Chief Compliance Officer

0001606587-21-000248.txt : 20210209 0001606587-21-000248.hdr.sgml : 20210209 20210209132952 ACCESSION NUMBER: 0001606587-21-000248 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210209 DATE AS OF CHANGE: 20210209 EFFECTIVENESS DATE: 20210209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D.B. Root & Company, LLC CENTRAL INDEX KEY: 0001731717 IRS NUMBER: 821414976 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18659 FILM NUMBER: 21605350 BUSINESS ADDRESS: STREET 1: 436 SEVENTH AVENUE STREET 2: SUITE 2800 CITY: PITTSBURGH STATE: PA ZIP: 15219 BUSINESS PHONE: (412) 227-2835 MAIL ADDRESS: STREET 1: 436 SEVENTH AVENUE STREET 2: SUITE 2800 CITY: PITTSBURGH STATE: PA ZIP: 15219 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001731717 XXXXXXXX 12-31-2020 12-31-2020 false D.B. Root & Company, LLC

436 Seventh Avenue Suite 2800 Pittsburgh PA 15219

13F HOLDINGS REPORT 028-18659 N Heather Ostrowski Chief Compliance Officer 412-227-2800 Heather Ostrowski Pittsburgh PA 02-09-2021 0 199 250475 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M Co COM 88579Y101 1569 8978 SH SOLE NONE 0 0 8978 AbbVie Inc COM 00287Y109 1211 11309 SH SOLE NONE 0 0 11309 Accenture PLC A SHS CLASS A G1151C101 239 915 SH SOLE NONE 0 0 915 Activision Blizzard Inc COM 00507V109 644 6937 SH SOLE NONE 0 0 6937 ALCON AG ORD SHS ORD SHS H01301128 1071 16245 SH SOLE NONE 0 0 16245 Alibaba Group Holding LTD ADR SPONSORED ADS 01609W102 1260 5414 SH SOLE NONE 0 0 5414 Alphabet Inc A CAP STK CL A 02079K305 1559 890 SH SOLE NONE 0 0 890 Altria Group Inc COM 02209S103 693 16918 SH SOLE NONE 0 0 16918 Amazon.com Inc COM 023135106 3081 946 SH SOLE NONE 0 0 946 American Express Co COM 025816109 627 5193 SH SOLE NONE 0 0 5193 American Tower Corp COM 03027X100 545 2430 SH SOLE NONE 0 0 2430 Annaly Capital Management Inc COM 035710409 841 99643 SH SOLE NONE 0 0 99643 Apple Inc COM 037833100 7828 58995 SH SOLE NONE 0 0 58995 AT&T Inc COM 00206R102 1057 36755 SH SOLE NONE 0 0 36755 Automatic Data Processing Inc COM 053015103 3513 19939 SH SOLE NONE 0 0 19939 Becton Dickinson & Co COM 075887109 975 3900 SH SOLE NONE 0 0 3900 BERKLEY W R CORP COM COM 084423102 544 8204 SH SOLE NONE 0 0 8204 Berkshire Hathaway Inc A CL A 084670108 347 1 SH SOLE NONE 0 0 1 Berkshire Hathaway Inc B CL B NEW 084670702 2193 9461 SH SOLE NONE 0 0 9461 BHP Billiton LTD ADR SPONSORED ADS 088606108 1224 18736 SH SOLE NONE 0 0 18736 Biomarin Pharmaceutical Inc COM 09061G101 613 6996 SH SOLE NONE 0 0 6996 Bristol-Myers Squibb Co COM 110122108 1038 16743 SH SOLE NONE 0 0 16743 Broadridge Financial Solutions Inc COM 11133T103 494 3226 SH SOLE NONE 0 0 3226 C.H. Robinson Worldwide Inc COM NEW 12541W209 688 7335 SH SOLE NONE 0 0 7335 CABOT OIL & GAS CORP COM COM 127097103 775 47630 SH SOLE NONE 0 0 47630 Cameco Corp COM 13321L108 488 36484 SH SOLE NONE 0 0 36484 CBOE Global Markets Inc COM 12503M108 206 2218 SH SOLE NONE 0 0 2218 CDK Global Inc COM 12508E101 221 4266 SH SOLE NONE 0 0 4266 CDW Corp COM 12514G108 461 3502 SH SOLE NONE 0 0 3502 CHARTER COMMUNICATIONS INC NEW CL A CL A 16119P108 873 1320 SH SOLE NONE 0 0 1320 Chevron Corp COM 166764100 863 10221 SH SOLE NONE 0 0 10221 Cisco Systems Inc COM 17275R102 1098 24556 SH SOLE NONE 0 0 24556 Cliffs Natural Resources Inc COM 185899101 152 10498 SH SOLE NONE 0 0 10498 CME Group Inc A COM 12572Q105 218 1202 SH SOLE NONE 0 0 1202 Coca Cola Co COM 191216100 2010 36666 SH SOLE NONE 0 0 36666 CONCHO RES INC COM COM 20605P101 560 9613 SH SOLE NONE 0 0 9613 ConocoPhillips COM 20825C104 379 9482 SH SOLE NONE 0 0 9482 Consumer Discret Select Sector SPDR ETF SBI CONS DISCR 81369Y407 1633 10161 SH SOLE NONE 0 0 10161 Consumer Staples Select Sector SPDR ETF SBI CONS STPLS 81369Y308 353 5237 SH SOLE NONE 0 0 5237 COPART INC COM COM 217204106 642 5046 SH SOLE NONE 0 0 5046 Corning Inc COM 219350105 1052 29231 SH SOLE NONE 0 0 29231 Costco Wholesale Corp COM 22160K105 1112 2952 SH SOLE NONE 0 0 2952 Cummins Inc COM 231021106 922 4060 SH SOLE NONE 0 0 4060 CurrencyShares Swiss Franc ETF SWISS FRANC 46138R108 223 2168 SH SOLE NONE 0 0 2168 CVS Health Corp COM 126650100 910 13332 SH SOLE NONE 0 0 13332 Diageo PLC ADR SPON ADR NEW 25243Q205 1046 6590 SH SOLE NONE 0 0 6590 DOLLAR TREE INC COM COM 256746108 465 4309 SH SOLE NONE 0 0 4309 Dominion Energy Inc COM 25746U109 1134 15087 SH SOLE NONE 0 0 15087 DOUGLAS DYNAMICS INC COM COM 25960R105 617 14442 SH SOLE NONE 0 0 14442 Duke Energy Corp COM NEW 26441C204 910 9949 SH SOLE NONE 0 0 9949 Eaton Corp PLC SHS G29183103 768 6394 SH SOLE NONE 0 0 6394 Electronic Arts Inc COM 285512109 443 3089 SH SOLE NONE 0 0 3089 EMCOR GROUP INC COM COM 29084Q100 330 3611 SH SOLE NONE 0 0 3611 Enbridge Inc COM 29250N105 536 16783 SH SOLE NONE 0 0 16783 ENERGIZER HLDGS INC NEW COM COM 29272W109 609 14442 SH SOLE NONE 0 0 14442 EOG Resources Inc COM 26875P101 426 8554 SH SOLE NONE 0 0 8554 EQT Corp COM 26884L109 372 29292 SH SOLE NONE 0 0 29292 Equinix Inc COM 29444U700 665 932 SH SOLE NONE 0 0 932 Expedia Inc COM NEW 30212P303 1394 10536 SH SOLE NONE 0 0 10536 Exxon Mobil Corp COM 30231G102 1480 35924 SH SOLE NONE 0 0 35924 Facebook Inc A CL A 30303M102 1751 6412 SH SOLE NONE 0 0 6412 FACTSET RESH SYS INC COM COM 303075105 400 1204 SH SOLE NONE 0 0 1204 Fidelity MSCI Financials ETF MSCI FINLS IDX 316092501 276 6547 SH SOLE NONE 0 0 6547 Fidelity Total Bond ETF TOTAL BD ETF 316188309 409 7543 SH SOLE NONE 0 0 7543 Financial Select Sector SPDR ETF SBI INT-FINL 81369Y605 680 23070 SH SOLE NONE 0 0 23070 First Trust Health Care AlphaDEX ETF HLTH CARE ALPH 33734X143 204 1900 SH SOLE NONE 0 0 1900 First Trust Materials AlphaDEX ETF MATERIALS 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SOLE NONE 0 0 21990 Intercontinental Exchange Inc COM 45866F104 855 7420 SH SOLE NONE 0 0 7420 INVESCO BULLETSHARES 2021 CORPORATE BOND ETF BULSHS 2021 CB 46138J700 531 25071 SH SOLE NONE 0 0 25071 Invesco International Corporate Bond ETF INTL CORP BD 46138E636 205 6791 SH SOLE NONE 0 0 6791 Invesco S&P Mid-Cap Low Volatility ETF S&P MIDCP LOW 46138E198 365 7591 SH SOLE NONE 0 0 7591 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 271 723 SH SOLE NONE 0 0 723 iShares Core US Aggregate Bond ETF CORE US AGGBD ET 464287226 846 7158 SH SOLE NONE 0 0 7158 iShares Emerging Markets Bond ETF JPMORGAN USD EMG 464288281 357 3084 SH SOLE NONE 0 0 3084 iShares International Select Dividend ETF INTL SEL DIV ETF 464288448 909 30864 SH SOLE NONE 0 0 30864 iShares National Muni Bond ETF NATIONAL MUN ETF 464288414 528 4511 SH SOLE NONE 0 0 4511 iShares Russell 1000 Growth ETF RUS 1000 GRW ETF 464287614 489 2028 SH SOLE NONE 0 0 2028 iShares Russell 2000 Growth ETF RUS 2000 GRW ETF 464287648 510 1781 SH SOLE NONE 0 0 1781 iShares S&P Small-Cap ETF CORE S&P SCP ETF 464287804 522 5684 SH SOLE NONE 0 0 5684 J&J Snack Foods Corp COM 466032109 788 5073 SH SOLE NONE 0 0 5073 JM Smucker Co COM NEW 832696405 653 5651 SH SOLE NONE 0 0 5651 Johnson & Johnson COM 478160104 2407 15295 SH SOLE NONE 0 0 15295 JP Morgan Chase & Co COM 46625H100 320 2522 SH SOLE NONE 0 0 2522 Kansas City Southern COM NEW 485170302 492 2411 SH SOLE NONE 0 0 2411 Koppers Holdings Inc COM 50060P106 1137 36521 SH SOLE NONE 31016 0 5505 Littelfuse Inc COM 537008104 616 2419 SH SOLE NONE 0 0 2419 Lockheed Martin Corp COM 539830109 1045 2944 SH SOLE NONE 0 0 2944 Main Street Capital Corp COM 56035L104 672 20838 SH SOLE NONE 0 0 20838 MARTIN MARIETTA MATLS INC COM COM 573284106 249 878 SH SOLE NONE 0 0 878 Mastercard Inc A CL A 57636Q104 1744 4886 SH SOLE NONE 0 0 4886 McDonald's Corp COM 580135101 1244 5801 SH SOLE NONE 0 0 5801 Medtronic PLC SHS G5960L103 489 4179 SH SOLE NONE 0 0 4179 Merck & Co Inc COM 58933Y105 329 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NONE 0 0 4949 Pfizer Inc COM 717081103 1241 33732 SH SOLE NONE 0 0 33732 Philip Morris International Inc COM 718172109 299 3612 SH SOLE NONE 0 0 3612 PIONEER NAT RES CO COM COM 723787107 657 5773 SH SOLE NONE 0 0 5773 PNC Financial Services Group Inc COM 693475105 2640 17719 SH SOLE NONE 0 0 17719 PowerShares DB Precious Metals ETF PRECIOUS METAL 46140H502 479 9083 SH SOLE NONE 0 0 9083 PowerShares QQQ ETF UNIT SER 1 46090E103 1671 5327 SH SOLE NONE 0 0 5327 PowerShares S&P 500 Low Volatility ETF S&P500 LOW VOL 46138E354 3130 55674 SH SOLE NONE 0 0 55674 PowerShares S&P 500 Quality ETF S&P500 QUALITY 46137V241 774 18395 SH SOLE NONE 0 0 18395 PPG Industries Inc COM 693506107 2956 20500 SH SOLE NONE 0 0 20500 Procter & Gamble Co COM 742718109 202 1452 SH SOLE NONE 0 0 1452 Qualcomm Inc COM 747525103 1835 12049 SH SOLE NONE 0 0 12049 Raytheon Technologies Corp COM 75513E101 934 13072 SH SOLE NONE 0 0 13072 Retail Properties of America CL A 76131V202 149 17475 SH SOLE NONE 0 0 17475 RH COM 74967X103 2487 5559 SH SOLE NONE 0 0 5559 RYANAIR HOLDINGS PLC SPONSORED ADS SPONSORED ADS 783513203 647 5884 SH SOLE NONE 0 0 5884 S&P GLOBAL INC COM COM 78409V104 296 902 SH SOLE NONE 0 0 902 Salesforce.com Inc COM 79466L302 332 1495 SH SOLE NONE 0 0 1495 SBA Communications Corp A CL A 78410G104 532 1887 SH SOLE NONE 0 0 1887 Schlumberger LTD COM 806857108 240 11023 SH SOLE NONE 0 0 11023 Schwab Emerging Markets Equity ETF EMRG MKTEQ ETF 808524706 451 14723 SH SOLE NONE 0 0 14723 Schwab Intermediate-Term US Treasury ETF INTRM TRM TRES 808524854 1746 30005 SH SOLE NONE 0 0 30005 Schwab International Equity ETF INTL EQTY ETF 808524805 3156 87645 SH SOLE NONE 0 0 87645 Schwab Short-Term US Treasury ETF SHT TM US TRES 808524862 10291 200253 SH SOLE NONE 0 0 200253 Schwab US Aggregate Bond ETF US AGGREGATE B 808524839 15957 284796 SH SOLE NONE 0 0 284796 Schwab US Broad Market ETF US BRD MKT ETF 808524102 8352 91792 SH SOLE NONE 0 0 91792 Schwab US Dividend Equity ETF US DIVIDEND EQ 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5719 32066 SH SOLE NONE 0 0 32066 SPDR S&P 500 ETF TR UNIT 78462F103 418 1119 SH SOLE NONE 0 0 1119 Starbucks Corp COM 855244109 1209 11304 SH SOLE NONE 0 0 11304 Stryker Corp COM 863667101 612 2500 SH SOLE NONE 0 0 2500 Sysco Corp COM 871829107 1020 13735 SH SOLE NONE 0 0 13735 Technology Select Sector SPDR ETF TECHNOLOGY 81369Y803 6501 50006 SH SOLE NONE 0 0 50006 Tesla Inc COM 88160R101 2870 4068 SH SOLE NONE 0 0 4068 Texas Instruments Inc COM 882508104 315 1921 SH SOLE NONE 0 0 1921 The Home Depot Inc COM 437076102 1697 6389 SH SOLE NONE 0 0 6389 Thermo Fisher Scientific Inc COM 883556102 551 1183 SH SOLE NONE 0 0 1183 Total SA ADR SPONSORED ADS 89151E109 248 5938 SH SOLE NONE 0 0 5938 Tractor Supply Co COM 892356106 708 5037 SH SOLE NONE 0 0 5037 Trane Technologies SHS G8994E103 390 2693 SH SOLE NONE 0 0 2693 TRIMBLE INC COM COM 896239100 482 7221 SH SOLE NONE 0 0 7221 Unilever PLC ADR SPON ADR NEW 904767704 1240 20551 SH SOLE NONE 0 0 20551 Union Pacific Corp COM 907818108 351 1687 SH SOLE NONE 0 0 1687 United Parcel Service Inc B CL B 911312106 806 4787 SH SOLE NONE 0 0 4787 Utilities Select Sector SPDR ETF SBI INT-UTILS 81369Y886 292 4660 SH SOLE NONE 0 0 4660 Vanguard Dividend Appreciation ETF DIV APP ETF 921908844 4432 31395 SH SOLE NONE 0 0 31395 Vanguard FTSE Emerging Markets ETF FTSE EMR MKT ETF 922042858 1314 26224 SH SOLE NONE 0 0 26224 Vanguard FTSE Europe ETF FTSE EUROPE ETF 922042874 417 6928 SH SOLE NONE 0 0 6928 Vanguard FTSE Pacific ETF FTSE PACIFIC ETF 922042866 469 5901 SH SOLE NONE 0 0 5901 Vanguard Growth ETF GROWTH ETF 922908736 372 1469 SH SOLE NONE 0 0 1469 Vanguard Health Care ETF HEALTH CAR ETF 92204A504 202 904 SH SOLE NONE 0 0 904 Vanguard High Dividend Yield Index HIGH DIV YLD 921946406 464 5074 SH SOLE NONE 0 0 5074 Vanguard Interm-Term Corp Bond ETF INT-TERM CORP 92206C870 906 9333 SH SOLE NONE 0 0 9333 Vanguard S&P 500 ETF S&P 500 ETF SHS 922908363 2112 6147 SH SOLE NONE 0 0 6147 Vanguard Short-Term Corporate Bond ETF SHRT TRM CORP BD 92206C409 2847 34202 SH SOLE NONE 0 0 34202 Vanguard Small-Cap Value ETF SM CP VAL ETF 922908611 552 3888 SH SOLE NONE 0 0 3888 Vanguard Total Bond Market ETF TOTAL BND MRKT 921937835 1966 22298 SH SOLE NONE 0 0 22298 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 10958 56299 SH SOLE NONE 0 0 56299 Verizon Communications Inc COM 92343V104 1540 26226 SH SOLE NONE 3245 0 22981 Vertex Pharmaceuticals Inc COM 92532F100 571 2419 SH SOLE NONE 0 0 2419 Visa Inc A COM CL A 92826C839 1485 6791 SH SOLE NONE 0 0 6791 VULCAN MATLS CO COM COM 929160109 454 3067 SH SOLE NONE 0 0 3067 W.P. Carey Inc COM 92936U109 586 8305 SH SOLE NONE 0 0 8305 Wal-Mart Stores Inc COM 931142103 1428 9907 SH SOLE NONE 0 0 9907 Walt Disney Co COM 254687106 447 2468 SH SOLE NONE 0 0 2468 Zoetis Inc CL A 98978V103 235 1422 SH SOLE NONE 0 0 1422