0001979297-23-000009.txt : 20230731 0001979297-23-000009.hdr.sgml : 20230731 20230731173001 ACCESSION NUMBER: 0001979297-23-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230727 FILED AS OF DATE: 20230731 DATE AS OF CHANGE: 20230731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Calderon Sharymar CENTRAL INDEX KEY: 0001979297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38534 FILM NUMBER: 231128612 MAIL ADDRESS: STREET 1: 220 ALHAMBRA CR. CITY: CORAL GABLES STATE: FL ZIP: 33134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Amerant Bancorp Inc. CENTRAL INDEX KEY: 0001734342 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 650032379 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 ALHAMBRA CIRCLE CITY: CORAL GABLES STATE: FL ZIP: 33134 BUSINESS PHONE: (305)460-4038 MAIL ADDRESS: STREET 1: 220 ALHAMBRA CIRCLE CITY: CORAL GABLES STATE: FL ZIP: 33134 FORMER COMPANY: FORMER CONFORMED NAME: Mercantil Bank Holding Corp DATE OF NAME CHANGE: 20180312 4 1 wk-form4_1690838989.xml FORM 4 X0508 4 2023-07-27 0 0001734342 Amerant Bancorp Inc. AMTB 0001979297 Calderon Sharymar C/O AMERANT BANCORP INC. 220 ALHAMBRA CR. CORAL GABLES FL 33134 0 1 0 0 EVP - Chief Financial Officer 0 Class A Common Stock 2023-05-31 5 A 0 E 37.33 15 A 4227.22 D Class A Common Stock 2023-07-27 4 S 0 159 20.10 D 4068.22 D Ms. Calderon is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2022 through May 31, 2023. This transaction is exempt under Rule 16b-3(c). In accordance with the terms of the ESPP, the purchase price of these shares was 85% of the closing price of the Issuer's common stock on May 31, 2023. This number the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of the restricted stock. /s/ Julio V. Pena, as Attorney-in-Fact for Sharymar Calderon 2023-07-31