0001209191-19-054190.txt : 20191025
0001209191-19-054190.hdr.sgml : 20191025
20191025184623
ACCESSION NUMBER: 0001209191-19-054190
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191021
FILED AS OF DATE: 20191025
DATE AS OF CHANGE: 20191025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dozier Michael Joe
CENTRAL INDEX KEY: 0001791941
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38579
FILM NUMBER: 191170928
MAIL ADDRESS:
STREET 1: C/O BRIGHTVIEW HOLDINGS, INC.
STREET 2: 980 JOLLY ROAD
CITY: BLUE BELL
STATE: PA
ZIP: 19422
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BrightView Holdings, Inc.
CENTRAL INDEX KEY: 0001734713
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700]
IRS NUMBER: 464190788
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 980 JOLLY ROAD
STREET 2: SUITE 300
CITY: BLUE BELL
STATE: PA
ZIP: 19422
BUSINESS PHONE: (484) 567-7204
MAIL ADDRESS:
STREET 1: 980 JOLLY ROAD
STREET 2: SUITE 300
CITY: BLUE BELL
STATE: PA
ZIP: 19422
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2019-10-21
0
0001734713
BrightView Holdings, Inc.
BV
0001791941
Dozier Michael Joe
980 JOLLY ROAD
SUITE 300
BLUE BELL
PA
19422
0
1
0
0
President, Evergreen East
Common Stock
62904
D
Stock Options (Right to Buy)
22.00
2028-06-27
Common Stock
85529
D
Stock Options (Right to Buy)
22.00
2028-06-27
Common Stock
16853
D
Stock Options (Right to Buy)
22.00
2028-06-27
Common Stock
26293
D
Stock Options (Right to Buy)
22.00
2028-06-27
Common Stock
7415
D
Stock Options (Right to Buy)
13.49
2028-11-28
Common Stock
36630
D
Includes unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
Represents time-based options of which 25% are vested. The remaining 75% will vest in three equal annual installments beginning on June 27, 2020.
Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable. Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria
Represents time-based options of which 19,551 are vested. The remaining 6,742 will vest on November 24, 2019.
Represents time-based options that are fully vested and exercisable.
Represents a grant of time-based options that vests in four equal annual installments beginning on November 28, 2019.
Title: President, Evergreen East
Exhibit List: Exhibit 24 - Power of Attorney
/s/ Jonathan M. Gottsegen, as Attorney-in-Fact
2019-10-25
EX-24.3_877075
2
poa.txt
POA DOCUMENT
Exhibit 24 - Power of Attorney
Know all by these presents that the undersigned does hereby make, constitute and
appoint each of Jonathan M. Gottsegen and Patrick A. O'Reilly, or any one of
them, as a true and lawful attorney-in-fact and agent of the undersigned, with
full powers of substitution and revocation, for and in the name, place and stead
of the undersigned (in the undersigned's individual capacity), to execute and
deliver such forms that the undersigned may be required to file with the U.S.
Securities and Exchange Commission as a result of the undersigned's ownership of
or transactions in securities of BrightView Holdings, Inc. (i) pursuant to
Section 16(a) of the Securities Exchange Act of 1934, as amended, including
without limitation, statements on Form 3, Form 4 and Form 5 (including any
amendments thereto), and (ii) in connection with any applications for EDGAR
access codes or any other documents necessary or appropriate to obtain codes and
passwords enabling the undersigned to make electronic filings with the
Securities and Exchange Commission. This Power of Attorney shall remain in full
force and effect until the undersigned is no longer required to file Forms 3, 4
and 5 with regard to the undersigned's ownership of or transactions in
securities of BrightView Holdings, Inc., unless earlier revoked in writing. The
undersigned acknowledges that Jonathan M. Gottsegen and Patrick A. O'Reilly are
not assuming any of the undersigned's responsibilities to comply with Section 16
of the Securities Exchange Act of 1934.
By: _/s/ Michael Dozier_
Michael Dozier
Date: October 22, 2019