0001104659-23-103200.txt : 20230922 0001104659-23-103200.hdr.sgml : 20230922 20230922161623 ACCESSION NUMBER: 0001104659-23-103200 CONFORMED SUBMISSION TYPE: S-8 POS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230922 DATE AS OF CHANGE: 20230922 EFFECTIVENESS DATE: 20230922 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IMV Inc. CENTRAL INDEX KEY: 0001734768 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: Z4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 POS SEC ACT: 1933 Act SEC FILE NUMBER: 333-263867 FILM NUMBER: 231271897 BUSINESS ADDRESS: STREET 1: 130 EILEEN STUBBS AVE. STREET 2: SUITE 19 CITY: DARTMOUTH STATE: A5 ZIP: B3B 2C4 BUSINESS PHONE: 9024921819 MAIL ADDRESS: STREET 1: 130 EILEEN STUBBS AVE. STREET 2: SUITE 19 CITY: DARTMOUTH STATE: A5 ZIP: B3B 2C4 FORMER COMPANY: FORMER CONFORMED NAME: Immunovaccine Inc. DATE OF NAME CHANGE: 20180316 S-8 POS 1 tm2326300d1_s8pos.htm S-8 POS

As filed with the Securities and Exchange Commission on September 22, 2023

Registration Nos. 333-225363

333-238706

333-239550

333-263867

333-268936

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

POST-EFFECTIVE AMENDMENT NO. 2 TO

FORM S-8 REGISTRATION STATEMENT NO. 333-225363

 

POST-EFFECTIVE AMENDMENT NO. 1 TO

FORM S-8 REGISTRATION STATEMENT NO. 333-238706

 

POST-EFFECTIVE AMENDMENT NO. 1 TO

FORM S-8 REGISTRATION STATEMENT NO. 333-239550

 

POST-EFFECTIVE AMENDMENT NO. 1 TO

FORM S-8 REGISTRATION STATEMENT NO. 333-263867

 

POST-EFFECTIVE AMENDMENT NO. 1 TO

FORM S-8 REGISTRATION STATEMENT NO. 333-268936

 

UNDER THE SECURITIES ACT OF 1933

 

IMV INC.

(Exact name of Registrant as specified in its charter)

 

Canada

(State or other jurisdiction of

incorporation or organization)

 

Not Applicable

(I.R.S. Employer

Identification No.)

 

130 Eileen Stubbs Avenue, Suite 19

Dartmouth, Nova Scotia, Canada

(Address of Principal Executive Offices)

 

 

B3B 2C4

(Zip Code)

 

IMV Inc. Amended Stock Option Plan

IMV Inc. Amended Deferred Share Unit Plan

(Full title of the plan)

 

C T Corporation System

28 Liberty Street

New York, NY 10005

(Name and address of agent for service)

 

(212) 894-8940

(Telephone number, including area code, of agent for service)

 

Copies to:

 

Brittany Davison

IMV Inc.

130 Eileen Stubbs Avenue, Suite 19

Dartmouth, Nova Scotia B3B 2C4

Canada

Telephone: (902) 492-1819

Thomas M. Rose

Troutman Pepper Hamilton Sanders LLP

401 9th Street, NW, Suite 1000

Washington, DC 20004

United States

Telephone: (757) 687-7715

 

Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Securities Exchange Act of 1934, as amended.

 

Large accelerated filer  ¨ Accelerated filer  ¨
Non-accelerated filer    x Smaller reporting company  ¨
  Emerging growth company  x

 

If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act of 1933, as amended. ¨

 

 

 

 

 

EXPLANATORY NOTE

 

IMV Inc. (the “Registrant”) is filing these Post-Effective Amendments (these “Amendments”) to those certain Registration Statements on Form S-8, Nos. 333-225363, 333-238706, 333-239550, 333-263867, and 333-268936 (as amended, if applicable, the “Registration Statements”), to terminate the offerings registered on such Registration Statements and to withdraw and remove from registration, and deregister certain securities originally registered by the Registrant pursuant to the Registration Statements. The Registrant is no longer issuing securities under the IMV Inc. Amended Stock Option Plan or the IMV Inc. Amended Deferred Share Unit Plan.

 

In accordance with undertakings made by the Registrant in the Registration Statements to remove from registration, by means of post-effective amendment, any of the securities which had been registered for issuance but remain unsold or unissued at the termination of the offerings, the Registrant hereby terminates the effectiveness of the Registration Statements, and removes and withdraws from registration any and all such securities of the Registrant registered pursuant to the Registration Statements that remain unsold or unissued as of the date hereof. The Registration Statements are hereby amended, as appropriate, to reflect the deregistration of such securities.

 

-ii-

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused these Post-Effective Amendments to the Registration Statements to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Dartmouth, Province of Nova Scotia, Canada, on September 22, 2023.

 

  IMV Inc.
   
  By: /s/ Brittany Davison
    Name: Brittany Davison
    Title: Chief Accounting Officer

 

Pursuant to the requirements of the Securities Act, these Post-Effective Amendments to the Registration Statements have been signed by the following persons in the capacities indicated on September 22, 2023.

 

Signature   Title
     
/s/ Andrew Hall   Chief Executive Officer and Director
Andrew Hall   (principal executive officer)
     
/s/ Brittany Davison   Chief Accounting Officer and Director
Brittany Davison   (principal financial and accounting officer)
     
/s/ Michael P. Bailey   Chair of the Board
Michael P. Bailey    
     
/s/ Michael Kalos   Director
Michael Kalos    
     
/s/ Shabnam Kazmi   Director
Shabnam Kazmi    
     
/s/ Kyle Kuvalanka   Director
Kyle Kuvalanka    
     
/s/ Saman Maleki   Director
Saman Maleki    
     
/s/ Markus Warmuth   Director
Markus Warmuth    

 

-1-

 

 

AUTHORIZED REPRESENTATIVE

 

Pursuant to the requirements of Section 6(a) of the Securities Act of 1933, as amended, the undersigned has signed these Post-Effective Amendments to the Registration Statements, solely in the capacity of the duly authorized representative of IMV Inc. in the United States, on September 22, 2023.

 

  PUGLISI & ASSOCIATES
   
  By: /s/ Donald J. Puglisi
  Name: Donald J. Puglisi
  Title: Managing Director