0001732687-18-000003.txt : 20180801 0001732687-18-000003.hdr.sgml : 20180801 20180801152817 ACCESSION NUMBER: 0001732687-18-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180801 DATE AS OF CHANGE: 20180801 EFFECTIVENESS DATE: 20180801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Factorial Partners, LLC CENTRAL INDEX KEY: 0001732687 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18722 FILM NUMBER: 18984524 BUSINESS ADDRESS: STREET 1: 16 DAKIN AVENUE CITY: MT. KISCO STATE: NY ZIP: 10549 BUSINESS PHONE: 9146666830 MAIL ADDRESS: STREET 1: 16 DAKIN AVENUE CITY: MT. KISCO STATE: NY ZIP: 10549 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001732687 XXXXXXXX 06-30-2018 06-30-2018 Factorial Partners, LLC

16 DAKIN AVENUE MT. KISCO NY 10549

13F HOLDINGS REPORT 028-18722 N Mark Kleiman 9146666830 Mark Kleiman Mt. Kisco NY 08-01-2018 0 99 111869431 false INFORMATION TABLE 2 factorial.xml FACTORIAL PARTNERS INFO TABLE APPLE COMPUTER INC Common 037833100 2193553 11850 SH SOLE 11850 0 0 ADA-ES INC Common 00770C101 602727 53057 SH SOLE 53057 0 0 ARMSTRONG FLOORING INC Common 04238R106 464738 33101 SH SOLE 33101 0 0 AGILYSIS INC Common 00847J105 392692 25335 SH SOLE 25335 0 0 A H BELO CORPORTAION SERIES A Common Series A 001282102 385870 82100 SH SOLE 82100 0 0 ASPEN INS. HOLD. Common G05384105 866910 21300 SH SOLE 21300 0 0 AAR CORP COM Common 000361105 955044 20543 SH SOLE 20543 0 0 AMC NETWORKS INC Common 00164V103 684200 11000 SH SOLE 11000 0 0 ANGIODYNAMICS INC Common 03475V101 206832 9300 SH SOLE 9300 0 0 ALPHA & OMEGA SEMICONDUCTOR Common G6331P104 799334 56133 SH SOLE 56133 0 0 ARCONIC INC Common 03965L100 282366 16600 SH SOLE 16600 0 0 AMERICAN EXPRESS CO. CMN Common 025816109 392000 4000 SH SOLE 4000 0 0 AUTOZONE INC Common 053332102 67093 100 SH SOLE 100 0 0 BANK OF AMERICA CORP. Common 060505104 28190 1000 SH SOLE 1000 0 0 FRANKLIN RES INC Common 354613101 2531950 79000 SH SOLE 79000 0 0 B&G Foods Inc. Common 05508R106 1052480 35200 SH SOLE 35200 0 0 BJS RESTAURANTS INC CMN Common 09180C106 102000 1700 SH SOLE 1700 0 0 BLOOMIN' BRANDS INC Common 094235108 799980 39800 SH SOLE 39800 0 0 BRISTOL MYERS SQUIBB CO W/RTS TO PUR P/STK UNDER CERT CIRCUMSTATANCE Common 110122108 3071370 55500 SH SOLE 55500 0 0 BRIGHTSPHERE INVESTMENT GROUP Common G1644T109 884120 62000 SH SOLE 62000 0 0 Citigroup Inc Common 172967424 3540068 52900 SH SOLE 52900 0 0 CA INC Common 12673P105 552575 15500 SH SOLE 15500 0 0 CITIZENS FINANCIAL GROUP Common 174610105 2750230 70700 SH SOLE 70700 0 0 C&J ENERGY SERVICES INC Common 12674R100 339840 14400 SH SOLE 14400 0 0 CAPITAL ONE FINANCIAL CORP Common 14040H105 3253260 35400 SH SOLE 35400 0 0 CAMPBELL SOUP CO Common 134429109 2254024 55600 SH SOLE 55600 0 0 DISCOVER FIN'L SERVICES Common 254709108 1105437 15700 SH SOLE 15700 0 0 DINE BRANDS GLOBAL INC Common 254423106 2258960 30200 SH SOLE 30200 0 0 BRINKER INTL Common 109641100 599760 12600 SH SOLE 12600 0 0 ENGILITY HOLDINGS INC Common 29286C107 140944 4600 SH SOLE 4600 0 0 FIRST SOLAR, INC. CMN Common 336433107 289630 5500 SH SOLE 5500 0 0 FMC TECHNOLOGIES INC Common G87110105 1168032 36800 SH SOLE 36800 0 0 GANNETT ORD SHS Common 36473H104 42800 4000 SH SOLE 4000 0 0 Gulf Island Fabrication, Inc Common 402307102 267300 29700 SH SOLE 29700 0 0 GILEAD SCIENCE COM Common 375558103 1600984 22600 SH SOLE 22600 0 0 GREENLIGHT CAPITAL RE LTD-A Common Series A G4095J109 850580 59900 SH SOLE 59900 0 0 GENESEE & WYO INC CL A Common Series A 371559105 2764880 34000 SH SOLE 34000 0 0 HAMILTON BEACH BRAND-A Common Series A 40701T104 272373 9376 SH SOLE 9376 0 0 INTEGER HOLDINGS CORP Common Series CORP 45826H109 433155 6700 SH SOLE 6700 0 0 Invacare Corporation Common Series Corporation 461203101 949139 51029 SH SOLE 51029 0 0 ISHARES RUSSELL 2000 VALUE Common Series VALUE 464287630 831096 6300 SH SOLE 6300 0 0 KELLOGG COMPANY CMN Common Series CMN 487836108 419220 6000 SH SOLE 6000 0 0 KULICKE & SOFFA IND Common Series IND 501242101 531186 22300 SH SOLE 22300 0 0 KLX INC Common Series INC 482539103 719000 10000 SH SOLE 10000 0 0 KANSAS CITY SOUTHERN CMN Common Series CMN 485170302 1059600 10000 SH SOLE 10000 0 0 LANNETT CO INC Common Series INC 516012101 795600 58500 SH SOLE 58500 0 0 LEE ENTERPRISES Common Series ENTERPRISES 523768109 637371 223639 SH SOLE 223639 0 0 LSC COMMUNICATIONS INC Common Series INC 50218P107 187920 12000 SH SOLE 12000 0 0 LILLY ELI & CO Common Series CO 532457108 2969484 34800 SH SOLE 34800 0 0 LEGG MASON INC CMN Common Series CMN 524901105 2667264 76800 SH SOLE 76800 0 0 LANTHEUS HOLDINGS INC Common Series INC 516544103 886095 60900 SH SOLE 60900 0 0 LIFEPOINT HOSPITALS INC CMN Common Series CMN 53219L109 1146800 23500 SH SOLE 23500 0 0 MACY'S INC Common Series INC 55616P104 786030 21000 SH SOLE 21000 0 0 MCDERMOTT Common Series MCDERMOTT 580037703 681187 34666 SH SOLE 34666 0 0 MALLINCKRODT PLC Common Series PLC G5785G107 996444 53400 SH SOLE 53400 0 0 MICROSTRATEGY INC-CL A Common Series A 594972408 855925 6700 SH SOLE 6700 0 0 MATRIX SERVICE CO Common Series CO 576853105 858780 46800 SH SOLE 46800 0 0 NORFOLK SOUTHERN CORP Common Series CORP 655844108 4375230 29000 SH SOLE 29000 0 0 NAVTEQ CORPORATION CMN Common Series CMN G6700G107 1154600 46000 SH SOLE 46000 0 0 Newell Rubbermaid Inc Common Series Inc 651229106 902650 35000 SH SOLE 35000 0 0 ORTHOFIX INTERNATIONAL NV Common Series NV N6748L102 863664 15200 SH SOLE 15200 0 0 ONESPAN INC Common Series INC 68287N100 911760 46400 SH SOLE 46400 0 0 PHIBRO ANIMAL HEALTH CORP-A Common Series A 71742Q106 944025 20500 SH SOLE 20500 0 0 PHOTRONICS INC CMN Common Series CMN 719405102 562238 70500 SH SOLE 70500 0 0 PERRIGO PLC Common Series PLC G97822103 1283216 17600 SH SOLE 17600 0 0 QUORUM HEALTH CORP Common Series CORP 74909E106 215000 43000 SH SOLE 43000 0 0 ROWAN COMPANIES INC CMN Common Series CMN G7665A101 892100 55000 SH SOLE 55000 0 0 REINSURANCE GROUP OF AMERICA INC Common Series INC 759351604 53392 400 SH SOLE 400 0 0 REALOGY HOLDINGS CORP Common Series CORP 75605Y106 2074800 91000 SH SOLE 91000 0 0 RED ROBIN GRMT BURG Common Series BURG 75689M101 908700 19500 SH SOLE 19500 0 0 JM SMUCKER CO/THE Common Series THE 832696405 1859404 17300 SH SOLE 17300 0 0 SYNCHRONOSS TECHNOLOGIES INC Common Series INC 87157B103 444240 72000 SH SOLE 72000 0 0 S&P GLOBAL INC Common Series INC 78409V104 2487458 12200 SH SOLE 12200 0 0 SYMANTEC CORP Common Series CORP 871503108 956095 46300 SH SOLE 46300 0 0 SYNAPTICS, INC. CMN Common Series CMN 87157D109 710217 14100 SH SOLE 14100 0 0 TIDEWATER INC Common Series INC 88642R109 297979 10300 SH SOLE 10300 0 0 Teva Pharmaceutical Industries Common Series Industries 881624209 3720960 153000 SH SOLE 153000 0 0 TRIUMPH GROUP INC CMN Common Series CMN 896818101 568400 29000 SH SOLE 29000 0 0 TENET HEALTHCARE CORP Common Series CORP 88033G407 1473723 43900 SH SOLE 43900 0 0 TIVO INC CMN Common Series CMN 88870P106 726300 54000 SH SOLE 54000 0 0 THIRD POINT REINSURANCE LTD Common Series LTD G8827U100 875000 70000 SH SOLE 70000 0 0 TRONC INC Common Series INC 89703P107 864000 50000 SH SOLE 50000 0 0 TRAVELERS COS INC/THE Common Series THE 89417E109 1920738 15700 SH SOLE 15700 0 0 ULTRA CLEAN HOLDINGS, INC Common Series INC 90385V107 848260 51100 SH SOLE 51100 0 0 COMPANHIA VALE DO RIO DOCE ADR Common Series ADR 91912E105 1846080 144000 SH SOLE 144000 0 0 VECTRUS INC Common Series INC 92242T101 960197 31155 SH SOLE 31155 0 0 Viacom Inc Common Series Inc 92553P201 1477840 49000 SH SOLE 49000 0 0 VAREX IMAGING CORP Common Series CORP 92214X106 422826 11400 SH SOLE 11400 0 0 VALEANT PHARMACEUTICALS INTERN Common Series INTERN 071734107 2142728 92200 SH SOLE 92200 0 0 VISTRA ENERGY CORP Common Series CORP 92840M102 875420 37000 SH SOLE 37000 0 0 VALVOLINE INC Common Series INC 92047W101 1760112 81600 SH SOLE 81600 0 0 VANGUARD S&P 500 VALUE ETF Common Series ETF 921932703 966420 9100 SH SOLE 9100 0 0 VERIZON COMMUNICATIONS INC. CMN Common Series CMN 92343V104 3013569 59900 SH SOLE 59900 0 0 WADDELL & REED FINANCIAL-A Common Series A 930059100 898500 50000 SH SOLE 50000 0 0 WELLS FARGO Common Series FARGO 949746101 1862784 33600 SH SOLE 33600 0 0 WYNDHAM HOTELS & RESORTS INC Common Series INC 98311A105 188256 3200 SH SOLE 3200 0 0 WHITE MOUNTAINS INSURANCE GRP Common Series GRP G9618E107 1085212 1197 SH SOLE 1197 0 0 WYNDHAM DESTINATIONS INC Common Series INC 98310W108 2248916 50800 SH SOLE 50800 0 0