0001209191-23-051593.txt : 20231003 0001209191-23-051593.hdr.sgml : 20231003 20231003170253 ACCESSION NUMBER: 0001209191-23-051593 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231001 FILED AS OF DATE: 20231003 DATE AS OF CHANGE: 20231003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Asplund Dale A CENTRAL INDEX KEY: 0001518625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38579 FILM NUMBER: 231305108 MAIL ADDRESS: STREET 1: C/O BRIGHTVIEW HOLDINGS, INC. STREET 2: 980 JOLLY ROAD, SUITE 300 CITY: BLUE BELL STATE: PA ZIP: 19422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BrightView Holdings, Inc. CENTRAL INDEX KEY: 0001734713 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 464190788 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 980 JOLLY ROAD STREET 2: SUITE 300 CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: (484) 567-7204 MAIL ADDRESS: STREET 1: 980 JOLLY ROAD STREET 2: SUITE 300 CITY: BLUE BELL STATE: PA ZIP: 19422 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-10-01 0 0001734713 BrightView Holdings, Inc. BV 0001518625 Asplund Dale A C/O BRIGHTVIEW HOLDINGS, INC. 980 JOLLY ROAD, SUITE 300 BLUE BELL PA 19422 0 1 0 0 President and CEO 0 Common Stock 667820 D Restricted Stock Units 2023-10-01 4 A 0 917820 0.00 A Common Stock 917820 917820 D Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof). Represents (i) an award of 250,000 restricted stock units issued to the Reporting Person as an inducement award in connection with his appointment as President and CEO and (ii) an award of 667,820 restricted stock units issued to the Reporting Person to match the Reporting Person's acquisition of 667,820 shares of Company's common stock following the announcement of his appointment as President and CEO in each case pursuant to the Reporting Person's employment letter agreement with the Issuer, dated August 27, 2023. Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on October 1, 2024. /s/ Jonathan M. Gottsegen, as Attorney-In-Fact 2023-10-03