The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 527 | 2,537 | SH | SOLE | NONE | 0 | 0 | 2,537 | |
ABBOTT LABS | COM | 002824100 | 274 | 3,432 | SH | SOLE | NONE | 0 | 0 | 3,432 | |
ABBVIE INC | COM | 00287Y109 | 402 | 4,989 | SH | SOLE | NONE | 0 | 0 | 4,989 | |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 241 | 1,371 | SH | SOLE | NONE | 0 | 0 | 1,371 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 613 | 521 | SH | SOLE | NONE | 0 | 0 | 521 | |
APPLE INC | COM | 037833100 | 927 | 4,881 | SH | SOLE | NONE | 0 | 0 | 4,881 | |
AT&T INC | COM | 00206R102 | 459 | 14,649 | SH | SOLE | NONE | 0 | 0 | 14,649 | |
BLACKROCK CAPITAL INVESTMENT | NOTE 5.000% 6/1 | 092533AC2 | 25 | 25,000 | PRN | SOLE | NONE | 0 | 0 | 25,000 | |
BLOOM ENERGY CORP | COM CL A | 093712107 | 734 | 56,823 | SH | SOLE | NONE | 0 | 0 | 56,823 | |
BOEING CO | COM | 097023105 | 201 | 526 | SH | SOLE | NONE | 0 | 0 | 526 | |
BOOKING HLDGS INC | COM | 09857L108 | 393 | 225 | SH | SOLE | NONE | 0 | 0 | 225 | |
CENTURYLINK INC | COM | 156700106 | 148 | 12,347 | SH | SOLE | NONE | 0 | 0 | 12,347 | |
CHEVRON CORP NEW | COM | 166764100 | 390 | 3,165 | SH | SOLE | NONE | 0 | 0 | 3,165 | |
CIGNA CORP NEW | COM | 125523100 | 427 | 2,654 | SH | SOLE | NONE | 0 | 0 | 2,654 | |
CISCO SYS INC | COM | 17275R102 | 340 | 6,306 | SH | SOLE | NONE | 0 | 0 | 6,306 | |
COCA COLA CO | COM | 191216100 | 310 | 6,622 | SH | SOLE | NONE | 0 | 0 | 6,622 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 677 | 2,795 | SH | SOLE | NONE | 0 | 0 | 2,795 | |
EMERSON ELEC CO | COM | 291011104 | 318 | 4,645 | SH | SOLE | NONE | 0 | 0 | 4,645 | |
EXXON MOBIL CORP | COM | 30231G102 | 499 | 6,175 | SH | SOLE | NONE | 0 | 0 | 6,175 | |
GENWORTH FINL INC | COM CL A | 37247D106 | 50 | 12,938 | SH | SOLE | NONE | 0 | 0 | 12,938 | |
HOME DEPOT INC | COM | 437076102 | 321 | 1,673 | SH | SOLE | NONE | 0 | 0 | 1,673 | |
HONEYWELL INTL INC | COM | 438516106 | 328 | 2,065 | SH | SOLE | NONE | 0 | 0 | 2,065 | |
INTEL CORP | COM | 458140100 | 358 | 6,672 | SH | SOLE | NONE | 0 | 0 | 6,672 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 356 | 2,524 | SH | SOLE | NONE | 0 | 0 | 2,524 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2019 CB | 46138J304 | 3,142 | 149,122 | SH | SOLE | NONE | 0 | 0 | 149,122 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 CB | 46138J502 | 3,119 | 146,970 | SH | SOLE | NONE | 0 | 0 | 146,970 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2021 CB | 46138J700 | 2,369 | 112,670 | SH | SOLE | NONE | 0 | 0 | 112,670 | |
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 1,306 | 12,502 | SH | SOLE | NONE | 0 | 0 | 12,502 | |
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 46137V613 | 960 | 8,469 | SH | SOLE | NONE | 0 | 0 | 8,469 | |
INVESCO EXCHANGE TRADED FD T | ZACKS MID CAP | 46137Y401 | 446 | 6,555 | SH | SOLE | NONE | 0 | 0 | 6,555 | |
INVESCO EXCHNG TRADED FD TR | FTSE RAFI SML | 46138E735 | 207 | 6,933 | SH | SOLE | NONE | 0 | 0 | 6,933 | |
INVESCO EXCHNG TRADED FD TR | S&P MIDCP LOW | 46138E198 | 422 | 8,488 | SH | SOLE | NONE | 0 | 0 | 8,488 | |
INVIVO THERAPEUTICS HLDGS CO | COM PAR | 46186M407 | 17 | 11,250 | SH | SOLE | NONE | 0 | 0 | 11,250 | |
ISHARES INC | MIN VOL EMRG MKT | 464286533 | 698 | 11,780 | SH | SOLE | NONE | 0 | 0 | 11,780 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 753 | 3,974 | SH | SOLE | NONE | 0 | 0 | 3,974 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 757 | 9,811 | SH | SOLE | NONE | 0 | 0 | 9,811 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,381 | 8,366 | SH | SOLE | NONE | 0 | 0 | 8,366 | |
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 14,943 | 121,006 | SH | SOLE | NONE | 0 | 0 | 121,006 | |
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 14,677 | 96,968 | SH | SOLE | NONE | 0 | 0 | 96,968 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 8,036 | 52,490 | SH | SOLE | NONE | 0 | 0 | 52,490 | |
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 928 | 7,741 | SH | SOLE | NONE | 0 | 0 | 7,741 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 11,673 | 179,976 | SH | SOLE | NONE | 0 | 0 | 179,976 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 3,658 | 85,224 | SH | SOLE | NONE | 0 | 0 | 85,224 | |
ISHARES TR | S&P 100 ETF | 464287101 | 363 | 2,900 | SH | SOLE | NONE | 0 | 0 | 2,900 | |
ISHARES TR | CORE US AGGBD ET | 464287226 | 828 | 7,591 | SH | SOLE | NONE | 0 | 0 | 7,591 | |
ISHARES TR | EAFE VALUE ETF | 464288877 | 473 | 9,671 | SH | SOLE | NONE | 0 | 0 | 9,671 | |
ISHARES TR | NATIONAL MUN ETF | 464288414 | 336 | 3,019 | SH | SOLE | NONE | 0 | 0 | 3,019 | |
ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | 865 | 8,677 | SH | SOLE | NONE | 0 | 0 | 8,677 | |
ISHARES TR | USA QUALITY FCTR | 46432F339 | 938 | 10,598 | SH | SOLE | NONE | 0 | 0 | 10,598 | |
ISHARES TR | IBONDS SEP19 ETF | 46429B564 | 819 | 32,164 | SH | SOLE | NONE | 0 | 0 | 32,164 | |
ISHARES TR | IBONDS SEP2020 | 46434V571 | 1,320 | 51,748 | SH | SOLE | NONE | 0 | 0 | 51,748 | |
ISHARES TR | IBONDS DEC2022 | 46435G755 | 823 | 31,732 | SH | SOLE | NONE | 0 | 0 | 31,732 | |
ISHARES TR | IBONDS DEC2021 | 46435G789 | 1,256 | 48,938 | SH | SOLE | NONE | 0 | 0 | 48,938 | |
ISHARES TR | IBONDS DEC2023 | 46435G318 | 839 | 32,941 | SH | SOLE | NONE | 0 | 0 | 32,941 | |
JOHNSON & JOHNSON | COM | 478160104 | 645 | 4,614 | SH | SOLE | NONE | 0 | 0 | 4,614 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 782 | 7,721 | SH | SOLE | NONE | 0 | 0 | 7,721 | |
KAR AUCTION SVCS INC | COM | 48238T109 | 214 | 4,167 | SH | SOLE | NONE | 0 | 0 | 4,167 | |
LAZARD LTD | SHS A | G54050102 | 1,762 | 48,762 | SH | SOLE | NONE | 0 | 0 | 48,762 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 311 | 1,035 | SH | SOLE | NONE | 0 | 0 | 1,035 | |
MCDONALDS CORP | COM | 580135101 | 386 | 2,034 | SH | SOLE | NONE | 0 | 0 | 2,034 | |
MERCK & CO INC | COM | 58933Y105 | 415 | 4,985 | SH | SOLE | NONE | 0 | 0 | 4,985 | |
MICROSOFT CORP | COM | 594918104 | 517 | 4,382 | SH | SOLE | NONE | 0 | 0 | 4,382 | |
NEXTERA ENERGY INC | COM | 65339F101 | 206 | 1,065 | SH | SOLE | NONE | 0 | 0 | 1,065 | |
OLD DOMINION FREIGHT LINE IN | COM | 679580100 | 297 | 2,056 | SH | SOLE | NONE | 0 | 0 | 2,056 | |
ORGANOVO HLDGS INC | COM | 68620A104 | 20 | 20,000 | SH | SOLE | NONE | 0 | 0 | 20,000 | |
PEPSICO INC | COM | 713448108 | 444 | 3,624 | SH | SOLE | NONE | 0 | 0 | 3,624 | |
PFIZER INC | COM | 717081103 | 328 | 7,728 | SH | SOLE | NONE | 0 | 0 | 7,728 | |
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 205 | 2,019 | SH | SOLE | NONE | 0 | 0 | 2,019 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 351 | 3,372 | SH | SOLE | NONE | 0 | 0 | 3,372 | |
PROSHARES TR | S&P 500 DV ARIST | 74348A467 | 947 | 13,971 | SH | SOLE | NONE | 0 | 0 | 13,971 | |
QUALCOMM INC | COM | 747525103 | 338 | 5,920 | SH | SOLE | NONE | 0 | 0 | 5,920 | |
QUICKLOGIC CORP | COM | 74837P108 | 10 | 15,633 | SH | SOLE | NONE | 0 | 0 | 15,633 | |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 212 | 3,118 | SH | SOLE | NONE | 0 | 0 | 3,118 | |
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 413 | 7,899 | SH | SOLE | NONE | 0 | 0 | 7,899 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 234 | 3,544 | SH | SOLE | NONE | 0 | 0 | 3,544 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 540 | 21,002 | SH | SOLE | NONE | 0 | 0 | 21,002 | |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 504 | 6,807 | SH | SOLE | NONE | 0 | 0 | 6,807 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 684 | 7,456 | SH | SOLE | NONE | 0 | 0 | 7,456 | |
SOUTHWEST AIRLS CO | COM | 844741108 | 477 | 9,197 | SH | SOLE | NONE | 0 | 0 | 9,197 | |
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 670 | 2,585 | SH | SOLE | NONE | 0 | 0 | 2,585 | |
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 383 | 10,722 | SH | SOLE | NONE | 0 | 0 | 10,722 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,484 | 8,794 | SH | SOLE | NONE | 0 | 0 | 8,794 | |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 683 | 1,977 | SH | SOLE | NONE | 0 | 0 | 1,977 | |
SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 | 251 | 5,174 | SH | SOLE | NONE | 0 | 0 | 5,174 | |
SPDR SER TR | NUVEEN BRC MUNIC | 78468R721 | 1,073 | 21,783 | SH | SOLE | NONE | 0 | 0 | 21,783 | |
SPDR SER TR | SPDR BLOOMBERG | 78468R663 | 2,582 | 28,184 | SH | SOLE | NONE | 0 | 0 | 28,184 | |
SPDR SER TR | PORTFOLIO SH TSR | 78468R101 | 802 | 26,951 | SH | SOLE | NONE | 0 | 0 | 26,951 | |
SPDR SER TR | RUSSELL YIELD | 78468R770 | 271 | 3,907 | SH | SOLE | NONE | 0 | 0 | 3,907 | |
SPDR SERIES TRUST | S&P 600 SMCP GRW | 78464A201 | 312 | 5,224 | SH | SOLE | NONE | 0 | 0 | 5,224 | |
SPDR SERIES TRUST | PORTFOLIO TL STK | 78464A805 | 540 | 15,359 | SH | SOLE | NONE | 0 | 0 | 15,359 | |
SPDR SERIES TRUST | PRTFLO S&P500 VL | 78464A508 | 455 | 15,036 | SH | SOLE | NONE | 0 | 0 | 15,036 | |
SPDR SERIES TRUST | S&P 400 MDCP VAL | 78464A839 | 410 | 8,140 | SH | SOLE | NONE | 0 | 0 | 8,140 | |
SPDR SERIES TRUST | PORTFOLIO MD ETF | 78464A847 | 329 | 9,860 | SH | SOLE | NONE | 0 | 0 | 9,860 | |
SPDR SERIES TRUST | PORTFOLIO LN TSR | 78464A664 | 2,266 | 62,283 | SH | SOLE | NONE | 0 | 0 | 62,283 | |
SPDR SERIES TRUST | PORTFOLIO AGRGTE | 78464A649 | 2,970 | 104,080 | SH | SOLE | NONE | 0 | 0 | 104,080 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 240 | 5,858 | SH | SOLE | NONE | 0 | 0 | 5,858 | |
TARGET CORP | COM | 87612E106 | 210 | 2,620 | SH | SOLE | NONE | 0 | 0 | 2,620 | |
TEXAS INSTRS INC | COM | 882508104 | 591 | 5,576 | SH | SOLE | NONE | 0 | 0 | 5,576 | |
UNION PACIFIC CORP | COM | 907818108 | 288 | 1,720 | SH | SOLE | NONE | 0 | 0 | 1,720 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 608 | 2,459 | SH | SOLE | NONE | 0 | 0 | 2,459 | |
VANECK VECTORS ETF TR | AMT FREE INT ETF | 92189H201 | 217 | 4,449 | SH | SOLE | NONE | 0 | 0 | 4,449 | |
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 2,538 | 45,508 | SH | SOLE | NONE | 0 | 0 | 45,508 | |
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 817 | 7,590 | SH | SOLE | NONE | 0 | 0 | 7,590 | |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 822 | 5,112 | SH | SOLE | NONE | 0 | 0 | 5,112 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 538 | 12,652 | SH | SOLE | NONE | 0 | 0 | 12,652 | |
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 526 | 10,480 | SH | SOLE | NONE | 0 | 0 | 10,480 | |
VANGUARD MUN BD FD INC | TAX EXEMPT BD | 922907746 | 725 | 13,893 | SH | SOLE | NONE | 0 | 0 | 13,893 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 234 | 2,933 | SH | SOLE | NONE | 0 | 0 | 2,933 | |
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 3,280 | 80,265 | SH | SOLE | NONE | 0 | 0 | 80,265 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 395 | 6,686 | SH | SOLE | NONE | 0 | 0 | 6,686 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 454 | 7,176 | SH | SOLE | NONE | 0 | 0 | 7,176 | |
WALMART INC | COM | 931142103 | 320 | 3,284 | SH | SOLE | NONE | 0 | 0 | 3,284 | |
WINTRUST FINL CORP | COM | 97650W108 | 235 | 3,493 | SH | SOLE | NONE | 0 | 0 | 3,493 | |
WISDOMTREE TR | FUTRE STRAT FD | 97717W125 | 1,378 | 35,431 | SH | SOLE | NONE | 0 | 0 | 35,431 | |
WISDOMTREE TR | DYNAMIC LNG EQ | 97717X313 | 1,046 | 35,652 | SH | SOLE | NONE | 0 | 0 | 35,652 |