Managing Principal

0001062993-21-010378.txt : 20211108 0001062993-21-010378.hdr.sgml : 20211108 20211108111405 ACCESSION NUMBER: 0001062993-21-010378 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211108 DATE AS OF CHANGE: 20211108 EFFECTIVENESS DATE: 20211108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rossmore Private Capital CENTRAL INDEX KEY: 0001733082 IRS NUMBER: 820874410 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18691 FILM NUMBER: 211386979 BUSINESS ADDRESS: STREET 1: 628 HEBRON AVENUE STREET 2: SUITE 306 CITY: GLASTONBURY STATE: CT ZIP: 06033 BUSINESS PHONE: 860-200-6090 MAIL ADDRESS: STREET 1: 628 HEBRON AVENUE STREET 2: SUITE 306 CITY: GLASTONBURY STATE: CT ZIP: 06033 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001733082 XXXXXXXX 09-30-2021 09-30-2021 Rossmore Private Capital

628 HEBRON AVENUE SUITE 306 GLASTONBURY CT 06033

13F HOLDINGS REPORT 028-18691 N Brian J. Sheehan Managing Principal 860-200-6090 /s/ Brian J. Sheehan Glastonbury CT 11-07-2021 0 222 584064 true INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE BERKSHIRE HATHAWAY INC DEL CL A 084670108 6171 15 SH SOLE 0 0 15 BOOKING HOLDINGS INC COM 09857L108 487 205 SH SOLE 205 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 383 385 SH SOLE 385 0 0 MODERNA INC COM 60770K107 212 550 SH SOLE 550 0 0 NORTHROP GRUMMAN CORP COM 666807102 228 634 SH SOLE 434 0 200 REGENERON PHARMACEUTICALS COM 75886F107 399 660 SH SOLE 660 0 0 ROPER TECHNOLOGIES INC COM 776696106 335 750 SH SOLE 750 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 377 785 SH SOLE 785 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 235 840 SH SOLE 840 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 322 852 SH SOLE 852 0 0 BIO-TECHNE CORP COM 09073M104 485 1000 SH SOLE 1000 0 0 TEXAS INSTRS INC COM 882508104 239 1242 SH SOLE 1242 0 0 HERSHEY CO COM 427866108 217 1281 SH SOLE 1281 0 0 TESLA INC COM 88160R101 1003 1294 SH SOLE 1294 0 0 PNC FINL SVCS GROUP INC COM 693475105 259 1323 SH SOLE 1323 0 0 EATON CORP PLC SHS G29183103 227 1520 SH SOLE 1120 0 400 ZOETIS INC CL A 98978V103 315 1624 SH SOLE 1624 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 224 1695 SH SOLE 1695 0 0 ALLEGION PLC ORD SHS G0176J109 236 1782 SH SOLE 116 0 1666 AMERICAN WTR WKS CO INC NEW COM 030420103 308 1824 SH SOLE 1824 0 0 ISHARES TR ISHARES BIOTECH 464287556 299 1851 SH SOLE 1851 0 0 BECTON DICKINSON & CO COM 075887109 469 1909 SH SOLE 1909 0 0 ISHARES TR TIPS BD ETF 464287176 244 1911 SH SOLE 1911 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 545 1988 SH SOLE 1988 0 0 SMUCKER J M CO COM NEW 832696405 240 2000 SH SOLE 2000 0 0 PALO ALTO NETWORKS INC COM 697435105 1003 2094 SH SOLE 1475 0 619 DARDEN RESTAURANTS INC COM 237194105 322 2125 SH SOLE 2125 0 0 CLOROX CO DEL COM 189054109 356 2150 SH SOLE 150 0 2000 GENERAL ELECTRIC CO COM NEW 369604301 227 2204 SH SOLE 2204 0 0 STANLEY BLACK & DECKER INC COM 854502101 390 2225 SH SOLE 2225 0 0 SPDR GOLD TR GOLD SHS 78463V107 377 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SPDR TR TECHNOLOGY 81369Y803 646 4326 SH SOLE 4326 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1857 4328 SH SOLE 3928 0 400 NVIDIA CORPORATION COM 67066G104 905 4368 SH SOLE 4368 0 0 CME GROUP INC COM 12572Q105 851 4403 SH SOLE 4403 0 0 BLACKROCK INC COM 09247X101 3729 4447 SH SOLE 3918 0 529 WEBSTER FINL CORP CONN COM 947890109 244 4477 SH SOLE 4477 0 0 SOUTHERN CO COM 842587107 283 4573 SH SOLE 4573 0 0 MOODYS CORP COM 615369105 1634 4600 SH SOLE 600 0 4000 STATE STR CORP COM 857477103 390 4605 SH SOLE 1105 0 3500 L3HARRIS TECHNOLOGIES INC COM 502431109 1016 4612 SH SOLE 0 0 4612 AMAZON COM INC COM 023135106 15216 4632 SH SOLE 4480 0 152 ISHARES TR FLTG RATE NT ETF 46429B655 325 4883 SH SOLE 4883 0 0 AIR PRODS & CHEMS INC COM 009158106 1268 4950 SH SOLE 4305 0 645 BANK NEW YORK MELLON CORP COM 064058100 259 5000 SH SOLE 5000 0 0 MCCORMICK & CO INC COM NON VTG 579780206 405 5000 SH SOLE 5000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 2896 5069 SH SOLE 5059 0 10 VANGUARD INDEX FDS 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2000 DANAHER CORPORATION COM 235851102 1945 6390 SH SOLE 5545 0 845 CDK GLOBAL INC COM 12508E101 272 6400 SH SOLE 0 0 6400 COSTCO WHSL CORP NEW COM 22160K105 2878 6405 SH SOLE 6300 0 105 UNITEDHEALTH GROUP INC COM 91324P102 2531 6478 SH SOLE 6478 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 3788 6580 SH SOLE 6186 0 394 ISHARES TR MSCI USA VALUE 46432F388 690 6850 SH SOLE 6850 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 1208 6995 SH SOLE 1995 0 5000 ALPS ETF TR DISRUPTIVE TECH 00162Q478 343 7070 SH SOLE 7070 0 0 BLACKSTONE INC COM 09260D107 851 7316 SH SOLE 7316 0 0 YUM BRANDS INC COM 988498101 901 7366 SH SOLE 6376 0 990 MCKESSON CORP COM 58155Q103 1491 7477 SH SOLE 7477 0 0 AMERICAN ELEC PWR CO INC COM 025537101 616 7585 SH SOLE 7585 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 338 7646 SH SOLE 7646 0 0 GILEAD SCIENCES INC COM 375558103 536 7679 SH SOLE 7284 0 395 UNITED PARCEL SERVICE INC CL B 911312106 1417 7784 SH SOLE 7784 0 0 JACOBS ENGR GROUP INC COM 469814107 1035 7809 SH SOLE 6309 0 1500 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2138 7835 SH SOLE 7385 0 450 GENERAL DYNAMICS CORP COM 369550108 1556 7940 SH SOLE 5640 0 2300 AFLAC INC COM 001055102 417 8000 SH SOLE 0 0 8000 SSGA ACTIVE ETF TR ULT SHT TRM BD 78467V707 324 8015 SH SOLE 8015 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 642 8024 SH SOLE 8024 0 0 ISHARES TR RUS 1000 ETF 464287622 1946 8050 SH SOLE 8050 0 0 ISHARES TR MSCI EAFE ETF 464287465 643 8237 SH SOLE 6842 0 1395 LOWES COS INC COM 548661107 1681 8286 SH SOLE 8136 0 150 DUPONT DE NEMOURS INC COM 26614N102 588 8653 SH SOLE 2653 0 6000 MASTERCARD INCORPORATED CL A 57636Q104 3058 8796 SH SOLE 8796 0 0 NORFOLK SOUTHN CORP COM 655844108 2109 8814 SH SOLE 6219 0 2595 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 916 8866 SH SOLE 8866 0 0 UNION PAC CORP COM 907818108 1740 8878 SH SOLE 5878 0 3000 UNILEVER PLC SPON ADR NEW 904767704 487 8987 SH SOLE 8927 0 60 ISHARES TR NATIONAL MUN ETF 464288414 1046 9000 SH SOLE 0 0 9000 SENTINELONE INC CL A 81730H109 483 9007 SH SOLE 9007 0 0 ISHARES TR CORE S&P TTL STK 464287150 900 9150 SH SOLE 9150 0 0 ORACLE CORP COM 68389X105 802 9204 SH SOLE 9204 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 290 9502 SH SOLE 9502 0 0 LOCKHEED MARTIN CORP COM 539830109 3425 9923 SH SOLE 9119 0 804 SLR INVESTMENT CORP COM 83413U100 191 10000 SH SOLE 10000 0 0 WESTERN ALLIANCE BANCORP COM 957638109 1088 10000 SH SOLE 10000 0 0 GENERAL MLS INC COM 370334104 613 10240 SH SOLE 10240 0 0 MFS INTER INCOME TR SH BEN INT 55273C107 37 10275 SH SOLE 10275 0 0 KIMBERLY-CLARK CORP COM 494368103 1391 10500 SH SOLE 1000 0 9500 US BANCORP DEL COM NEW 902973304 634 10665 SH SOLE 5865 0 4800 VICTORY PORTFOLIOS II VCSHS US 500 VOL 92647N766 765 10762 SH SOLE 10762 0 0 NOVO-NORDISK A S ADR 670100205 1104 11500 SH SOLE 8000 0 3500 MCDONALDS CORP COM 580135101 3258 13513 SH SOLE 13213 0 300 AMERICAN TOWER CORP NEW COM 03027X100 3594 13543 SH SOLE 13493 0 50 TRAVELERS COMPANIES INC COM 89417E109 2077 13662 SH SOLE 12627 0 1035 BP PLC SPONSORED ADR 055622104 377 13800 SH SOLE 13800 0 0 ISHARES TR CORE S&P MCP ETF 464287507 3678 13981 SH SOLE 13656 0 325 DEERE & CO COM 244199105 4799 14322 SH SOLE 9772 0 4550 SSGA ACTIVE ETF TR GLOBL ALLO ETF 78467V400 664 14581 SH SOLE 14581 0 0 MEDTRONIC PLC SHS G5960L103 1834 14632 SH SOLE 14632 0 0 COLGATE PALMOLIVE CO COM 194162103 1111 14698 SH SOLE 10418 0 4280 3M CO COM 88579Y101 2629 14988 SH SOLE 14988 0 0 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 801 15500 SH SOLE 15500 0 0 OTIS WORLDWIDE CORP COM 68902V107 1276 15502 SH SOLE 14502 0 1000 CONOCOPHILLIPS COM 20825C104 1074 15855 SH SOLE 11527 0 4328 LILLY ELI & CO COM 532457108 3762 16284 SH SOLE 11884 0 4400 STRYKER CORPORATION COM 863667101 4329 16415 SH SOLE 11915 0 4500 HUNTSMAN CORP COM 447011107 488 16480 SH SOLE 16480 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 5447 17026 SH SOLE 14286 0 2740 TJX COS INC NEW COM 872540109 1157 17535 SH SOLE 17535 0 0 SSGA ACTIVE ETF TR INCOM ALLO ETF 78467V202 624 17775 SH SOLE 17775 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 1338 18097 SH SOLE 7417 0 10680 SCHWAB CHARLES CORP COM 808513105 1350 18535 SH SOLE 6310 0 12225 VERIZON COMMUNICATIONS INC COM 92343V104 1046 19372 SH SOLE 19372 0 0 PHILIP MORRIS INTL INC COM 718172109 1861 19633 SH SOLE 19633 0 0 HONEYWELL INTL INC COM 438516106 4294 20226 SH SOLE 16741 0 3485 WALMART INC COM 931142103 2828 20292 SH SOLE 11657 0 8635 CVS HEALTH CORP COM 126650100 1807 21299 SH SOLE 9299 0 12000 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1081 21610 SH SOLE 15125 0 6485 CSX CORP COM 126408103 650 21840 SH SOLE 21840 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 1142 22060 SH SOLE 20060 0 2000 NIKE INC CL B 654106103 3228 22228 SH SOLE 18248 0 3980 WELLS FARGO CO NEW COM 949746101 1043 22474 SH SOLE 14474 0 8000 ALTRIA GROUP INC COM 02209S103 1041 22869 SH SOLE 22869 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 9051 22948 SH SOLE 20903 0 2045 EDWARDS LIFESCIENCES CORP COM 28176E108 2614 23091 SH SOLE 22881 0 210 FACEBOOK INC CL A 30303M102 7917 23327 SH SOLE 20617 0 2710 ISHARES TR RUSSELL 2000 ETF 464287655 5494 25130 SH SOLE 18663 0 6467 BK OF AMERICA CORP COM 060505104 1083 25511 SH SOLE 25511 0 0 JOHN HANCOCK EXCHANGE TRADED MLTFCTR LRG CAP 47804J107 1393 25600 SH SOLE 25600 0 0 EMERSON ELEC CO COM 291011104 2482 26353 SH SOLE 23153 0 3200 HOME DEPOT INC COM 437076102 9132 27818 SH SOLE 21248 0 6570 BHP GROUP LTD SPONSORED ADS 088606108 1493 27905 SH SOLE 22730 0 5175 PEPSICO INC COM 713448108 4224 28082 SH SOLE 20712 0 7370 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1096 28331 SH SOLE 28331 0 0 VISA INC COM CL A 92826C839 7185 32256 SH SOLE 24957 0 7299 NEXTERA ENERGY INC COM 65339F101 2666 33959 SH SOLE 33959 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 8164 34204 SH SOLE 29224 0 4980 VANGUARD INDEX FDS SMALL CP ETF 922908751 7732 35311 SH SOLE 30799 0 4512 STARBUCKS CORP COM 855244109 3903 35379 SH SOLE 27674 0 7705 ABBVIE INC COM 00287Y109 3841 35604 SH SOLE 32694 0 2910 INTEL CORP COM 458140100 1931 36237 SH SOLE 31702 0 4535 GLOBALSTAR INC COM 378973408 62 36900 SH SOLE 36900 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3965 38945 SH SOLE 34196 0 4749 ISHARES TR CORE S&P SCP ETF 464287804 4269 39025 SH SOLE 39025 0 0 TRUIST FINL CORP COM 89832Q109 2341 39918 SH SOLE 30918 0 9000 COMCAST CORP NEW CL A 20030N101 2282 40803 SH SOLE 40803 0 0 TARGET CORP COM 87612E106 9538 41691 SH SOLE 11691 0 30000 ABBOTT LABS COM 002824100 4929 41728 SH SOLE 41268 0 460 DISNEY WALT CO COM 254687106 7081 41858 SH SOLE 39348 0 2510 PROCTER AND GAMBLE CO COM 742718109 6194 44308 SH SOLE 34798 0 9510 AUTOMATIC DATA PROCESSING IN COM 053015103 9152 45780 SH SOLE 8805 0 36975 ORAMED PHARMACEUTICALS INC COM NEW 68403P203 1033 47004 SH SOLE 47004 0 0 MONDELEZ INTL INC CL A 609207105 2931 50379 SH SOLE 42429 0 7950 MERCK & CO INC COM 58933Y105 3988 53091 SH SOLE 43466 0 9625 CISCO SYS INC COM 17275R102 2891 53111 SH SOLE 39886 0 13225 ISHARES TR CORE S&P500 ETF 464287200 23013 53695 SH SOLE 49181 0 4514 AT&T INC COM 00206R102 1461 54085 SH SOLE 53942 0 143 PFIZER INC COM 717081103 2403 55877 SH SOLE 48877 0 7000 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 4782 58023 SH SOLE 53883 0 4140 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 2982 59055 SH SOLE 45771 0 13284 ARVINAS INC COM 04335A105 5809 70689 SH SOLE 70689 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 6333 73671 SH SOLE 61225 0 12446 ISHARES TR RUS MID CAP ETF 464287499 5862 74764 SH SOLE 70815 0 3949 COCA COLA CO COM 191216100 4126 78643 SH SOLE 78643 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 5324 89973 SH SOLE 85973 0 4000 JPMORGAN CHASE & CO COM 46625H100 14883 90919 SH SOLE 83859 0 7060 NYXOAH S A SHS B6S7WD106 2635 90940 SH SOLE 90940 0 0 JOHNSON & JOHNSON COM 478160104 15066 93287 SH SOLE 47467 0 45820 MICROSOFT CORP COM 594918104 26469 93887 SH SOLE 91596 0 2291 ISHARES TR CORE MSCI EAFE 46432F842 8348 112316 SH SOLE 109156 0 3160 ISHARES INC CORE MSCI EMKT 46434G103 7798 126226 SH SOLE 115669 0 10557 APPLE INC COM 037833100 31994 226103 SH SOLE 179692 0 46411 CHEVRON CORP NEW COM 166764100 24898 245419 SH SOLE 121904 0 123515 EXXON MOBIL CORP COM 30231G102 33769 574110 SH SOLE 428445 0 145665