0001144204-18-059712.txt : 20181114 0001144204-18-059712.hdr.sgml : 20181114 20181114122333 ACCESSION NUMBER: 0001144204-18-059712 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SWS Partners CENTRAL INDEX KEY: 0001731731 IRS NUMBER: 000000000 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18639 FILM NUMBER: 181181934 BUSINESS ADDRESS: STREET 1: 807 KINNEAR ROAD STREET 2: SUITE 100 CITY: COLUMBUS STATE: OH ZIP: 43212 BUSINESS PHONE: 614-670-5733 MAIL ADDRESS: STREET 1: 807 KINNEAR ROAD STREET 2: SUITE 100 CITY: COLUMBUS STATE: OH ZIP: 43212 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001731731 XXXXXXXX 09-30-2018 09-30-2018 false SWS Partners

807 Kinnear Road Suite 100 Columbus OH 43212

13F HOLDINGS REPORT 028-18639 N Michael Stafford 614-670-5733 /s/ Michael Stafford Columbus OH 11-01-2018 0 102 157512 INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 2565 27113 SH SOLE 0 0 22463 INVESCO ZACKS MULTI-ASSET INCOME ETF GUG MULTI ASSET 18383M506 2180 98277 SH SOLE 0 0 98277 IQ HEDGE MULTI-STRATEGY TRACKER ETF HEDGE MLTI ETF 45409B107 838 27287 SH SOLE 0 0 27287 ISHARES CORE S&P SMALL-CAP ETF CORE S&P SCP ETF 464287804 1972 22605 SH SOLE 0 0 22605 ALTRIA GROUP INC COM 02209S103 2583 42823 SH SOLE 0 0 35017 3M CO COM 88579Y101 288 1369 SH SOLE 0 0 1369 ARCHER-DANIELS-MIDLN COM 039483102 2670 53112 SH SOLE 0 0 43542 ARES CAPITAL CORP COM 04010L103 2546 120477 SH SOLE 0 0 120477 ACCENTURE PLC F CLASS A SHS CLASS A G1151C101 313 1838 SH SOLE 0 0 1838 AEGON N V F SPONSORED ADR 1 ADR REPS 1 ORD SHS NY REGISTRY SH 007924103 100 15491 SH SOLE 0 0 15491 ALPHABET INC. CLASS A CAP STK CL C 02079K305 1091 904 SH SOLE 0 0 904 ALPS ALERIAN MLP ETF ALERIAN MLP 00162Q866 166 15556 SH SOLE 0 0 15556 ALPS SECTOR DIVIDEND DOGS ETF SECTR DIV DOGS 00162Q858 2181 47553 SH SOLE 0 0 47553 AT&T INC COM 00206R102 2692 66055 SH SOLE 0 0 66055 AMAZON.COM INC COM 023135106 1789 893 SH SOLE 0 0 893 APPLE INC COM 037833100 1391 6161 SH SOLE 0 0 6161 BB&T CORP COM 054937107 1870 29747 SH SOLE 0 0 38516 ATLASSIAN CORP PLC F CLASS A CL A G06242104 280 2911 SH SOLE 0 0 2911 CISCO SYSTEMS INC COM 17275R102 2776 46341 SH SOLE 0 0 46341 BOEING CO COM 097023105 435 1169 SH SOLE 0 0 1169 CDW CORP COM 12514G108 209 2345 SH SOLE 0 0 2345 CHARLES SCHWAB CORP COM 808513105 279 5682 SH SOLE 0 0 5682 CHARLES SCHWAB US MC ETF US MID-CAP ETF 808524508 329 5694 SH SOLE 0 0 5694 CROWN CASTLE INTL CORP COM COM 22822V101 973 8742 SH SOLE 0 0 4371 CME GROUP INC CLASS A COM 12572Q105 284 1668 SH SOLE 0 0 1668 CONSTELLATION BRAND CLASS A COM 21036P108 328 1520 SH SOLE 0 0 1520 DOMINION ENERGY INC COM 25746U109 2039 29019 SH SOLE 0 0 22377 EATON CORP PLC F SHS G29183103 2690 25162 SH SOLE 0 0 25162 JOHNSON & JOHNSON COM 478160104 2682 15808 SH SOLE 0 0 15808 EDWARDS LIFESCIENCES COM 28176E108 304 1748 SH SOLE 0 0 1748 FACEBOOK INC CLASS A COM 30303M102 673 4090 SH SOLE 0 0 4090 FAIR ISAAC INTL CORP COM 303250104 311 1359 SH SOLE 0 0 1359 GLOBAL PAYMENTS INC COM 37940X102 207 1626 SH SOLE 0 0 1626 GLOBAL X MLP ETF GLBL X MLP ETF 37950E473 2666 279139 SH SOLE 0 0 279139 HOME DEPOT INC COM 437076102 421 2033 SH SOLE 0 0 2033 HONEYWELL INTL INC TRADES WITH DUE BILLS COM 438516106 388 2330 SH SOLE 0 0 2330 ILLUMINA INC COM 452327109 566 1543 SH SOLE 0 0 1543 INTUITIVE SURGICAL COM NEW 46120E602 534 930 SH SOLE 0 0 930 INVESCO FUNDAMENTAL HIGH YIELD CORPORATE BOND ETF FDM HG YLD RAFI 73936T557 2045 110340 SH SOLE 0 0 110340 INVESCO PREFERRED ETF PFD PORTFOLIO 73936T565 3560 248612 SH SOLE 0 0 248612 INVESCO S&P 500 LOW VOLATILITY ETF S&P500 LOW VOL 73937B779 2449 49448 SH SOLE 0 0 49448 ISHARES CORE MSCI TOTL INTL STCK ETF CORE MSCI TOTAL 46432F834 364 6031 SH SOLE 0 0 6031 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 3421 11688 SH SOLE 0 0 11688 ISHARES CORE S&P MID CAP ETF CORE S&P MCP ETF 464287507 2889 14350 SH SOLE 0 0 14350 ISHARES IBOXX HIGH YIELD BOND ETF IBOXX HI YD ETF 464288513 544 6291 SH SOLE 0 0 6291 ISHARES INTERNATIONAL SEL DIV ETF INTL SEL DIV ETF 464288448 395 12108 SH SOLE 0 0 12108 ISHARES INTERNATIONAL TRSRY BND ETF INTL TREA BD ETF 464288117 307 6367 SH SOLE 0 0 6367 ISHARES NATIONAL MUNI BOND ETF NATIONAL MUN ETF 464288414 1208 11196 SH SOLE 0 0 11196 J B HUNT TRANSPORT COM 445658107 323 2715 SH SOLE 0 0 2715 J P MORGAN CHASE & CO COM 46625H100 851 7543 SH SOLE 0 0 7543 KONINKLIJKE PHILIPS N F SPONSORED ADR 1 ADR REPS 1 ORD SHS COM 500472303 2538 45343 SH SOLE 0 0 45343 JPMORGAN DIVRSIFD RTRN US EQY ETF JPMORGAN DIVER 46641Q407 992 13303 SH SOLE 0 0 13303 MAXIM INTEGRATED PRO COM 57772K101 2278 32923 SH SOLE 0 0 32923 LOCKHEED MARTIN CORP COM 539830109 349 1010 SH SOLE 0 0 1010 MERCK & CO. INC. COM 58933Y105 3235 36417 SH SOLE 0 0 36417 METLIFE INC COM 59156R108 2532 43977 SH SOLE 0 0 43977 NUCOR CORP COM 670346105 244 31116 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 1308 11433 SH SOLE 0 0 11433 MONSTER BEVERAGE CORPORA COM 61174X109 322 5529 SH SOLE 0 0 5529 NETFLIX INC COM 64110L106 482 1288 SH SOLE 0 0 1288 PAYCHEX INC COM 704326107 2620 28997 SH SOLE 0 0 28997 NUVEEN REAL ASSET INCOME COM 67074Y105 379 23546 SH SOLE 0 0 23546 NUVEEN TAX ADVNTGD DIVDN COM 67073G105 218 12268 SH SOLE 0 0 12268 NVIDIA CORP COM 67066G104 904 3216 SH SOLE 0 0 3216 PINNACLE WEST CAP COM 723484101 2468 25429 SH SOLE 0 0 25429 PAYPAL HOLDINGS INCORPOR COM 70450Y103 334 3805 SH SOLE 0 0 3805 PIMCO INVEST GRADE CORP BND IDX ETF INV GRD CRP BD 72201R817 4143 41187 SH SOLE 0 0 41187 REALTY INCOME CORP REIT COM 756109104 841 16542 SH SOLE 0 0 8271 SIX FLAGS ENTERTAINM COM 83001A102 2572 30225 SH SOLE 0 0 30225 SALESFORCE COM COM 79466L302 386 2426 SH SOLE 0 0 2426 SCHWAB EMERGING MARKETS EQUITY ETF EMRG MKTEQ ETF 808524706 248 9662 SH SOLE 0 0 9662 SCHWAB INTERMEDIATE TERM US TRS ETF INTRM TRM TRES 808524854 6875 132739 SH SOLE 0 0 132739 SCHWAB INTERNATIONAL EQUITY ETF INTL EQTY ETF 808524805 8256 246220 SH SOLE 0 0 246220 SCHWAB US AGGREGATE BOND ETF US AGGREGATE B 808524839 4655 92629 SH SOLE 0 0 92629 SCHWAB US DIVIDEND EQUITY ETF US DIVIDEND EQ 808524797 1014 19129 SH SOLE 0 0 19129 SCHWAB US LARGE CAP ETF US LRG CAP ETF 808524201 10317 148312 SH SOLE 0 0 148312 SERVICE NOW INC COM 81762P102 364 1863 SH SOLE 0 0 1863 TORONTO-DOMINION BK F COM 891160509 2548 34005 SH SOLE 0 0 34005 SPDR BLMBRG BRCLY INTL TRSRY ETF BLOMBERG INTL TR 78464A516 625 22843 SH SOLE 0 0 22843 SPDR INTRMDT TRM CRPRATE BND ETF BLOMBRG BRC INTR 78464A375 2059 61837 SH SOLE 0 0 61837 SPDR NUVEEN BLMBRG BARCLAYS MUN BD ETF BARCLAYS MUN BD ETF 78464A458 2577 54276 SH SOLE 0 0 54276 SPDR S&P EMERGING MARKETS DIVID ETF S&P EM MKT DIV 78463X533 3240 105408 SH SOLE 0 0 105408 SPDR S&P GLOBAL DIVIDEND ETF S&P GLBDIV ETF 78463X459 2057 30303 SH SOLE 0 0 30303 SPDR S&P INTERNATIONAL DIVIDEND ETF S&P INTL ETF 78463X772 1285 33901 SH SOLE 0 0 33901 SPDR SSGA INCOME ALLOCATION ETF INCOM ALLO ETF 78467V202 2079 63917 SH SOLE 0 0 63917 SPDR WELLS FARGO PREFERRED STOCK ETF WELLS FG PFD ETF 78464A292 1654 38807 SH SOLE 0 0 38807 SPLUNK INC COM 848637104 205 1697 SH SOLE 0 0 1697 SQUARE INC CLASS A CL A 852234103 784 7920 SH SOLE 0 0 7920 UNITEDHEALTH GRP INC COM 91324P102 639 2401 SH SOLE 0 0 2401 VALERO ENERGY CORP COM 91913Y100 2660 19158 SH SOLE 0 0 19158 VANGUARD FTSE EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 1009 24607 SH SOLE 0 0 24607 VANGUARD GLBAL EX US REAL ESTATE ETF GLB EX US ETF 922042676 265 4723 SH SOLE 0 0 4723 VANGUARD HIGH DIVIDEND YIELD ETF HIGH DIV YLD 921946406 2952 33896 SH SOLE 0 0 33896 VANGUARD INTERNATNL HGH DIV YLD ETF INTL HIGH ETF 921946794 1154 18365 SH SOLE 0 0 18365 VANGUARD MORTGAGE BACKED SEC ETF IV MORTG-BACK SEC 92206C771 1498 29372 SH SOLE 0 0 29372 VANGUARD REAL ESTATE ETF REIT ETF 922908553 526 6524 SH SOLE 0 0 6524 VERTEX PHARMACEUTICA COM 92532F100 297 1539 SH SOLE 0 0 1539 VISA INC CLASS A COM 92826C839 520 3466 SH SOLE 0 0 3466 VOYA NATURAL RESURCS EQT COM 92913C106 174 27105 SH SOLE 0 0 27105 WAYFAIR INC CLASS A CL A 94419L101 365 2470 SH SOLE 0 0 2470 WORKDAY INC CLASS A CL A 98138H101 282 1930 SH SOLE 0 0 1930 XILINX INC COM 983919101 219 2732 SH SOLE 0 0 2732