0001104659-23-080056.txt : 20230711 0001104659-23-080056.hdr.sgml : 20230711 20230711182151 ACCESSION NUMBER: 0001104659-23-080056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230707 FILED AS OF DATE: 20230711 DATE AS OF CHANGE: 20230711 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aldag Jorn CENTRAL INDEX KEY: 0001734412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38869 FILM NUMBER: 231082945 MAIL ADDRESS: STREET 1: C/O UNUM THERAPEUTICS INC. STREET 2: 200 CAMBRIDGE PARK DRIVE SUITE 3100 CITY: CAMBRIDGE STATE: MA ZIP: 02210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOOKIPA Pharma Inc. CENTRAL INDEX KEY: 0001760542 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 815395687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 0114318906360 MAIL ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 4 1 tm2321093-1_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-07-07 0 0001760542 HOOKIPA Pharma Inc. HOOK 0001734412 Aldag Jorn C/O HOOKIPA PHARMA INC., 350 FIFTH AVENUE, 72ND FLOOR, SUITE 7240 NEW YORK NY 10118 1 1 0 0 Chief Executive Officer 0 Common Stock 2023-07-07 4 P 0 5000 0.81 A 66952 D Common Stock 2023-07-11 4 P 0 5000 0.8284 A 71952 D /s/ Reinhard Kandera, as Attorney-in-Fact 2023-07-11