0000904454-21-000316.txt : 20210309 0000904454-21-000316.hdr.sgml : 20210309 20210309203459 ACCESSION NUMBER: 0000904454-21-000316 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210305 FILED AS OF DATE: 20210309 DATE AS OF CHANGE: 20210309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MFN Partners Management, LP CENTRAL INDEX KEY: 0001732811 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38727 FILM NUMBER: 21727861 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET, 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-443-2040 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET, 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MFN Partners, LP CENTRAL INDEX KEY: 0001732960 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38727 FILM NUMBER: 21727863 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET, 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-443-2040 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET, 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MFN Partners Management, LLC CENTRAL INDEX KEY: 0001814127 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38727 FILM NUMBER: 21727860 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET, 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-443-2040 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET, 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeMichele Michael CENTRAL INDEX KEY: 0001814117 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38727 FILM NUMBER: 21727859 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET, 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MFN Partners GP, LLC CENTRAL INDEX KEY: 0001814126 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38727 FILM NUMBER: 21727862 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET, 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-443-2040 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET, 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PennyMac Financial Services, Inc. CENTRAL INDEX KEY: 0001745916 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 831098934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: (818) 224-7442 MAIL ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FORMER COMPANY: FORMER CONFORMED NAME: New PennyMac Financial Services, Inc. DATE OF NAME CHANGE: 20180709 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2021-03-05 1 0001745916 PennyMac Financial Services, Inc. PFSI 0001732960 MFN Partners, LP 222 BERKELEY STREET, 13TH FLOOR BOSTON MA 02116 1 0 0 0 0001814126 MFN Partners GP, LLC 222 BERKELEY STREET, 13TH FLOOR BOSTON MA 02116 1 0 0 0 0001732811 MFN Partners Management, LP 222 BERKELEY STREET, 13TH FLOOR BOSTON MA 02116 1 0 0 0 0001814127 MFN Partners Management, LLC 222 BERKELEY STREET, 13TH FLOOR BOSTON MA 02116 1 0 0 0 0001814117 DeMichele Michael 222 BERKELEY STREET, 13TH FLOOR BOSTON MA 02116 1 0 0 0 This Form 3 is filed on behalf of MFN Partners, LP (the "Partnership"), MFN Partners GP, LLC, the General Partner of the Partnership ("MFN GP"), MFN Partners Management, LP, the investment adviser to the Partnership ("MFN Management"), MFN Partners Management, LLC, the General Partner of MFN Management ("MFN LLC") and Michael F. DeMichele, a managing member of each of MFN GP and MFN LLC. Farhad Nanji is also a managing member of each of MFN GP and MFN LLC and has been deputized to represent the Reporting Persons on the board of directors of the Issuer. By virtue of Mr. Nanji's representation, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons may be deemed directors by deputization of the Issuer. Mr. Nani has filed a separate Section 16 report disclosing securities of the Issuer that he may be deemed to beneficially own for Section 16 purposes. MFN PARTNERS, LP, By: /s/ Jonathan Reisman, Name: Jonathan Reisman, Title: Authorized Person 2021-03-09 MFN PARTNERS GP, LLC, By: /s/ Jonathan Reisman, Name: Jonathan Reisman, Title: Authorized Person 2021-03-09 MFN PARTNERS MANAGEMENT, LP, By: /s/ Jonathan Reisman, Name: Jonathan Reisman, Title: Authorized Person 2021-03-09 MFN PARTNERS MANAGEMENT, LLC, By: /s/ Jonathan Reisman, Name: Jonathan Reisman, Title: Authorized Person 2021-03-09 MICHAEL DEMICHELE, By: /s/ Michael DeMichele 2021-03-09