COMPLIANCE OFFICER

0001731927-23-000004.txt : 20231115 0001731927-23-000004.hdr.sgml : 20231115 20231115144104 ACCESSION NUMBER: 0001731927-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231115 DATE AS OF CHANGE: 20231115 EFFECTIVENESS DATE: 20231115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Elmwood Wealth Management, Inc. CENTRAL INDEX KEY: 0001731927 IRS NUMBER: 460994457 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18747 FILM NUMBER: 231410069 BUSINESS ADDRESS: STREET 1: 2027 FOURTH STREET, SUITE 203 CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 510-858-2722 MAIL ADDRESS: STREET 1: 2027 FOURTH STREET, SUITE 203 CITY: BERKELEY STATE: CA ZIP: 94710 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001731927 XXXXXXXX 09-30-2023 09-30-2023 Elmwood Wealth Management, Inc.

2027 FOURTH STREET, SUITE 203 BERKELEY CA 94710

13F HOLDINGS REPORT 028-18747 N JULIANA MORAVY COMPLIANCE OFFICER 510-900-5791 JULIANA MORAVY OAKLAND CA 11-15-2023 0 117 207318325 false INFORMATION TABLE 2 13_f_q2_2023.xml 4D MOLECULAR THERAPEUTICS IN COM 35104E100 252054 19800 SH SOLE 19800 0 0 ABBOTT LABS COM 002824100 1667370 17216 SH SOLE 17216 0 0 ABBVIE INC COM 00287Y109 346901 2327 SH SOLE 2327 0 0 ALPHABET INC CAP STK CL A 02079K305 1911603 14608 SH SOLE 14608 0 0 ALPHABET INC CAP STK CL C 02079K107 1366362 10363 SH SOLE 10363 0 0 AMAZON COM INC COM 023135106 2340661 18413 SH SOLE 18413 0 0 AMERICAN TOWER CORP NEW COM 03027X100 570642 3470 SH SOLE 3470 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 495197 3999 SH SOLE 3999 0 0 APPLE INC COM 037833100 4910421 28681 SH SOLE 28681 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2135780 6097 SH SOLE 6097 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 745524 12845 SH SOLE 12845 0 0 CARIBOU BIOSCIENCES INC COM 142038108 11301904 2364415 SH SOLE 2364415 0 0 CENCORA INC COM 03073E105 1076041 5979 SH SOLE 5979 0 0 CHEVRON CORP NEW COM 166764100 574815 3409 SH SOLE 3409 0 0 CITIGROUP INC COM NEW 172967424 334346 8129 SH SOLE 8129 0 0 COSTCO WHSL CORP NEW COM 22160K105 2547401 4509 SH SOLE 4509 0 0 CVS HEALTH CORP COM 126650100 1044323 14957 SH SOLE 14957 0 0 DANAHER CORPORATION COM 235851102 1854796 7476 SH SOLE 7476 0 0 DISNEY WALT CO COM 254687106 1189004 14670 SH SOLE 14670 0 0 DOMINION ENERGY INC COM 25746U109 502002 11238 SH SOLE 11238 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 251012 2844 SH SOLE 2844 0 0 ECOLAB INC COM 278865100 802109 4735 SH SOLE 4735 0 0 EXXON MOBIL CORP COM 30231G102 332046 2824 SH SOLE 2824 0 0 FLEXSHARES TR MSTAR EMKT FAC 33939L308 1018328 21238 SH SOLE 21238 0 0 GERON CORP COM 374163103 51304 24200 SH SOLE 24200 0 0 GLOBAL X FDS GENOMIC BIOTECH 37954Y434 677139 66582 SH SOLE 66582 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 942935 17091 SH SOLE 17091 0 0 GLOBAL X FDS RENEWABLE ENERGY 37954Y707 1103349 110335 SH SOLE 110335 0 0 GOLDMAN SACHS ETF TR ACES ULTRA SHR 381430230 1141779 22863 SH SOLE 22863 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 772752 26958 SH SOLE 26958 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 1807987 60206 SH SOLE 60206 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 378193 4490 SH SOLE 4490 0 0 HONEYWELL INTL INC COM 438516106 869202 4705 SH SOLE 4705 0 0 INNOVATOR ETFS TR US EQT PWR BUF 45782C870 3144535 102729 SH SOLE 102729 0 0 INNOVATOR ETFS TR US EQTY PWR BF 45782C680 381915 12300 SH SOLE 12300 0 0 INNOVATOR ETFS TR US EQTY PWR BUF 45782C748 358500 11450 SH SOLE 11450 0 0 INNOVATOR ETFS TR US EQTY PWR BUF 45782C508 960341 27599 SH SOLE 27599 0 0 INNOVATOR ETFS TR US EQTY PWR BUF 45782C813 5572262 165349 SH SOLE 165349 0 0 INNOVATOR ETFS TR US EQTY PWR BUF 45782C797 2444102 71970 SH SOLE 71970 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 2146967 67899 SH SOLE 67899 0 0 INTUIT COM 461202103 1431654 2802 SH SOLE 2802 0 0 INVESCO EXCH TRADED FD TR II GLOBAL WATER 46138E651 1321151 39110 SH SOLE 39110 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 789332 15241 SH SOLE 15241 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 756483 5339 SH SOLE 5339 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1433100 30113 SH SOLE 30113 0 0 ISHARES INC MSCI EQUAL WEITE 464286681 1246606 16575 SH SOLE 16575 0 0 ISHARES INC MSCI PAC JP ETF 464286665 3095481 77815 SH SOLE 77815 0 0 ISHARES TR 20+ YEAR TR BD 46436E338 5133666 177697 SH SOLE 177697 0 0 ISHARES TR CALIF MUN BD ETF 464288356 2713593 49482 SH SOLE 49482 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 2357472 39298 SH SOLE 39298 0 0 ISHARES TR EAFE SML CP ETF 464288273 1799135 31860 SH SOLE 31860 0 0 ISHARES TR EMGR MKT INF ETF 464288216 818842 39686 SH SOLE 39686 0 0 ISHARES TR GL CLEAN ENE ETF 464288224 2032757 139039 SH SOLE 139039 0 0 ISHARES TR GLB INFRASTR ETF 464288372 1284769 29678 SH SOLE 29678 0 0 ISHARES TR NATIONAL MUN ETF 464288414 1393519 13590 SH SOLE 13590 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 6092810 59234 SH SOLE 59234 0 0 ISHARES TR TRS FLT RT BD 46434V860 7600142 149786 SH SOLE 149786 0 0 ISHARES U S ETF TR BLACKROCK SHORT 46431W838 3080002 61835 SH SOLE 61835 0 0 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 7809131 155622 SH SOLE 155622 0 0 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 5594149 110885 SH SOLE 110885 0 0 JOHNSON & JOHNSON COM 478160104 1171849 7524 SH SOLE 7524 0 0 JPMORGAN CHASE & CO COM 46625H100 1662655 11465 SH SOLE 11465 0 0 MARSH & MCLENNAN COS INC COM 571748102 1240376 6518 SH SOLE 6518 0 0 MASTERCARD INCORPORATED CL A 57636Q104 2479189 6262 SH SOLE 6262 0 0 MCCORMICK & CO INC COM NON VTG 579780206 936409 12380 SH SOLE 12380 0 0 MERCK & CO INC COM 58933Y105 279372 2714 SH SOLE 2714 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 1682212 21553 SH SOLE 21553 0 0 MICROSOFT CORP COM 594918104 2236221 7082 SH SOLE 7082 0 0 NEXTERA ENERGY INC COM 65339F101 488111 8520 SH SOLE 8520 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 657945 22153 SH SOLE 22153 0 0 NIKE INC CL B 654106103 1099726 11501 SH SOLE 11501 0 0 NORFOLK SOUTHN CORP COM 655844108 210716 1070 SH SOLE 1070 0 0 NOVARTIS AG SPONSORED ADR 66987V109 821400 8064 SH SOLE 8064 0 0 NVIDIA CORPORATION COM 67066G104 564817 1298 SH SOLE 1298 0 0 PAYPAL HLDGS INC COM 70450Y103 610206 10438 SH SOLE 10438 0 0 PEPSICO INC COM 713448108 2371768 13998 SH SOLE 13998 0 0 PFIZER INC COM 717081103 655885 19773 SH SOLE 19773 0 0 PGIM ETF TR PGIM ULTRA SH BD 69344A107 2658207 53712 SH SOLE 53712 0 0 PHILIP MORRIS INTL INC COM 718172109 309083 3339 SH SOLE 3339 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 2060982 20581 SH SOLE 20581 0 0 PROCTER AND GAMBLE CO COM 742718109 1195687 8197 SH SOLE 8197 0 0 ROCKWELL AUTOMATION INC COM 773903109 1519685 5316 SH SOLE 5316 0 0 SALESFORCE INC COM 79466L302 1457786 7189 SH SOLE 7189 0 0 SCHWAB CHARLES CORP COM 808513105 886346 16145 SH SOLE 16145 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1744969 54108 SH SOLE 54108 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1152138 24058 SH SOLE 24058 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1942174 38383 SH SOLE 38383 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 279227 4126 SH SOLE 4126 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1350128 32596 SH SOLE 32596 0 0 SOUTHERN CO COM 842587107 303900 4696 SH SOLE 4696 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 442442 1035 SH SOLE 1035 0 0 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 3619862 39423 SH SOLE 39423 0 0 SPDR SER TR BLOOMBERG SHORT 78464A334 2961463 114919 SH SOLE 114919 0 0 SPDR SER TR S&P DIVID ETF 78464A763 227012 1974 SH SOLE 1974 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 6197616 160352 SH SOLE 160352 0 0 SSGA ACTIVE ETF TR ULT SHT TRM BD 78467V707 1466151 36408 SH SOLE 36408 0 0 STARBUCKS CORP COM 855244109 876032 9598 SH SOLE 9598 0 0 TESLA INC COM 88160R101 348557 1393 SH SOLE 1393 0 0 THE CIGNA GROUP COM 125523100 271195 948 SH SOLE 948 0 0 TRAVELERS COMPANIES INC COM 89417E109 972838 5957 SH SOLE 5957 0 0 UNION PAC CORP COM 907818108 1179018 5790 SH SOLE 5790 0 0 UNITED RENTALS INC COM 911363109 220952 497 SH SOLE 497 0 0 UNITEDHEALTH GROUP INC COM 91324P102 3196565 6340 SH SOLE 6340 0 0 VANECK ETF TRUST LONG MUNI ETF 92189F536 3017008 180551 SH SOLE 180551 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 1052380 14000 SH SOLE 14000 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 296884 1570 SH SOLE 1570 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 628952 2961 SH SOLE 2961 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 275647 5314 SH SOLE 5314 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1646945 42003 SH SOLE 42003 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 2354688 48954 SH SOLE 48954 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 5473556 95027 SH SOLE 95027 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2498963 16083 SH SOLE 16083 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 5023312 114897 SH SOLE 114897 0 0 VISA INC COM CL A 92826C839 920731 4003 SH SOLE 4003 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 1682688 64078 SH SOLE 64078 0 0 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 3986043 79214 SH SOLE 79214 0 0 XENON PHARMACEUTICALS INC COM 98420N105 343958 10069 SH SOLE 10069 0 0