The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 680 | 3,444 | SH | SOLE | NONE | 3,444 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 701 | 6,561 | SH | SOLE | NONE | 6,561 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 496 | 217 | SH | SOLE | NONE | 217 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 277 | 82 | SH | SOLE | NONE | 82 | 0 | 0 | |
APPLE INC | COM | 037833100 | 13,373 | 99,431 | SH | SOLE | NONE | 99,431 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 505 | 16,964 | SH | SOLE | NONE | 16,964 | 0 | 0 | |
BIG LOTS INC | COM | 089302103 | 223 | 3,314 | SH | SOLE | NONE | 3,314 | 0 | 0 | |
BLACKROCK CAP INVT CORP | NOTE 5.000% 6/1 | 092533AC2 | 25 | 25,000 | PRN | SOLE | NONE | 25,000 | 0 | 0 | |
CIGNA CORP NEW | COM | 125523100 | 438 | 1,722 | SH | SOLE | NONE | 1,722 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 514 | 9,958 | SH | SOLE | NONE | 9,958 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 463 | 8,677 | SH | SOLE | NONE | 8,677 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 454 | 8,382 | SH | SOLE | NONE | 8,382 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 582 | 1,579 | SH | SOLE | NONE | 1,579 | 0 | 0 | |
DIREXION SHS ETF TR | NAS100 EQL WGT | 25459Y207 | 475 | 5,880 | SH | SOLE | NONE | 5,880 | 0 | 0 | |
EMERSON ELEC CO | COM | 291011104 | 509 | 5,553 | SH | SOLE | NONE | 5,553 | 0 | 0 | |
GENWORTH FINL INC | COM CL A | 37247D106 | 73 | 20,595 | SH | SOLE | NONE | 20,595 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 810 | 2,510 | SH | SOLE | NONE | 2,510 | 0 | 0 | |
INDEXIQ ACTIVE ETF TR | IQ MACKAY INSRED | 45409F843 | 2,634 | 95,586 | SH | SOLE | NONE | 95,586 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 285 | 4,380 | SH | SOLE | NONE | 4,380 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 458 | 3,453 | SH | SOLE | NONE | 3,453 | 0 | 0 | |
INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | 46138G805 | 4,104 | 125,696 | SH | SOLE | NONE | 125,696 | 0 | 0 | |
INVESCO EXCH TRADED FD TR II | CALIF AMT MUN | 46138E206 | 253 | 9,025 | SH | SOLE | NONE | 9,025 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2022 CB | 46138J882 | 616 | 28,435 | SH | SOLE | NONE | 28,435 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2021 CB | 46138J700 | 258 | 12,187 | SH | SOLE | NONE | 12,187 | 0 | 0 | |
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 46137V613 | 588 | 3,767 | SH | SOLE | NONE | 3,767 | 0 | 0 | |
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 524 | 3,575 | SH | SOLE | NONE | 3,575 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 266 | 779 | SH | SOLE | NONE | 779 | 0 | 0 | |
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 26,190 | 100,306 | SH | SOLE | NONE | 100,306 | 0 | 0 | |
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 23,321 | 149,600 | SH | SOLE | NONE | 149,600 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 18,401 | 233,751 | SH | SOLE | NONE | 233,751 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 17,251 | 76,913 | SH | SOLE | NONE | 76,913 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 12,948 | 238,855 | SH | SOLE | NONE | 238,855 | 0 | 0 | |
ISHARES TR | NATIONAL MUN ETF | 464288414 | 8,071 | 68,964 | SH | SOLE | NONE | 68,964 | 0 | 0 | |
ISHARES TR | PFD AND INCM SEC | 464288687 | 3,221 | 82,900 | SH | SOLE | NONE | 82,900 | 0 | 0 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,561 | 3,741 | SH | SOLE | NONE | 3,741 | 0 | 0 | |
ISHARES TR | IBONDS DEC2021 | 46435G789 | 1,458 | 56,760 | SH | SOLE | NONE | 56,760 | 0 | 0 | |
ISHARES TR | IBONDS DEC2023 | 46435G318 | 895 | 34,159 | SH | SOLE | NONE | 34,159 | 0 | 0 | |
ISHARES TR | IBONDS DEC2022 | 46435G755 | 858 | 32,576 | SH | SOLE | NONE | 32,576 | 0 | 0 | |
ISHARES TR | MSCI USA QLT FCT | 46432F339 | 585 | 4,605 | SH | SOLE | NONE | 4,605 | 0 | 0 | |
ISHARES TR | IBONDS DEC | 46435U697 | 584 | 21,561 | SH | SOLE | NONE | 21,561 | 0 | 0 | |
ISHARES TR | S&P 100 ETF | 464287101 | 510 | 2,682 | SH | SOLE | NONE | 2,682 | 0 | 0 | |
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 482 | 2,979 | SH | SOLE | NONE | 2,979 | 0 | 0 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 465 | 4,206 | SH | SOLE | NONE | 4,206 | 0 | 0 | |
ISHARES TR | GLOBAL REIT ETF | 46434V647 | 261 | 9,825 | SH | SOLE | NONE | 9,825 | 0 | 0 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 250 | 928 | SH | SOLE | NONE | 928 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 918 | 5,722 | SH | SOLE | NONE | 5,722 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 1,146 | 7,533 | SH | SOLE | NONE | 7,533 | 0 | 0 | |
KIMBERLY-CLARK CORP | COM | 494368103 | 389 | 2,799 | SH | SOLE | NONE | 2,799 | 0 | 0 | |
LAZARD LTD | SHS A | G54050102 | 2,219 | 48,762 | SH | SOLE | NONE | 48,762 | 0 | 0 | |
LEXINGTON REALTY TRUST | COM | 529043101 | 118 | 10,076 | SH | SOLE | NONE | 10,076 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 204 | 521 | SH | SOLE | NONE | 521 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 337 | 1,648 | SH | SOLE | NONE | 1,648 | 0 | 0 | |
MERCK & CO. INC | COM | 58933Y105 | 500 | 6,517 | SH | SOLE | NONE | 6,517 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 915 | 3,525 | SH | SOLE | NONE | 3,525 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 446 | 5,695 | SH | SOLE | NONE | 5,695 | 0 | 0 | |
PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 1,570 | 67,802 | SH | SOLE | NONE | 67,802 | 0 | 0 | |
PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 8 | 10,000 | SH | Put | SOLE | NONE | 10,000 | 0 | 0 |
PEPSICO INC | COM | 713448108 | 582 | 4,093 | SH | SOLE | NONE | 4,093 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 447 | 11,898 | SH | SOLE | NONE | 11,898 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 586 | 4,271 | SH | SOLE | NONE | 4,271 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 567 | 4,115 | SH | SOLE | NONE | 4,115 | 0 | 0 | |
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 7,516 | 121,876 | SH | SOLE | NONE | 121,876 | 0 | 0 | |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 254 | 1,772 | SH | SOLE | NONE | 1,772 | 0 | 0 | |
SKYWEST INC | COM | 830879102 | 219 | 4,167 | SH | SOLE | NONE | 4,167 | 0 | 0 | |
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 | 531 | 1,559 | SH | SOLE | NONE | 1,559 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,282 | 5,488 | SH | SOLE | NONE | 5,488 | 0 | 0 | |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 344 | 699 | SH | SOLE | NONE | 699 | 0 | 0 | |
SPDR SER TR | BLMBRG BRC CNVRT | 78464A359 | 5,479 | 63,552 | SH | SOLE | NONE | 63,552 | 0 | 0 | |
SPDR SER TR | NUVEEN BRC MUNIC | 78468R721 | 1,005 | 19,269 | SH | SOLE | NONE | 19,269 | 0 | 0 | |
SYNNEX CORP | COM | 87162W100 | 232 | 1,916 | SH | SOLE | NONE | 1,916 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 460 | 3,883 | SH | SOLE | NONE | 3,883 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 288 | 1,402 | SH | SOLE | NONE | 1,402 | 0 | 0 | |
TEXAS INSTRS INC | COM | 882508104 | 1,078 | 5,582 | SH | SOLE | NONE | 5,582 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,126 | 2,887 | SH | SOLE | NONE | 2,887 | 0 | 0 | |
VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | 8,043 | 90,008 | SH | SOLE | NONE | 90,008 | 0 | 0 | |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 400 | 4,681 | SH | SOLE | NONE | 4,681 | 0 | 0 | |
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 4,367 | 76,296 | SH | SOLE | NONE | 76,296 | 0 | 0 | |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 719 | 3,120 | SH | SOLE | NONE | 3,120 | 0 | 0 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 206 | 2,143 | SH | SOLE | NONE | 2,143 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 280 | 5,320 | SH | SOLE | NONE | 5,320 | 0 | 0 | |
VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | 337 | 6,119 | SH | SOLE | NONE | 6,119 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 4,065 | 49,186 | SH | SOLE | NONE | 49,186 | 0 | 0 | |
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,458 | 28,547 | SH | SOLE | NONE | 28,547 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 594 | 10,296 | SH | SOLE | NONE | 10,296 | 0 | 0 | |
VIRTUS ALLIANZGI CONVERTIBLE | COM | 92838X102 | 63 | 10,822 | SH | SOLE | NONE | 10,822 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 534 | 2,360 | SH | SOLE | NONE | 2,360 | 0 | 0 | |
WALMART INC | COM | 931142103 | 539 | 3,844 | SH | SOLE | NONE | 3,844 | 0 | 0 |