744473 Balis Craig LA PIECE 16 ROLLE V8 1180 SWITZERLAND 0 1 0 0 SVP & Chief Technology Officer Common Stock 2019-07-27 4 F 0 519 14.57 D 273807 D Common Stock 32.3 I Through 401(k) plan Common Stock 2019-07-29 4 S 0 32.3 14.90 D 0 I Through 401(k) plan Common Stock 273807 D Represents shares withheld by Garrett Motion Inc. ("Garrett") for payment of the tax liability incurred upon the vesting of a portion of an award of restricted stock units that settle in shares of Garrett common stock ("RSUs") granted on October 1, 2018. Following the transaction reported above, the reporting person directly beneficially owned 273,839.3 shares of Garrett common stock, consisting of (a) 202,412 RSUs and (b) 71,395 shares of Garrett common stock, in addition to the Garrett shares indirectly beneficially owned as of such time, as described in footnote 3. This information updates the information reflected in the reporting person's previous Form 4 filed on March 6, 2019, which inadvertently reported direct beneficial ownership of (a) 202,875 previously awarded RSUs, rather than 199,119 previously awarded RSUs actually beneficially owned as of that date, and (b) an aggregate amount of securities beneficially owned of 278,082 shares of Garrett common stock, rather than the aggregate of 274,326 shares of Garrett common stock actually beneficially owned as of that date, not including the shares referred to in footnote 3. Reflects shares of Garrett common stock indirectly beneficially owned by the reporting person through a unitized stock fund under a 401(k) plan established by Honeywell International Inc. ("Honeywell"), the former parent company of Garrett. This information updates each of the reporting person's previous reports on Form 4, which inadvertently omitted these shares. In connection with the liquidation by Honeywell of all Garrett common stock held under the 401(k) plan, these shares were sold by or on behalf of Honeywell on July 29, 2019 at a price of $14.90 per share. /s/ Jerome Maironi, Attorney-in-Fact 2019-07-30