0001979297-24-000002.txt : 20240221 0001979297-24-000002.hdr.sgml : 20240221 20240221174034 ACCESSION NUMBER: 0001979297-24-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240216 FILED AS OF DATE: 20240221 DATE AS OF CHANGE: 20240221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Calderon Sharymar CENTRAL INDEX KEY: 0001979297 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38534 FILM NUMBER: 24661280 MAIL ADDRESS: STREET 1: 220 ALHAMBRA CR. CITY: CORAL GABLES STATE: FL ZIP: 33134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Amerant Bancorp Inc. CENTRAL INDEX KEY: 0001734342 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 650032379 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 ALHAMBRA CIRCLE CITY: CORAL GABLES STATE: FL ZIP: 33134 BUSINESS PHONE: (305)460-4038 MAIL ADDRESS: STREET 1: 220 ALHAMBRA CIRCLE CITY: CORAL GABLES STATE: FL ZIP: 33134 FORMER COMPANY: FORMER CONFORMED NAME: Mercantil Bank Holding Corp DATE OF NAME CHANGE: 20180312 4 1 wk-form4_1708555190.xml FORM 4 X0508 4 2024-02-16 0 0001734342 Amerant Bancorp Inc. AMTB 0001979297 Calderon Sharymar C/O AMERANT BANCORP INC. 220 ALHAMBRA CR. CORAL GABLES FL 33134 0 1 0 0 EVP - Chief Financial Officer 0 Class A Common Stock 2024-02-16 4 M 0 833 0 A 4969.8 D Class A Common Stock 2024-02-16 4 F 0 406 22.49 D 4563.8 D Restricted Stock Units LTI 2023 0 2024-02-16 4 M 0 833 0 D Class A Common Stock 833 7973 D Restricted Stock Units LTI 2024 0 2024-02-16 4 A 0 6669 0 A Class A Common Stock 6669 6669 D Performance Based Restricted Stock Units LTI 2024 0 2024-02-16 4 A 0 10005 0 A Class A Common Stock 10005 10005 D Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock. Includes 68.58 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on November 30, 2023. Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock and RSUs. On February 16, 2023, Ms. Calderon was awarded 2,500 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Ms. Calderon remains in the continuous service of the Company or a subsidiary through each such date. Balance also includes 6,306 unvested Restricted Stock Units awarded to Ms. Calderon on June 1, 2023. On February 16, 2024, Ms. Calderon was awarded 6,669 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Ms. Calderon remains in the continuous service of the Company or a subsidiary through each such date. Each performance-based restricted stock unit is the economic equivalent of one share of Class A Common Stock. PSUs awarded to Ms. Calderon, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2024 and ending on December 31, 2026, and in general can range from 50% to 150% of the PSUs. The number reported reflects the maximum number of PSUs Ms. Calderon may earn. /s/ Julio V. Pena, as Attorney-in-Fact for Sharymar Calderon 2024-02-21