0001733756-24-000001.txt : 20240117 0001733756-24-000001.hdr.sgml : 20240117 20240117082856 ACCESSION NUMBER: 0001733756-24-000001 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: FICKEN,AUSTIN,JOSEPH, FILED AS OF DATE: 20240116 DATE AS OF CHANGE: 20240117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Masterson Advisors LLC CENTRAL INDEX KEY: 0001733756 ORGANIZATION NAME: IRS NUMBER: 824640889 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05417 FILM NUMBER: 24536793 BUSINESS ADDRESS: STREET 1: 3 GREENWAY PLAZA STREET 2: SUITE 1100 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 713-814-0550 MAIL ADDRESS: STREET 1: 3 GREENWAY PLAZA STREET 2: SUITE 1100 CITY: HOUSTON STATE: TX ZIP: 77046 MA-I/A 1 primary_doc.xml MA-I/A 0001733756 XXXXXXXX Chris McManus 9736189506 cmcmanus@alternativereg.com cmcmanus@alternativereg.com N 0001733756-23-000011 N Austin Joseph Ficken 6659237 N 1 0001733756 Masterson Advisors LLC 10-18-2021 N 867-02338 LOCATED SUPERVISED 10-18-2021 3 GREENWAY PLAZA SUITE 1100 HOUSTON TX 77046 10-2021 Masterson Advisors LLC Houston TX 77046 Y N Associate 06-2019 10-2021 ROBERT W BAIRD & CO INC HOUSTON TX 77010 Y N FINANCIAL ANALYST 08-2011 05-2019 FULL TIME STUDENT AUSTIN TX 78738 N N DURING THIS TIME, APLICANT HELD INTERN POSITIONS AT DR HORTON AND FIRST SOUTHWEST A DIVISION OF HILLTOP SECURITIES N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-16-2024 Kim McManus President of ARS