0001140361-23-023522.txt : 20230508 0001140361-23-023522.hdr.sgml : 20230508 20230508170128 ACCESSION NUMBER: 0001140361-23-023522 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230504 FILED AS OF DATE: 20230508 DATE AS OF CHANGE: 20230508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FORLINES JOHN S CENTRAL INDEX KEY: 0001733752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39964 FILM NUMBER: 23898680 MAIL ADDRESS: STREET 1: C/O FANNIE MAE STREET 2: 1100 15TH STREET, NW CITY: WASHINGTON STATE: DC ZIP: 20005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Home Point Capital Inc. CENTRAL INDEX KEY: 0001830197 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 901116426 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2211 OLD EARHART ROAD STREET 2: SUITE 250 CITY: ANN ARBOR STATE: MI ZIP: 48105 BUSINESS PHONE: (888) 616-6866 MAIL ADDRESS: STREET 1: 2211 OLD EARHART ROAD STREET 2: SUITE 250 CITY: ANN ARBOR STATE: MI ZIP: 48105 4 1 form4.xml X0407 4 2023-05-04 0001830197 Home Point Capital Inc. HMPT 0001733752 FORLINES JOHN S C/O HOME POINT CAPITAL INC. 2211 OLD EARHART ROAD, SUITE 250 ANN ARBOR MI 48105 true Chief Risk Officer false Common Stock 2023-05-04 4 M 0 35310 0 A 61490 D Restricted Stock Units 2023-05-04 4 M 0 35310 0 D Common Stock 35310 57298 D Represents settlement of restricted stock units ("RSUs") through the issuance of one share of the Issuer's common stock for each vested RSU. Each RSU represents a conditional right to receive one share of the Issuer's common stock. The RSUs will be settled in the Issuer's common stock or cash (or a combination thereof) at the discretion of the Issuer. 52,966 RSUs were granted on May 4, 2021, which vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of May 4, 2021 and one-third of the grant vesting on each of the subsequent anniversaries of such date. /s/ Jean Weng, Attorney-in-Fact 2023-05-08