0000899243-18-029902.txt : 20181130 0000899243-18-029902.hdr.sgml : 20181130 20181130183725 ACCESSION NUMBER: 0000899243-18-029902 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180627 FILED AS OF DATE: 20181130 DATE AS OF CHANGE: 20181130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FEENAN JOHN A CENTRAL INDEX KEY: 0001261437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38579 FILM NUMBER: 181212386 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BrightView Holdings, Inc. CENTRAL INDEX KEY: 0001734713 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 464190788 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 401 PLYMOUTH ROAD STREET 2: SUITE 500 CITY: PLYMOUTH MEETING STATE: PA ZIP: 19462-1646 BUSINESS PHONE: (484) 567-7204 MAIL ADDRESS: STREET 1: 401 PLYMOUTH ROAD STREET 2: SUITE 500 CITY: PLYMOUTH MEETING STATE: PA ZIP: 19462-1646 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-27 0 0001734713 BrightView Holdings, Inc. BV 0001261437 FEENAN JOHN A C/O BRIGHTVIEW HOLDINGS, INC., 401 PLYMOUTH ROAD, SUITE 500 PLYMOUTH MEETING PA 19462 0 1 0 0 EVP & Chief Financial Officer Common Stock 2018-06-27 4 A 0 158749 A 158749 D Common Stock 2018-11-28 4 A 0 12158 0.00 A 170907 D Common Stock 2018-11-28 4 A 0 28910 0.00 A 199817 D Stock Options (Right to Buy) 22.00 2018-06-27 4 A 0 32073 0.00 A 2028-06-27 Common Stock 32073 32073 D Stock Options (Right to Buy) 22.00 2018-06-27 4 A 0 146690 A 2028-06-27 Common Stock 146690 146690 D Stock Options (Right to Buy) 22.00 2018-06-27 4 A 0 81249 A 2028-06-27 Common Stock 81249 81249 D Stock Options (Right to Buy) 22.00 2018-06-27 4 A 0 22727 A 2028-06-27 Common Stock 22727 22727 D Stock Options (Right to Buy) 22.00 2018-06-27 4 A 0 45587 A 2028-06-27 Common Stock 45587 45587 D Stock Options (Right to Buy) 22.00 2018-11-28 4 A 0 40106 0.00 A 2028-06-27 Common Stock 40106 85693 D Stock Options (Right to Buy) 13.49 2018-11-28 4 A 0 67070 0.00 A 2028-11-28 Common Stock 67070 67070 D These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018. Includes unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria. Represents common stock of the Issuer acquired upon settlement of performance-based restricted stock unit awards previously granted to the Reporting Person. Represents a grant of time-based restricted stock that vests as follows: 10% vests on November 28, 2019, 20% vests on November 28, 2020, 30% vests on November 28, 2021 and 40% vests on November 28, 2022. Represents a grant of time-based options made on June 27, 2018, which were included in the Reporting Person's Form 3 filed on June 28, 2018. Represents time-based options that vest in four equal annual installments beginning on the first anniversary of the Issuer's initial public offering. Represents time-based options of which 40% are vested. The remaining 60% will vest in three equal annual installments on February 28, 2019, February 29, 2020 and February 28, 2021. Represents time-based options of which 40% are vested. The remaining 60% will vest in three equal annual installments beginning on November 10, 2019. Represents time-based options that vest in five equal annual installments beginning on February 21, 2019. Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable. Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria. Represents options acquired upon settlement of performance-based stock option awards previously granted to the Reporting Person. Represents a grant of time-based options that vest as follows: 10% vests on November 28, 2019, 20% vests on November 28, 2020, 30% vests on November 28, 2021 and 40% vests on November 28, 2022. /s/ Jonathan M. Gottsegen, as Attorney-in-Fact 2018-11-30