Chief Compliance Officer

0001606587-20-000021.txt : 20200114 0001606587-20-000021.hdr.sgml : 20200114 20200114131639 ACCESSION NUMBER: 0001606587-20-000021 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200114 DATE AS OF CHANGE: 20200114 EFFECTIVENESS DATE: 20200114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D.B. Root & Company, LLC CENTRAL INDEX KEY: 0001731717 IRS NUMBER: 821414976 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18659 FILM NUMBER: 20525598 BUSINESS ADDRESS: STREET 1: 436 SEVENTH AVENUE STREET 2: SUITE 2800 CITY: PITTSBURGH STATE: PA ZIP: 15219 BUSINESS PHONE: (412) 227-2835 MAIL ADDRESS: STREET 1: 436 SEVENTH AVENUE STREET 2: SUITE 2800 CITY: PITTSBURGH STATE: PA ZIP: 15219 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001731717 XXXXXXXX 12-31-2019 12-31-2019 false D.B. Root & Company, LLC

436 Seventh Avenue Suite 2800 Pittsburgh PA 15219

13F HOLDINGS REPORT 028-18659 N JODI LANDUCCI Chief Compliance Officer (412) 227-2800 JODI LANDUCCI Pittsburgh PA 01-13-2020 0 193 227043 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AbbVie Inc COM 00287Y109 1023 11564 SH SOLE NONE 0 0 11564 Activision Blizzard Inc COM 00507V109 745 12546 SH SOLE NONE 0 0 12546 ALCON INC ORD SHS ORD SHS H01301128 360 6376 SH SOLE NONE 0 0 6376 Alibaba Group Holding LTD ADR SPONSORED ADS 01609W102 854 4030 SH SOLE NONE 0 0 4030 Alphabet Inc A CAP STK CL A 02079K305 830 620 SH SOLE NONE 0 0 620 Alphabet Inc C CAP STK CL C 02079K107 560 419 SH SOLE NONE 0 0 419 Altria Group Inc COM 02209S103 916 18366 SH SOLE NONE 0 0 18366 Amazon.com Inc COM 023135106 1372 743 SH SOLE NONE 0 0 743 AmBev ADR SPONSORED ADR 02319V103 177 38115 SH SOLE NONE 0 0 38115 American Tower Corp COM 03027X100 625 2720 SH SOLE NONE 0 0 2720 Annaly Capital Management Inc COM 035710409 893 94848 SH SOLE NONE 0 0 94848 Apple Inc COM 037833100 3991 13592 SH SOLE NONE 0 0 13592 AT&T Inc COM 00206R102 1302 33333 SH SOLE NONE 0 0 33333 Automatic Data Processing Inc COM 053015103 3429 20115 SH SOLE NONE 0 0 20115 Bank of America Corp COM 060505104 208 5931 SH SOLE NONE 0 0 5931 Becton Dickinson & Co COM 075887109 1009 3713 SH SOLE NONE 0 0 3713 Berkshire Hathaway Inc A CL A 084670108 339 1 SH SOLE NONE 0 0 1 Berkshire Hathaway Inc B CL B NEW 084670702 2366 10446 SH SOLE NONE 0 0 10446 BHP Billiton LTD ADR SPONSORED ADS 088606108 1098 20074 SH SOLE NONE 0 0 20074 Biomarin Pharmaceutical Inc COM 09061G101 522 6184 SH SOLE NONE 0 0 6184 BlackRock Inc COM 09247X101 225 449 SH SOLE NONE 0 0 449 Boeing Co COM 097023105 1116 3427 SH SOLE NONE 0 0 3427 Booking Holdings Inc COM 09857L108 345 168 SH SOLE NONE 0 0 168 Bristol-Myers Squibb Co COM 110122108 1073 16724 SH SOLE NONE 0 0 16724 Broadridge Financial Solutions Inc COM 11133T103 395 3200 SH SOLE NONE 0 0 3200 C.H. Robinson Worldwide Inc COM NEW 12541W209 489 6256 SH SOLE NONE 0 0 6256 CBOE Global Markets Inc COM 12503M108 364 3040 SH SOLE NONE 0 0 3040 CDK Global Inc COM 12508E101 233 4266 SH SOLE NONE 0 0 4266 Chevron Corp COM 166764100 1121 9303 SH SOLE NONE 0 0 9303 Cintas Corp COM 172908105 594 2209 SH SOLE NONE 0 0 2209 Cisco Systems Inc COM 17275R102 1107 23092 SH SOLE NONE 0 0 23092 CME Group Inc A COM 12572Q105 358 1785 SH SOLE NONE 0 0 1785 Coca Cola Co COM 191216100 1845 33342 SH SOLE NONE 0 0 33342 COGNEX CORP COM COM 192422103 210 3765 SH SOLE NONE 0 0 3765 Corning Inc COM 219350105 845 29044 SH SOLE NONE 0 0 29044 Costco Wholesale Corp COM 22160K105 715 2435 SH SOLE NONE 0 0 2435 CVS Health Corp COM 126650100 1029 13864 SH SOLE NONE 0 0 13864 Diageo PLC ADR SPON ADR NEW 25243Q205 1076 6394 SH SOLE NONE 0 0 6394 Dicks Sporting Goods Inc COM 253393102 522 10554 SH SOLE NONE 0 0 10554 Dominion Energy Inc COM 25746U109 1328 16034 SH SOLE NONE 0 0 16034 DUKE ENERGY CORP NEW COM NEW COM NEW 26441C204 914 10025 SH SOLE NONE 0 0 10025 Dunkin Brands Group Inc COM 265504100 625 8287 SH SOLE NONE 0 0 8287 Eaton Corp PLC SHS G29183103 434 4589 SH SOLE NONE 0 0 4589 Electronic Arts Inc COM 285512109 521 4855 SH SOLE NONE 0 0 4855 Enbridge Inc COM 29250N105 528 13294 SH SOLE NONE 0 0 13294 Energy Select Sector SPDR ETF ENERGY 81369Y506 341 5682 SH SOLE NONE 0 0 5682 Equinix Inc COM 29444U700 598 1025 SH SOLE NONE 0 0 1025 Exxon Mobil Corp COM 30231G102 1357 19454 SH SOLE NONE 0 0 19454 Facebook Inc A CL A 30303M102 1804 8793 SH SOLE NONE 0 0 8793 Fidelity MSCI Financials ETF MSCI FINLS IDX 316092501 384 8665 SH SOLE NONE 0 0 8665 Financial Select Sector SPDR ETF SBI INT-FINL 81369Y605 1405 45656 SH SOLE NONE 0 0 45656 First Trust Health Care AlphaDEX ETF HLTH CARE ALPH 33734X143 249 2967 SH SOLE NONE 0 0 2967 First Trust Industrials/Producer Durables AlphaDEX ETF INDLS PROD DUR 33734X150 614 13624 SH SOLE NONE 0 0 13624 First Trust Technology AlphaDEX ETF TECH ALPHADEX 33734X176 658 9076 SH SOLE NONE 0 0 9076 First Trust Value Line Dividend ETF SHS 33734H106 1624 45077 SH SOLE NONE 0 0 45077 Fox Factory Holding Corp COM 35138V102 430 6192 SH SOLE NONE 0 0 6192 Gentherm Inc COM 37253A103 459 10353 SH SOLE NONE 0 0 10353 GRAPHIC PACKAGING HLDG CO COM COM 388689101 359 21595 SH SOLE NONE 0 0 21595 Halliburton Co COM 406216101 216 8843 SH SOLE NONE 0 0 8843 Health Care Select Sector SPDR ETF SBI HEALTHCARE 81369Y209 522 5133 SH SOLE NONE 0 0 5133 IAA INC COM COM 449253103 581 12365 SH SOLE NONE 0 0 12365 Incyte Corp COM 45337C102 244 2800 SH SOLE NONE 0 0 2800 Intel Corp COM 458140100 1421 23747 SH SOLE NONE 0 0 23747 Intercontinental Exchange Inc COM 45866F104 381 4125 SH SOLE NONE 0 0 4125 Invesco BulletShares 2020 Corporate Bond ETF BULSHS 2020 CB 46138J502 885 41586 SH SOLE NONE 0 0 41586 INVESCO BULLETSHARES 2021 CORPORATE BOND ETF BULSHS 2021 CB 46138J700 737 34721 SH SOLE NONE 0 0 34721 INVESCO BULLETSHARES 2022 CORPORATE BOND ETF BULSHS 2022 CB 46138J882 232 10814 SH SOLE NONE 0 0 10814 Invesco International Corporate Bond ETF INTL CORP BD 46138E636 202 7453 SH SOLE NONE 0 0 7453 Invesco PA Value Muni Income Trust COM 46132K109 140 10637 SH SOLE NONE 0 0 10637 Invesco S&P Mid-Cap Low Volatility ETF S&P MIDCP LOW 46138E198 397 7382 SH SOLE NONE 0 0 7382 iShares 20 Year Treasury Bond ETF 20 YR TR BD ETF 464287432 704 5200 SH SOLE NONE 0 0 5200 iShares 3-7 Treasury Bond ETF 3 7 YR TREAS BD 464288661 284 2265 SH SOLE NONE 0 0 2265 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 712 2202 SH SOLE NONE 0 0 2202 iShares Core US Aggregate Bond ETF CORE US AGGBD ET 464287226 870 7748 SH SOLE NONE 0 0 7748 iShares Emerging Markets Bond ETF JPMORGAN USD EMG 464288281 249 2180 SH SOLE NONE 0 0 2180 iShares Gold Trust ETF ISHARES 464285105 402 27756 SH SOLE NONE 0 0 27756 iShares Interest Rate Hedged Corporate Bond ETF INT RT HDG C B 46431W705 252 2629 SH SOLE NONE 0 0 2629 iShares International Select Dividend ETF INTL SEL DIV ETF 464288448 1166 34754 SH SOLE NONE 0 0 34754 iShares MSCI EAFE ETF MSCI EAFE ETF 464287465 516 7433 SH SOLE NONE 0 0 7433 iShares Russell 1000 Growth ETF RUS 1000 GRW ETF 464287614 2515 14301 SH SOLE NONE 0 0 14301 iShares Russell 1000 Value ETF RUS 1000 VAL ETF 464287598 491 3604 SH SOLE NONE 0 0 3604 iShares Russell 2000 ETF RUSSELL 2000 ETF 464287655 402 2432 SH SOLE NONE 0 0 2432 iShares Russell 2000 Growth ETF RUS 2000 GRW ETF 464287648 397 1857 SH SOLE NONE 0 0 1857 iShares S&P 500 Growth ETF S&P 500 GRWT ETF 464287309 415 2147 SH SOLE NONE 0 0 2147 iShares S&P 500 Value ETF S&P 500 VAL ETF 464287408 445 3420 SH SOLE NONE 0 0 3420 iShares S&P Mid-Cap 400 Value ETF S&P MC 400VL ETF 464287705 577 3385 SH SOLE NONE 0 0 3385 iShares S&P Small-Cap ETF CORE S&P SCP ETF 464287804 668 7976 SH SOLE NONE 0 0 7976 iShares US Real Estate ETF U.S. REAL ES ETF 464287739 528 5677 SH SOLE NONE 0 0 5677 J&J Snack Foods Corp COM 466032109 570 3094 SH SOLE NONE 0 0 3094 JM Smucker Co COM NEW 832696405 304 2925 SH SOLE NONE 0 0 2925 John Hancock Multifactor Energy ETF MLTFACTOR ENRG 47804J701 362 15306 SH SOLE NONE 0 0 15306 John Hancock Multifactor Healthcare ETF MULTIFACTOR HE 47804J503 476 12798 SH SOLE NONE 0 0 12798 Johnson & Johnson COM 478160104 2156 14785 SH SOLE NONE 0 0 14785 JP Morgan Chase & Co COM 46625H100 347 2494 SH SOLE NONE 0 0 2494 Koppers Holdings Inc COM 50060P106 1209 31637 SH SOLE NONE 26132 0 5505 Littelfuse Inc COM 537008104 592 3096 SH SOLE NONE 0 0 3096 Lockheed Martin Corp COM 539830109 1193 3065 SH SOLE NONE 0 0 3065 Lululemon Athletica Inc COM 550021109 1083 4675 SH SOLE NONE 0 0 4675 MAIN STREET CAPITAL CORP COM COM 56035L104 494 11466 SH SOLE NONE 0 0 11466 Mastercard Inc A CL A 57636Q104 1560 5227 SH SOLE NONE 0 0 5227 McDonald's Corp COM 580135101 1141 5774 SH SOLE NONE 0 0 5774 Medtronic PLC SHS G5960L103 1246 10990 SH SOLE NONE 0 0 10990 Merck & Co Inc COM 58933Y105 695 7652 SH SOLE NONE 0 0 7652 Micron Technology Inc COM 595112103 1225 22792 SH SOLE NONE 0 0 22792 Microsoft Corp COM 594918104 3488 22121 SH SOLE NONE 0 0 22121 MONDELEZ INTL INC CL A CL A 609207105 903 16396 SH SOLE NONE 0 0 16396 Monro Muffler Brakes Inc COM 610236101 648 8298 SH SOLE NONE 0 0 8298 Moody's Corporation COM 615369105 474 2000 SH SOLE NONE 0 0 2000 Netflix Inc COM 64110L106 518 1601 SH SOLE NONE 0 0 1601 Nike Inc B CL B 654106103 401 3959 SH SOLE NONE 0 0 3959 Novartis AG ADR SPONSORED ADR 66987V109 1294 13669 SH SOLE NONE 0 0 13669 Nutrien LTD COM 67077M108 791 16522 SH SOLE NONE 0 0 16522 NVIDIA Corp COM 67066G104 833 3541 SH SOLE NONE 0 0 3541 Oasis Petroleum Inc COM 674215108 36 11100 SH SOLE NONE 0 0 11100 Ollies Bargain Outlet Hldgs Inc COM 681116109 538 8250 SH SOLE NONE 0 0 8250 Oshkosh Corp COM 688239201 582 6150 SH SOLE NONE 0 0 6150 Palatin Technologies Inc COM PAR $ .01 696077403 9 12000 SH SOLE NONE 0 0 12000 Patrick Inds Inc COM 703343103 270 5156 SH SOLE NONE 0 0 5156 Paychex Inc COM 704326107 230 2714 SH SOLE NONE 0 0 2714 PayPal Holdings Inc COM 70450Y103 382 3534 SH SOLE NONE 0 0 3534 Pepsico Inc COM 713448108 847 6204 SH SOLE NONE 0 0 6204 Pfizer Inc COM 717081103 1342 34275 SH SOLE NONE 0 0 34275 Philip Morris International Inc COM 718172109 1017 11961 SH SOLE NONE 0 0 11961 PNC Financial Services Group Inc COM 693475105 2778 17407 SH SOLE NONE 0 0 17407 PowerShares DB Precious Metals ETF PRECIOUS METAL 46140H502 362 8705 SH SOLE NONE 0 0 8705 PowerShares QQQ ETF UNIT SER 1 46090E103 1143 5377 SH SOLE NONE 0 0 5377 PowerShares S&P 500 Low Volatility ETF S&P500 LOW VOL 46138E354 6041 103560 SH SOLE NONE 0 0 103560 PowerShares S&P 500 Quality ETF S&P500 QUALITY 46137V241 695 19011 SH SOLE NONE 0 0 19011 PPG Industries Inc COM 693506107 2171 16265 SH SOLE NONE 0 0 16265 Proto Labs Inc COM 743713109 523 5151 SH SOLE NONE 0 0 5151 Qualcomm Inc COM 747525103 1144 12975 SH SOLE NONE 0 0 12975 Raytheon Co COM NEW 755111507 931 4239 SH SOLE NONE 0 0 4239 Retail Properties of America CL A 76131V202 225 16837 SH SOLE NONE 0 0 16837 RH COM 74967X103 1118 5239 SH SOLE NONE 0 0 5239 RYANAIR HLDGS PLC SPONSORED ADS SPONSORED ADS 783513203 375 4285 SH SOLE NONE 0 0 4285 S&P GLOBAL INC COM COM 78409V104 453 1660 SH SOLE NONE 0 0 1660 SBA Communications Corp A CL A 78410G104 491 2040 SH SOLE NONE 0 0 2040 Schlumberger LTD COM 806857108 1317 32776 SH SOLE NONE 0 0 32776 Schwab Emerging Markets Equity ETF EMRG MKTEQ ETF 808524706 1097 40090 SH SOLE NONE 0 0 40090 Schwab Intermediate-Term US Treasury ETF INTRM TRM TRES 808524854 2266 41256 SH SOLE NONE 0 0 41256 Schwab International Equity ETF INTL EQTY ETF 808524805 2128 63285 SH SOLE NONE 0 0 63285 Schwab Short-Term US Treasury ETF SHT TM US TRES 808524862 13109 259699 SH SOLE NONE 0 0 259699 Schwab US Aggregate Bond ETF US AGGREGATE B 808524839 10653 199383 SH SOLE NONE 0 0 199383 Schwab US Broad Market ETF US BRD MKT ETF 808524102 7969 103657 SH SOLE NONE 0 0 103657 Schwab US Dividend Equity ETF US DIVIDEND EQ 808524797 4078 70407 SH SOLE NONE 0 0 70407 Schwab US Large-Cap ETF US LRG CAP ETF 808524201 15629 203481 SH SOLE NONE 0 0 203481 Schwab US Mid-Cap ETF US MID-CAP ETF 808524508 749 12458 SH SOLE NONE 0 0 12458 Schwab US Real Estate ETF US REIT ETF 808524847 978 21300 SH SOLE NONE 0 0 21300 Schwab US Small-Cap ETF US SML CAP ETF 808524607 1846 24410 SH SOLE NONE 0 0 24410 Schwab US TIPS ETF US TIPS ETF 808524870 644 11374 SH SOLE NONE 0 0 11374 SEA LTD SPONSORED ADS SPONSORED ADS 81141R100 221 5495 SH SOLE NONE 0 0 5495 Seattle Genetics Inc COM 812578102 324 2843 SH SOLE NONE 0 0 2843 ServiceNow Inc COM 81762P102 702 2490 SH SOLE NONE 0 0 2490 Simpson Manufacturing COM 829073105 498 6211 SH SOLE NONE 0 0 6211 Snap-on Inc COM 833034101 698 4125 SH SOLE NONE 0 0 4125 SONY CORP SPONSORED ADR SPONSORED ADR 835699307 826 12150 SH SOLE NONE 0 0 12150 SPDR Bloomberg Barclays Convertible Securities ETF BLMBRG BRC CNVRT 78464A359 749 13500 SH SOLE NONE 0 0 13500 SPDR Dow Jones International Real Estate ETF DJ INTL RL ETF 78463X863 269 6957 SH SOLE NONE 0 0 6957 SPDR Gold Shares ETF GOLD SHS 78463V107 3130 21907 SH SOLE NONE 0 0 21907 SPDR S&P 500 ETF TR UNIT 78462F103 673 2093 SH SOLE NONE 0 0 2093 Starbucks Corp COM 855244109 957 10891 SH SOLE NONE 0 0 10891 Stryker Corp COM 863667101 434 2072 SH SOLE NONE 0 0 2072 Sysco Corp COM 871829107 1206 14100 SH SOLE NONE 0 0 14100 Technology Select Sector SPDR ETF TECHNOLOGY 81369Y803 4492 49006 SH SOLE NONE 0 0 49006 Tesla Inc COM 88160R101 296 708 SH SOLE NONE 0 0 708 The Home Depot Inc COM 437076102 1284 5882 SH SOLE NONE 0 0 5882 Tractor Supply Co COM 892356106 578 6188 SH SOLE NONE 0 0 6188 Transocean LTD REG SHS H8817H100 79 11525 SH SOLE NONE 0 0 11525 Under Armour Inc C CL C 904311206 209 10913 SH SOLE NONE 0 0 10913 Unilever PLC ADR SPON ADR NEW 904767704 775 13557 SH SOLE NONE 0 0 13557 Union Pacific Corp COM 907818108 215 1191 SH SOLE NONE 0 0 1191 Utilities Select Sector SPDR ETF SBI INT-UTILS 81369Y886 1195 18504 SH SOLE NONE 0 0 18504 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 654 14850 SH SOLE NONE 0 0 14850 Vanguard FTSE Emerging Markets ETF FTSE EMR MKT ETF 922042858 1108 24935 SH SOLE NONE 0 0 24935 Vanguard FTSE Europe ETF FTSE EUROPE ETF 922042874 410 7012 SH SOLE NONE 0 0 7012 Vanguard FTSE Pacific ETF FTSE PACIFIC ETF 922042866 402 5786 SH SOLE NONE 0 0 5786 Vanguard Growth ETF GROWTH ETF 922908736 946 5197 SH SOLE NONE 0 0 5197 Vanguard High Dividend Yield Index HIGH DIV YLD 921946406 488 5215 SH SOLE NONE 0 0 5215 Vanguard Interm-Term Corp Bond ETF INT-TERM CORP 92206C870 1376 15074 SH SOLE NONE 0 0 15074 Vanguard REIT ETF REAL ESTATE ETF 922908553 256 2759 SH SOLE NONE 0 0 2759 Vanguard S&P 500 ETF S&P 500 ETF SHS 922908363 2458 8311 SH SOLE NONE 0 0 8311 Vanguard Short-Term Corporate Bond ETF SHRT TRM CORP BD 92206C409 2763 34104 SH SOLE NONE 0 0 34104 Vanguard Total Bond Market ETF TOTAL BND MRKT 921937835 2042 24358 SH SOLE NONE 0 0 24358 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 8006 48932 SH SOLE NONE 0 0 48932 Vanguard Value ETF VALUE ETF 922908744 778 6495 SH SOLE NONE 0 0 6495 Verizon Communications Inc COM 92343V104 1593 25957 SH SOLE NONE 4445 0 21512 Vertex Pharmaceuticals Inc COM 92532F100 301 1375 SH SOLE NONE 0 0 1375 Visa Inc A COM CL A 92826C839 1288 6859 SH SOLE NONE 0 0 6859 W.P. Carey Inc COM 92936U109 960 12000 SH SOLE NONE 0 0 12000 Wal-Mart Stores Inc COM 931142103 1166 9811 SH SOLE NONE 0 0 9811 Walt Disney Co COM DISNEY 254687106 316 2188 SH SOLE NONE 0 0 2188 Welltower Inc COM 95040Q104 342 4190 SH SOLE NONE 0 0 4190 Weyerhaeuser Co COM 962166104 947 31387 SH SOLE NONE 0 0 31387