0001683168-23-000031.txt : 20230104
0001683168-23-000031.hdr.sgml : 20230104
20230104200900
ACCESSION NUMBER: 0001683168-23-000031
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230101
FILED AS OF DATE: 20230104
DATE AS OF CHANGE: 20230104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Willson Brent
CENTRAL INDEX KEY: 0001731873
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41447
FILM NUMBER: 23509322
MAIL ADDRESS:
STREET 1: 5271 CAMINITO EXQUISITO
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NeoVolta Inc.
CENTRAL INDEX KEY: 0001748137
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 825299263
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 13651 DANIELSON STREET
STREET 2: SUITE A
CITY: POWAY
STATE: CA
ZIP: 92064
BUSINESS PHONE: 800-364-5464
MAIL ADDRESS:
STREET 1: 13651 DANIELSON STREET
STREET 2: SUITE A
CITY: POWAY
STATE: CA
ZIP: 92064
FORMER COMPANY:
FORMER CONFORMED NAME: NeoVolta, Inc.
DATE OF NAME CHANGE: 20220613
FORMER COMPANY:
FORMER CONFORMED NAME: NeoVolta Inc.
DATE OF NAME CHANGE: 20180725
4
1
ownership.xml
X0306
4
2023-01-01
0
0001748137
NeoVolta Inc.
NEOV
0001731873
Willson Brent
C/O NEOVOLTA, INC.
13651 DANIELSON STREET, SUITE A
POWAY
CA
92064
1
1
0
0
Chief Executive Officer
Common Stock
2023-01-01
4
M
0
50000
A
50000
D
Restricted Stock Units
2023-01-01
4
M
0
50000
D
Common Stock
50000
100000
D
Issued upon conversion of restricted stock units that convert into common stock on a one-for-one basis.
The reporting person was granted 300,000 restricted stock units (RSUs), vesting as follows: (i) 50,000 of the RSUs vested on January 1, 2023; and (ii) 100,000 RSUs shall vest shall vest on the occurrence of both of the following events: (A) the Company producing at least 2,000 energy storage systems during 2022; and (B) the earliest of (1) a change in control or (2) the termination of the reporting person's employment by the Company without cause (as defined in the employment agreement between the Company and reporting person dated on or about the date hereof) or (3) the death of reporting person, or (4) January 1, 2023, provided the reporting person is serving as an employee of the Company on such date.
Does not include 4,000,000 shares held by Canmore International, Inc., an entity affiliated with the reporting person.
/s/ Brent Willson
2023-01-04