0001140361-23-007049.txt : 20230214 0001140361-23-007049.hdr.sgml : 20230214 20230214171846 ACCESSION NUMBER: 0001140361-23-007049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230210 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FORLINES JOHN S CENTRAL INDEX KEY: 0001733752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39964 FILM NUMBER: 23631688 MAIL ADDRESS: STREET 1: C/O FANNIE MAE STREET 2: 1100 15TH STREET, NW CITY: WASHINGTON STATE: DC ZIP: 20005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Home Point Capital Inc. CENTRAL INDEX KEY: 0001830197 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 901116426 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2211 OLD EARHART ROAD STREET 2: SUITE 250 CITY: ANN ARBOR STATE: MI ZIP: 48105 BUSINESS PHONE: (888) 616-6866 MAIL ADDRESS: STREET 1: 2211 OLD EARHART ROAD STREET 2: SUITE 250 CITY: ANN ARBOR STATE: MI ZIP: 48105 4 1 form4.xml X0306 4 2023-02-10 0001830197 Home Point Capital Inc. HMPT 0001733752 FORLINES JOHN S C/O HOME POINT CAPITAL INC 2211 OLD EARHART ROAD, SUITE 250 ANN ARBOR MI 48105 true Chief Risk Officer Common Stock 2023-02-10 4 M 0 10994 0 A 31735 D Common Stock 2023-02-10 4 F 0 5555 1.99 D 26180 D Restricted Stock Units 2023-02-10 4 M 0 10994 0 D Common Stock 10994 92608 D Represents settlement of restricted stock units ("RSUs") through the issuance of one share of the Issuer's common stock for each vested RSU. Shares of the Issuer's common stock withheld by the Issuer to satisfy the tax withholding requirement upon vesting of the RSUs. No shares of the Issuer's common stock were sold as part of this transaction. Each RSU represents a conditional right to receive one share of the Issuer's common stock. The RSUs will be settled in the Issuer's common stock or cash (or a combination thereof) at the discretion of the Issuer. 32,981 RSUs were granted on February 10, 2022, which vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of February 10, 2022 and one-third of the grant vesting on each of the subsequent anniversaries of such date. /s/ Jean Weng, Attorney-in-Fact 2023-02-14