Chief Compliance Officer

0001606587-20-001091.txt : 20201022 0001606587-20-001091.hdr.sgml : 20201022 20201021174026 ACCESSION NUMBER: 0001606587-20-001091 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201022 DATE AS OF CHANGE: 20201021 EFFECTIVENESS DATE: 20201022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D.B. Root & Company, LLC CENTRAL INDEX KEY: 0001731717 IRS NUMBER: 821414976 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18659 FILM NUMBER: 201251208 BUSINESS ADDRESS: STREET 1: 436 SEVENTH AVENUE STREET 2: SUITE 2800 CITY: PITTSBURGH STATE: PA ZIP: 15219 BUSINESS PHONE: (412) 227-2835 MAIL ADDRESS: STREET 1: 436 SEVENTH AVENUE STREET 2: SUITE 2800 CITY: PITTSBURGH STATE: PA ZIP: 15219 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001731717 XXXXXXXX 09-30-2020 09-30-2020 false D. B. Root & Company, LLC

436 Seventh Avenue Suite 2800 Pittsburgh PA 15219

13F HOLDINGS REPORT 028-18659 N Heather Ostrowski Chief Compliance Officer 412-227-2800 Heather Ostrowski Pittsburgh PA 10-20-2020 0 203 249159 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M Co COM 88579Y101 1387 8660 SH SOLE NONE 0 0 8660 AbbVie Inc COM 00287Y109 1052 12010 SH SOLE NONE 0 0 12010 Accenture PLC A SHS CLASS A G1151C101 257 1140 SH SOLE NONE 0 0 1140 Activision Blizzard Inc COM 00507V109 814 10056 SH SOLE NONE 0 0 10056 ALCON AG ORD SHS ORD SHS H01301128 929 16322 SH SOLE NONE 0 0 16322 Alibaba Group Holding LTD ADR SPONSORED ADS 01609W102 1148 3907 SH SOLE NONE 0 0 3907 Alphabet Inc A CAP STK CL A 02079K305 1066 728 SH SOLE NONE 0 0 728 Altria Group Inc COM 02209S103 753 19490 SH SOLE NONE 0 0 19490 Amazon.com Inc COM 023135106 2326 739 SH SOLE NONE 0 0 739 American Tower Corp COM 03027X100 614 2544 SH SOLE NONE 0 0 2544 Annaly Capital Management Inc COM 035710409 729 102527 SH SOLE NONE 0 0 102527 Apple Inc COM 037833100 6080 52505 SH SOLE NONE 0 0 52505 AT&T Inc COM 00206R102 1052 36914 SH SOLE NONE 0 0 36914 Automatic Data Processing Inc COM 053015103 2826 20265 SH SOLE NONE 0 0 20265 Becton Dickinson & Co COM 075887109 895 3849 SH SOLE NONE 0 0 3849 BERKLEY W R CORP COM COM 084423102 503 8235 SH SOLE NONE 0 0 8235 Berkshire Hathaway Inc A CL A 084670108 320 1 SH SOLE NONE 0 0 1 Berkshire Hathaway Inc B CL B NEW 084670702 2164 10163 SH SOLE NONE 0 0 10163 BHP Billiton LTD ADR SPONSORED ADS 088606108 1023 19796 SH SOLE NONE 0 0 19796 Biomarin Pharmaceutical Inc COM 09061G101 534 7022 SH SOLE NONE 0 0 7022 Bristol-Myers Squibb Co COM 110122108 1075 17846 SH SOLE NONE 0 0 17846 Broadridge Financial Solutions Inc COM 11133T103 422 3200 SH SOLE NONE 0 0 3200 C.H. Robinson Worldwide Inc COM NEW 12541W209 688 6733 SH SOLE NONE 0 0 6733 CABOT OIL & GAS CORP COM COM 127097103 827 47680 SH SOLE NONE 0 0 47680 Cameco Corp COM 13321L108 369 36565 SH SOLE NONE 0 0 36565 CDW Corp COM 12514G108 368 3085 SH SOLE NONE 0 0 3085 CHARTER COMMUNICATIONS INC NEW CL A CL A 16119P108 831 1332 SH SOLE NONE 0 0 1332 Chevron Corp COM 166764100 824 11448 SH SOLE NONE 0 0 11448 Cisco Systems Inc COM 17275R102 979 24863 SH SOLE NONE 0 0 24863 Cliffs Natural Resources Inc COM 185899101 86 13398 SH SOLE NONE 0 0 13398 CME Group Inc A COM 12572Q105 200 1200 SH SOLE NONE 0 0 1200 Coca Cola Co COM 191216100 1779 36053 SH SOLE NONE 0 0 36053 CONCHO RES INC COM COM 20605P101 421 9555 SH SOLE NONE 0 0 9555 ConocoPhillips COM 20825C104 318 9691 SH SOLE NONE 0 0 9691 Consumer Discret Select Sector SPDR ETF SBI CONS DISCR 81369Y407 1519 10336 SH SOLE NONE 0 0 10336 Consumer Staples Select Sector SPDR ETF SBI CONS STPLS 81369Y308 351 5480 SH SOLE NONE 0 0 5480 COPART INC COM COM 217204106 535 5093 SH SOLE NONE 0 0 5093 Corning Inc COM 219350105 1027 31709 SH SOLE NONE 0 0 31709 Costco Wholesale Corp COM 22160K105 951 2680 SH SOLE NONE 0 0 2680 CurrencyShares Swiss Franc ETF SWISS FRANC 46138R108 422 4257 SH SOLE NONE 0 0 4257 CVS Health Corp COM 126650100 857 14675 SH SOLE NONE 0 0 14675 Diageo PLC ADR SPON ADR NEW 25243Q205 982 7139 SH SOLE NONE 0 0 7139 DOLLAR TREE INC COM COM 256746108 395 4330 SH SOLE NONE 0 0 4330 Dominion Energy Inc COM 25746U109 1308 16583 SH SOLE NONE 0 0 16583 DOUGLAS DYNAMICS INC COM COM 25960R105 377 11030 SH SOLE NONE 0 0 11030 Duke Energy Corp COM NEW 26441C204 955 10793 SH SOLE NONE 0 0 10793 Dunkin Brands Group Inc COM 265504100 726 8874 SH SOLE NONE 0 0 8874 Eaton Corp PLC SHS G29183103 673 6604 SH SOLE NONE 0 0 6604 Electronic Arts Inc COM 285512109 596 4575 SH SOLE NONE 0 0 4575 Enbridge Inc COM 29250N105 503 17229 SH SOLE NONE 0 0 17229 EOG Resources Inc COM 26875P101 308 8575 SH SOLE NONE 0 0 8575 EQT Corp COM 26884L109 379 29324 SH SOLE NONE 0 0 29324 Equinix Inc COM 29444U700 716 942 SH SOLE NONE 0 0 942 Expedia Inc COM NEW 30212P303 1233 13450 SH SOLE NONE 0 0 13450 Exxon Mobil Corp COM 30231G102 1077 31384 SH SOLE NONE 0 0 31384 Facebook Inc A CL A 30303M102 1209 4619 SH SOLE NONE 0 0 4619 Fidelity MSCI Financials ETF MSCI FINLS IDX 316092501 221 6547 SH SOLE NONE 0 0 6547 Financial Select Sector SPDR ETF SBI INT-FINL 81369Y605 576 23938 SH SOLE NONE 0 0 23938 First Trust Technology AlphaDEX ETF TECH ALPHADEX 33734X176 320 3530 SH SOLE NONE 0 0 3530 First Trust Value Line Dividend ETF SHS 33734H106 1543 49065 SH SOLE NONE 0 0 49065 FMC CORP COM NEW COM NEW 302491303 420 3970 SH SOLE NONE 0 0 3970 Fox Factory Holding Corp COM 35138V102 493 6643 SH SOLE NONE 0 0 6643 FS KKR Capital Corp II COM 35952V303 156 10616 SH SOLE NONE 0 0 10616 Graco Inc COM 384109104 280 4578 SH SOLE NONE 0 0 4578 GRAPHIC PACKAGING HLDG CO COM COM 388689101 725 51475 SH SOLE NONE 0 0 51475 GROCERY OUTLET HLDG CORP COM COM 39874R101 434 11061 SH SOLE NONE 0 0 11061 Health Care Select Sector SPDR ETF SBI HEALTHCARE 81369Y209 697 6610 SH SOLE NONE 0 0 6610 HILTON WORLDWIDE HLDGS INC COM COM 43300A203 403 4730 SH SOLE NONE 0 0 4730 IAA INC COM COM 449253103 574 11038 SH SOLE NONE 0 0 11038 Incyte Corp COM 45337C102 244 2725 SH SOLE NONE 0 0 2725 Ingersoll-Rand PLC SHS G8994E103 290 2393 SH SOLE NONE 0 0 2393 Insperity Inc COM 45778Q107 379 5790 SH SOLE NONE 0 0 5790 Intel Corp COM 458140100 1260 24342 SH SOLE NONE 0 0 24342 Intercontinental Exchange Inc COM 45866F104 744 7442 SH SOLE NONE 0 0 7442 INTERCONTINENTAL HOTELS GROUP SPONSORED ADS SPONSORED ADS 45857P806 203 3875 SH SOLE NONE 0 0 3875 Invesco BulletShares 2020 Corporate Bond ETF BULSHS 2020 CB 46138J502 1502 70795 SH SOLE NONE 0 0 70795 INVESCO BULLETSHARES 2021 CORPORATE BOND ETF BULSHS 2021 CB 46138J700 928 43535 SH SOLE NONE 0 0 43535 INVESCO BULLETSHARES 2022 CORPORATE BOND ETF BULSHS 2022 CB 46138J882 701 32126 SH SOLE NONE 0 0 32126 INVESCO 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Koppers Holdings Inc COM 50060P106 763 36521 SH SOLE NONE 31016 0 5505 Littelfuse Inc COM 537008104 587 3312 SH SOLE NONE 0 0 3312 Lockheed Martin Corp COM 539830109 1126 2939 SH SOLE NONE 0 0 2939 Main Street Capital Corp COM 56035L104 599 20272 SH SOLE NONE 0 0 20272 MARTIN MARIETTA MATLS INC COM COM 573284106 207 883 SH SOLE NONE 0 0 883 Mastercard Inc A CL A 57636Q104 1992 5893 SH SOLE NONE 0 0 5893 McDonald's Corp COM 580135101 1317 6003 SH SOLE NONE 0 0 6003 Medtronic PLC SHS G5960L103 433 4170 SH SOLE NONE 0 0 4170 Merck & Co Inc COM 58933Y105 311 3751 SH SOLE NONE 0 0 3751 Micron Technology Inc COM 595112103 993 21152 SH SOLE NONE 0 0 21152 Microsoft Corp COM 594918104 4204 19990 SH SOLE NONE 0 0 19990 MILLER INDS INC TENN COM NEW COM NEW 600551204 404 13236 SH SOLE NONE 0 0 13236 Mondelez Intl A CL A 609207105 943 16422 SH SOLE NONE 0 0 16422 Monro Muffler Brakes Inc COM 610236101 359 8863 SH SOLE NONE 0 0 8863 Moody's Corporation COM 615369105 390 1346 SH SOLE NONE 0 0 1346 Netflix Inc COM 64110L106 746 1493 SH SOLE NONE 0 0 1493 Nike Inc B CL B 654106103 540 4305 SH SOLE NONE 0 0 4305 Novartis AG ADR SPONSORED ADR 66987V109 1163 13384 SH SOLE NONE 0 0 13384 Nutrien LTD COM 67077M108 765 19525 SH SOLE NONE 0 0 19525 Oasis Petroleum Inc COM 674215108 4 15250 SH SOLE NONE 0 0 15250 Ollies Bargain Outlet Hldgs Inc COM 681116109 417 4780 SH SOLE NONE 0 0 4780 Oshkosh Corp COM 688239201 659 8970 SH SOLE NONE 0 0 8970 Paychex Inc COM 704326107 218 2734 SH SOLE NONE 0 0 2734 PayPal Holdings Inc COM 70450Y103 1034 5250 SH SOLE NONE 0 0 5250 Pepsico Inc COM 713448108 449 3246 SH SOLE NONE 0 0 3246 Pfizer Inc COM 717081103 1226 33421 SH SOLE NONE 0 0 33421 Philip Morris International Inc COM 718172109 888 11849 SH SOLE NONE 0 0 11849 PIONEER NAT RES CO COM COM 723787107 497 5780 SH SOLE NONE 0 0 5780 PNC Financial Services Group Inc COM 693475105 2004 18241 SH SOLE NONE 0 0 18241 PowerShares DB Precious Metals ETF PRECIOUS METAL 46140H502 468 9129 SH SOLE NONE 0 0 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0 1897 Schlumberger LTD COM 806857108 237 15266 SH SOLE NONE 0 0 15266 Schwab Emerging Markets Equity ETF EMRG MKTEQ ETF 808524706 1037 38783 SH SOLE NONE 0 0 38783 Schwab Intermediate-Term US Treasury ETF INTRM TRM TRES 808524854 3016 51411 SH SOLE NONE 0 0 51411 Schwab International Equity ETF INTL EQTY ETF 808524805 1818 57911 SH SOLE NONE 0 0 57911 Schwab Short-Term US Treasury ETF SHT TM US TRES 808524862 14128 274340 SH SOLE NONE 0 0 274340 Schwab US Aggregate Bond ETF US AGGREGATE B 808524839 15507 276530 SH SOLE NONE 0 0 276530 Schwab US Broad Market ETF US BRD MKT ETF 808524102 8354 104900 SH SOLE NONE 0 0 104900 Schwab US Dividend Equity ETF US DIVIDEND EQ 808524797 3787 68482 SH SOLE NONE 0 0 68482 Schwab US Large-Cap ETF US LRG CAP ETF 808524201 16251 201556 SH SOLE NONE 0 0 201556 Schwab US Mid-Cap ETF US MID-CAP ETF 808524508 375 6762 SH SOLE NONE 0 0 6762 Schwab US Real Estate ETF US REIT ETF 808524847 767 21689 SH SOLE NONE 0 0 21689 Schwab US Small-Cap ETF US SML CAP ETF 808524607 1637 23966 SH SOLE NONE 0 0 23966 Schwab US TIPS ETF US TIPS ETF 808524870 1544 25053 SH SOLE NONE 0 0 25053 ServiceNow Inc COM 81762P102 595 1228 SH SOLE NONE 0 0 1228 ServiceSource International Inc COM 81763U100 20 14250 SH SOLE NONE 0 0 14250 Shopify Inc A CL A 82509L107 575 563 SH SOLE NONE 0 0 563 Simpson Manufacturing COM 829073105 644 6637 SH SOLE NONE 0 0 6637 Snap-on Inc COM 833034101 328 2231 SH SOLE NONE 0 0 2231 SPDR Dow Jones International Real Estate ETF DJ INTL RL ETF 78463X863 212 7148 SH SOLE NONE 0 0 7148 SPDR Gold Shares ETF GOLD SHS 78463V107 6944 39210 SH SOLE NONE 0 0 39210 SPDR S&P 500 ETF TR UNIT 78462F103 694 2073 SH SOLE NONE 0 0 2073 Starbucks Corp COM 855244109 1003 11684 SH SOLE NONE 0 0 11684 Stryker Corp COM 863667101 469 2253 SH SOLE NONE 0 0 2253 Sysco Corp COM 871829107 886 14247 SH SOLE NONE 0 0 14247 Technology Select Sector SPDR ETF TECHNOLOGY 81369Y803 5858 50198 SH SOLE NONE 0 0 50198 TELLURIAN INC NEW COM COM 87968A104 10 13196 SH SOLE NONE 0 0 13196 Tesla Inc COM 88160R101 1231 2870 SH SOLE NONE 0 0 2870 Texas Instruments Inc COM 882508104 241 1691 SH SOLE NONE 0 0 1691 The Home Depot Inc COM 437076102 1746 6288 SH SOLE NONE 0 0 6288 Thermo Fisher Scientific Inc COM 883556102 530 1201 SH SOLE NONE 0 0 1201 Total SA ADR SPONSORED ADS 89151E109 322 9414 SH SOLE NONE 0 0 9414 Tractor Supply Co COM 892356106 637 4448 SH SOLE NONE 0 0 4448 TRIMBLE INC COM COM 896239100 322 6618 SH SOLE NONE 0 0 6618 Unilever PLC ADR SPON ADR NEW 904767704 1270 20599 SH SOLE NONE 0 0 20599 Union Pacific Corp COM 907818108 320 1628 SH SOLE NONE 0 0 1628 Utilities Select Sector SPDR ETF SBI INT-UTILS 81369Y886 355 5980 SH SOLE NONE 0 0 5980 Vanguard Dividend Appreciation ETF DIV APP ETF 921908844 415 3225 SH SOLE NONE 0 0 3225 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 666 16285 SH SOLE NONE 0 0 16285 Vanguard FTSE Emerging Markets ETF FTSE EMR MKT ETF 922042858 1143 26437 SH SOLE NONE 0 0 26437 Vanguard FTSE Europe 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929160109 418 3085 SH SOLE NONE 0 0 3085 W.P. Carey Inc COM 92936U109 574 8811 SH SOLE NONE 0 0 8811 Wal-Mart Stores Inc COM 931142103 1395 9974 SH SOLE NONE 0 0 9974 Walt Disney Co COM DISNEY 254687106 249 2011 SH SOLE NONE 0 0 2011 Welltower Inc COM 95040Q104 237 4311 SH SOLE NONE 0 0 4311 Weyerhaeuser Co COM NEW 962166104 995 34912 SH SOLE NONE 0 0 34912