DIRECTOR OF COMPLIANCE

0001731837-21-000002.txt : 20210205 0001731837-21-000002.hdr.sgml : 20210205 20210205101314 ACCESSION NUMBER: 0001731837-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20210205 DATE AS OF CHANGE: 20210205 EFFECTIVENESS DATE: 20210205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GPS Wealth Strategies Group, LLC CENTRAL INDEX KEY: 0001731837 IRS NUMBER: 814337278 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20575 FILM NUMBER: 21594422 BUSINESS ADDRESS: STREET 1: 8751 E. HAMPDEN AVE, STE C-1 CITY: DENVER STATE: CO ZIP: 80231 BUSINESS PHONE: 3036956988 MAIL ADDRESS: STREET 1: 8751 E. HAMPDEN AVE, STE C-1 CITY: DENVER STATE: CO ZIP: 80231 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001731837 XXXXXXXX 09-30-2020 09-30-2020 GPS Wealth Strategies Group, LLC

8751 E. HAMPDEN AVE, STE C-1 DENVER CO 80231

13F HOLDINGS REPORT 028-20575 N DARLA DOUGLAS DIRECTOR OF COMPLIANCE 7204145412 DARLA DOUGLAS DENVER CO 02-05-2021 0 150 248018 false INFORMATION TABLE 2 gps3rdquarter202013F.xml 3M COMPANY Common Stock 88579Y101 263 1643 SH SOLE 0 1643 0 1643 ABBOTT LABORATORIES Common Stock 002824100 389 3575 SH SOLE 0 3575 0 3575 ABBVIE INC Common Stock 00287Y109 966 11030 SH SOLE 0 11030 0 11030 ADOBE INC Common Stock 00724F101 1479 3016 SH SOLE 0 3016 0 3016 ADVANCED MICRO Common Stock 007903107 539 6578 SH SOLE 0 6578 0 6578 AFLAC INC Common Stock 001055102 909 25012 SH SOLE 0 25012 0 25012 ALIBABA GROUP Common Stock 01609W102 247 839 SH SOLE 0 839 0 839 ALPHABET INC Common Stock 02079K107 1324 901 SH SOLE 0 901 0 901 ALPHABET INC Common Stock 02079K305 1253 855 SH SOLE 0 855 0 855 AMAZON COM Common Stock 023135106 17970 5707 SH SOLE 0 5707 0 5707 AMERICAN TOWER Common Stock 03027X100 252 1041 SH SOLE 0 1041 0 1041 APPLE INC Common Stock 037833100 18044 155805 SH SOLE 0 155805 0 155805 ARTHUR J Common Stock 363576109 218 2065 SH SOLE 0 2065 0 2065 ASTRAZENECA PLC Common Stock 046353108 204 3729 SH SOLE 0 3729 0 3729 AT&T INC Common Stock 00206R102 1603 56216 SH SOLE 0 56216 0 56216 ATMOS ENERGY CORP Common Stock 049560105 424 4439 SH SOLE 0 4439 0 4439 BERKSHIRE HATHAWAY Common Stock 084670702 1864 8753 SH SOLE 0 8753 0 8753 BIOGEN INC Common Stock 09062X103 276 972 SH SOLE 0 972 0 972 BLACKSTONE GROUP Common Stock 09260D107 383 7341 SH SOLE 0 7341 0 7341 BOEING COMPANY Common Stock 097023105 338 2045 SH SOLE 0 2045 0 2045 BRISTOL MYERS Common Stock 110122108 283 4693 SH SOLE 0 4693 0 4693 BROADCOM INC Common Stock 11135F101 305 837 SH SOLE 0 837 0 837 BROOKFIELD INFRASTRUCTRE Oil & Gas, Real Estate and REIT G16252101 259 5441 SH SOLE 0 5441 0 5441 CATERPILLAR INC Common Stock 149123101 509 3413 SH SOLE 0 3413 0 3413 CHEGG INC Common Stock 163092109 238 3332 SH SOLE 0 3332 0 3332 CHEMED CORP Common Stock 16359R103 794 1653 SH SOLE 0 1653 0 1653 CHEVRON CORP Common Stock 166764100 302 4192 SH SOLE 0 4192 0 4192 CHURCH & DWIGHT Common Stock 171340102 243 2594 SH SOLE 0 2594 0 2594 CINTAS CORP Common Stock 172908105 389 1168 SH SOLE 0 1168 0 1168 CLOROX COMPANY Common Stock 189054109 617 2934 SH SOLE 0 2934 0 2934 COLGATE-PALMOLIVE Common Stock 194162103 204 2638 SH SOLE 0 2638 0 2638 COMCAST CORP Common Stock 20030N101 542 11726 SH SOLE 0 11726 0 11726 CONSOLIDATED EDISON Common Stock 209115104 1401 18010 SH SOLE 0 18010 0 18010 COSTCO WHOLESALE Common Stock 22160K105 2843 8008 SH SOLE 0 8008 0 8008 DELAWARE INVESTMENTS MF Closed and MF Open 246101109 147 10595 SH SOLE 0 10595 0 10595 DOCUSIGN INC Common Stock 256163106 1379 6407 SH SOLE 0 6407 0 6407 DOLLAR GENL Common Stock 256677105 296 1412 SH SOLE 0 1412 0 1412 DTE ENERGY Common Stock 233331107 488 4243 SH SOLE 0 4243 0 4243 EBAY INC Common Stock 278642103 215 4124 SH SOLE 0 4124 0 4124 EDWARDS LIFESCIENCES Common Stock 28176E108 1028 12876 SH SOLE 0 12876 0 12876 ENBRIDGE INC Common Stock 29250N105 305 10446 SH SOLE 0 10446 0 10446 ENTERPRISE PRODUCTS Oil & Gas, Real Estate and REIT 293792107 164 10412 SH SOLE 0 10412 0 10412 ETSY INC Common Stock 29786A106 324 2663 SH SOLE 0 2663 0 2663 EXXON MOBIL Common Stock 30231G102 319 9282 SH SOLE 0 9282 0 9282 FACEBOOK INC Common Stock 30303M102 1138 4346 SH SOLE 0 4346 0 4346 FIRST TRUST MF Closed and MF Open 33733E104 417 6588 SH SOLE 0 6588 0 6588 FIRST TRUST MF Closed and MF Open 33733E203 281 1785 SH SOLE 0 1785 0 1785 FIRST TRUST MF Closed and MF Open 33734H106 736 23400 SH SOLE 0 23400 0 23400 FIRST TRUST MF Closed and MF Open 33734X192 346 4412 SH SOLE 0 4412 0 4412 FIRST TRUST MF Closed and MF Open 33738R506 279 8517 SH SOLE 0 8517 0 8517 FIRST TRUST MF Closed and MF Open 33739H101 523 30830 SH SOLE 0 30830 0 30830 FIRST TRUST MF Closed and MF Open 33739Q200 1408 27253 SH SOLE 0 27253 0 27253 FS KKR Common Stock 302635206 1030 64930 SH SOLE 0 64930 0 64930 GARMIN LTD Common Stock H2906T109 1200 12653 SH SOLE 0 12653 0 12653 GENERAL MILLS Common Stock 370334104 840 13612 SH SOLE 0 13612 0 13612 GILEAD SCIENCES Common Stock 375558103 353 5587 SH SOLE 0 5587 0 5587 GOLDMAN SACHS MF Closed and MF Open 381430206 260 7926 SH SOLE 0 7926 0 7926 HOME DEPOT Common Stock 437076102 3196 11509 SH SOLE 0 11509 0 11509 HONEYWELL INTL Common Stock 438516106 1563 9496 SH SOLE 0 9496 0 9496 ILLINOIS TOOL Common Stock 452308109 571 2956 SH SOLE 0 2956 0 2956 INTEL CORP Common Stock 458140100 2029 39191 SH SOLE 0 39191 0 39191 INTL BUSINESS Common Stock 459200101 305 2504 SH SOLE 0 2504 0 2504 INVESCO EXCHANGE MF Closed and MF Open 46138E354 1384 25809 SH SOLE 0 25809 0 25809 INVESCO QQQ MF Closed and MF Open 46090E103 37659 135543 SH SOLE 0 135543 0 135543 ISHARES CORE MF Closed and MF Open 464287200 919 2735 SH SOLE 0 2735 0 2735 ISHARES CORE MF Closed and MF Open 46434V621 757 19034 SH SOLE 0 19034 0 19034 ISHARES EXPANDED MF Closed and MF Open 464287515 12613 40540 SH SOLE 0 40540 0 40540 ISHARES MSCI MF Closed and MF Open 46429B697 6175 96901 SH SOLE 0 96901 0 96901 ISHARES RUSSELL MF Closed and MF Open 464287614 371 1712 SH SOLE 0 1712 0 1712 ISHARES RUSSELL MF Closed and MF Open 464287622 518 2770 SH SOLE 0 2770 0 2770 ISHARES U S MF Closed and MF Open 464288810 910 3037 SH SOLE 0 3037 0 3037 JOHNSON & JOHNSON Common Stock 478160104 1428 9595 SH SOLE 0 9595 0 9595 JPMORGAN CHASE Common Stock 46625H100 461 4789 SH SOLE 0 4789 0 4789 KIMBERLY CLARK Common Stock 494368103 1741 11792 SH SOLE 0 11792 0 11792 LAM RESEARCH CORPORATION Common Stock 512807108 342 1032 SH SOLE 0 1032 0 1032 LINDE PLC Common Stock G5494J103 303 1270 SH SOLE 0 1270 0 1270 LOCKHEED MARTIN Common Stock 539830109 1562 4075 SH SOLE 0 4075 0 4075 LOWES COMPANIES Common Stock 548661107 318 1917 SH SOLE 0 1917 0 1917 LUMEN TECHNOLOGIES Common Stock 156700106 193 19145 SH SOLE 0 19145 0 19145 MASTERCARD INC Common Stock 57636Q104 859 2540 SH SOLE 0 2540 0 2540 MATCH GROUP Common Stock 57667L107 1192 10774 SH SOLE 0 10774 0 10774 MCDONALDS CORP Common Stock 580135101 1828 8328 SH SOLE 0 8328 0 8328 MERCK & COMPANY Common Stock 58933Y105 229 2760 SH SOLE 0 2760 0 2760 MICROSOFT CORP Common Stock 594918104 10772 51215 SH SOLE 0 51215 0 51215 NETFLIX INC Common Stock 64110L106 628 1256 SH SOLE 0 1256 0 1256 NEXTERA ENERGY Common Stock 65339F101 1108 3992 SH SOLE 0 3992 0 3992 NIKE INC Common Stock 654106103 1945 15494 SH SOLE 0 15494 0 15494 NORTHROP GRUMMAN Common Stock 666807102 333 1054 SH SOLE 0 1054 0 1054 NORWEGIAN CRUISE Common Stock G66721104 223 13052 SH SOLE 0 13052 0 13052 NUVEEN FLOATING MF Closed and MF Open 6706EN100 240 29265 SH SOLE 0 29265 0 29265 NVIDIA CORP Common Stock 67066G104 2287 4226 SH SOLE 0 4226 0 4226 PAYCOM SOFTWARE Common Stock 70432V102 297 953 SH SOLE 0 953 0 953 PAYPAL HOLDINGS Common Stock 70450Y103 4968 25216 SH SOLE 0 25216 0 25216 PEPSICO INC Common Stock 713448108 1600 11542 SH SOLE 0 11542 0 11542 PFIZER INC Common Stock 717081103 460 12523 SH SOLE 0 12523 0 12523 PIMCO CORPORATE MF Closed and MF Open 72200U100 589 37755 SH SOLE 0 37755 0 37755 PIMCO DYNAMIC MF Closed and MF Open 72201Y101 234 9210 SH SOLE 0 9210 0 9210 PINNACLE WEST Common Stock 723484101 503 6743 SH SOLE 0 6743 0 6743 PPL CORP Common Stock 69351T106 358 13175 SH SOLE 0 13175 0 13175 PROCTER & GAMBLE Common Stock 742718109 711 5116 SH SOLE 0 5116 0 5116 PROSHARES TRUST MF Closed and MF Open 74348A467 587 8136 SH SOLE 0 8136 0 8136 QUALCOMM INC Common Stock 747525103 241 2048 SH SOLE 0 2048 0 2048 QUIDEL CORP Common Stock 74838J101 403 1835 SH SOLE 0 1835 0 1835 REPUBLIC SERVICES Common Stock 760759100 463 4959 SH SOLE 0 4959 0 4959 SALESFORCE.COM INC Common Stock 79466L302 4226 16815 SH SOLE 0 16815 0 16815 SECTOR ENERGY MF Closed and MF Open 81369Y506 251 8364 SH SOLE 0 8364 0 8364 SECTOR FINANCIAL MF Closed and MF Open 81369Y605 232 9637 SH SOLE 0 9637 0 9637 SECTOR TECHNOLOGY MF Closed and MF Open 81369Y803 664 5692 SH SOLE 0 5692 0 5692 SERVICENOW INC Common Stock 81762P102 2524 5204 SH SOLE 0 5204 0 5204 SHERWIN WILLIAMS Common Stock 824348106 849 1219 SH SOLE 0 1219 0 1219 SIRIUS XM Common Stock 82968B103 86 16024 SH SOLE 0 16024 0 16024 SMUCKER JM Common Stock 832696405 417 3611 SH SOLE 0 3611 0 3611 SOUTHERN COMPANY Common Stock 842587107 272 5018 SH SOLE 0 5018 0 5018 SOUTHWEST AIRLINES Common Stock 844741108 399 10631 SH SOLE 0 10631 0 10631 SPDR DOW MF Closed and MF Open 78467X109 419 1510 SH SOLE 0 1510 0 1510 SPDR PORTFOLIO MF Closed and MF Open 78464A409 597 11919 SH SOLE 0 11919 0 11919 SPDR S&P MF Closed and MF Open 78462F103 6633 19807 SH SOLE 0 19807 0 19807 SPLUNK INC Common Stock 848637104 1098 5838 SH SOLE 0 5838 0 5838 SQUARE INC Common Stock 852234103 541 3327 SH SOLE 0 3327 0 3327 STARBUCKS CORP Common Stock 855244109 972 11318 SH SOLE 0 11318 0 11318 SYSCO CORP Common Stock 871829107 394 6334 SH SOLE 0 6334 0 6334 TARGET CORP Common Stock 87612E106 2473 15712 SH SOLE 0 15712 0 15712 TELADOC HEALTH Common Stock 87918A105 1025 4675 SH SOLE 0 4675 0 4675 TESLA INC Common Stock 88160R101 659 1537 SH SOLE 0 1537 0 1537 TRACTOR SUPPLY Common Stock 892356106 269 1876 SH SOLE 0 1876 0 1876 TRADE DESK Common Stock 88339J105 363 699 SH SOLE 0 699 0 699 UNION PACIFIC CORP Common Stock 907818108 943 4789 SH SOLE 0 4789 0 4789 UNITEDHEALTH GROUP Common Stock 91324P102 859 2756 SH SOLE 0 2756 0 2756 VANGUARD CONSUMER MF Closed and MF Open 92204A108 557 2373 SH SOLE 0 2373 0 2373 VANGUARD GROWTH MF Closed and MF Open 922908736 2429 10672 SH SOLE 0 10672 0 10672 VANGUARD INFORMATION MF Closed and MF Open 92204A702 20924 67183 SH SOLE 0 67183 0 67183 VANGUARD S&P MF Closed and MF Open 922908363 464 1507 SH SOLE 0 1507 0 1507 VEEVA SYSTEMS Common Stock 922475108 207 736 SH SOLE 0 736 0 736 VERIZON COMMUNICATIONS Common Stock 92343V104 1896 31875 SH SOLE 0 31875 0 31875 VICTORYSHARES U S MF Closed and MF Open 92647N824 557 11749 SH SOLE 0 11749 0 11749 VICTORYSHARES US MF Closed and MF Open 92647N766 641 11813 SH SOLE 0 11813 0 11813 VISA INC Common Stock 92826C839 4255 21277 SH SOLE 0 21277 0 21277 W P CAREY Common Stock 92936U109 361 5533 SH SOLE 0 5533 0 5533 WALMART INC Common Stock 931142103 792 5659 SH SOLE 0 5659 0 5659 WALT DISNEY Common Stock 254687106 1582 12753 SH SOLE 0 12753 0 12753 WASTE MANAGEMENT Common Stock 94106L109 3536 31244 SH SOLE 0 31244 0 31244 WILLIAMS SONOMA Common Stock 969904101 549 6075 SH SOLE 0 6075 0 6075 WISDOMTREE TRUST MF Closed and MF Open 97717X669 462 9321 SH SOLE 0 9321 0 9321 X TRACKERS MF Closed and MF Open 233051200 423 13810 SH SOLE 0 13810 0 13810 X TRACKERS MF Closed and MF Open 233051515 250 9256 SH SOLE 0 9256 0 9256 XCEL ENERGY Common Stock 98389B100 432 6266 SH SOLE 0 6266 0 6266 XERIS PHARMACEUTICALS Common Stock 98422L107 270 45500 SH SOLE 0 45500 0 45500 YORK WATER COMPANY Common Stock 987184108 226 5335 SH SOLE 0 5335 0 5335 ZOOM VIDEO Common Stock 98980L101 314 667 SH SOLE 0 667 0 667