0000904454-21-000318.txt : 20210309 0000904454-21-000318.hdr.sgml : 20210309 20210309204318 ACCESSION NUMBER: 0000904454-21-000318 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210305 FILED AS OF DATE: 20210309 DATE AS OF CHANGE: 20210309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MFN Partners Management, LP CENTRAL INDEX KEY: 0001732811 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38727 FILM NUMBER: 21727888 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET, 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-443-2040 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET, 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MFN Partners, LP CENTRAL INDEX KEY: 0001732960 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38727 FILM NUMBER: 21727890 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET, 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-443-2040 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET, 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MFN Partners Management, LLC CENTRAL INDEX KEY: 0001814127 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38727 FILM NUMBER: 21727887 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET, 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-443-2040 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET, 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeMichele Michael CENTRAL INDEX KEY: 0001814117 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38727 FILM NUMBER: 21727886 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET, 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MFN Partners GP, LLC CENTRAL INDEX KEY: 0001814126 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38727 FILM NUMBER: 21727889 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET, 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-443-2040 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET, 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PennyMac Financial Services, Inc. CENTRAL INDEX KEY: 0001745916 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 831098934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: (818) 224-7442 MAIL ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FORMER COMPANY: FORMER CONFORMED NAME: New PennyMac Financial Services, Inc. DATE OF NAME CHANGE: 20180709 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-03-05 1 0001745916 PennyMac Financial Services, Inc. PFSI 0001732960 MFN Partners, LP 222 BERKELEY STREET, 13TH FLOOR BOSTON MA 02116 1 0 0 0 0001814126 MFN Partners GP, LLC 222 BERKELEY STREET, 13TH FLOOR BOSTON MA 02116 1 0 0 0 0001732811 MFN Partners Management, LP 222 BERKELEY STREET, 13TH FLOOR BOSTON MA 02116 1 0 0 0 0001814127 MFN Partners Management, LLC 222 BERKELEY STREET, 13TH FLOOR BOSTON MA 02116 1 0 0 0 0001814117 DeMichele Michael 222 BERKELEY STREET, 13TH FLOOR BOSTON MA 02116 1 0 0 0 Common Stock 2021-03-05 4 P 0 97373 58.26 A 97373 D Common Stock 2021-03-05 4 P 0 36010 57.82 A 133383 D Common Stock 2021-03-08 4 P 0 100000 63.47 A 233383 D Common Stock 2021-03-09 4 P 0 8294 64.66 A 241677 D The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $58.21 to $58.42. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $56.94 to $57.48. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. MFN Partners, LP (the "Partnership") is the holder of the Securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. Farhad Nanji and Michael F. DeMichele are each managing members of MFN GP and MFN LLC and disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein, if any. Farhad Nanji, a managing director of each of MFN GP and MFN LLC, has been deputized to represent the Reporting Persons on the board of directors of the Issuer. By virtue of Mr. Nanji's representation, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons may be deemed directors by deputization of the Issuer. Mr. Nanji has filed a separate Section 16 report disclosing securities of the Issuer that he may be deemed to beneficially own for Section 16 purposes. This filing shall not be deemed an admission that any Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act or otherwise, or is subject to Section 16 of the Exchange Act, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuriary interest therein, if any. MFN PARTNERS, LP, By: /s/ Jonathan Reisman, Name: Jonathan Reisman, Title: Authorized Person 2021-03-09 MFN PARTNERS GP, LLC, By: /s/ Jonathan Reisman, Name: Jonathan Reisman, Title: Authorized Person 2021-03-09 MFN PARTNERS MANAGEMENT, LP, By: /s/ Jonathan Reisman, Name: Jonathan Reisman, Title: Authorized Person 2021-03-09 MFN PARTNERS MANAGEMENT, LLC, By: /s/ Jonathan Reisman, Name: Jonathan Reisman, Title: Authorized Person 2021-03-09 MICHAEL F. DEMICHELE, By: /s/ Michael F. DeMichele 2021-03-09