Chief Compliance Officer

0001214659-19-005013.txt : 20190806 0001214659-19-005013.hdr.sgml : 20190806 20190806144049 ACCESSION NUMBER: 0001214659-19-005013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190806 DATE AS OF CHANGE: 20190806 EFFECTIVENESS DATE: 20190806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prime Capital Investment Advisors, LLC CENTRAL INDEX KEY: 0001731446 IRS NUMBER: 821364595 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18542 FILM NUMBER: 191001517 BUSINESS ADDRESS: STREET 1: 6201 COLLEGE BLVD. STREET 2: 7TH FLOOR CITY: OVERLAND PARK STATE: KS ZIP: 66211 BUSINESS PHONE: (913) 491-6226 MAIL ADDRESS: STREET 1: 6201 COLLEGE BLVD. STREET 2: 7TH FLOOR CITY: OVERLAND PARK STATE: KS ZIP: 66211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001731446 XXXXXXXX 06-30-2019 06-30-2019 false Prime Capital Investment Advisors, LLC

6201 College Blvd. 7th Floor Overland Park KS 66211

13F HOLDINGS REPORT 028-18542 N Anthony Woodard Chief Compliance Officer 913-491-6226 /s/ Anthony Woodard Overland Park KS 08-06-2019 0 357 548308 INFORMATION TABLE 2 infotable.xml ABB LTD SPONSORED ADR ADR 000375204 24 1200 SH SOLE 0 0 0 ALPS SECTOR DIVIDEND DOGS ETF ETF 00162Q858 3 67 SH SOLE 0 0 0 ALERIAN MLP ETF ETF 00162Q866 3178 322616 SH SOLE 0 0 0 AT&T INC COM Stock 00206R102 4585 136833 SH SOLE 0 0 0 ABBOTT LABS COM Stock 002824100 721 8568 SH SOLE 0 0 0 ABBVIE INC COM Stock 00287Y109 2712 37297 SH SOLE 0 0 0 ABERDEEN STANDARD PHYSICAL SILVER SHARES ETF ETF 003264108 15 1000 SH SOLE 0 0 0 ACTIVISION BLIZZARD INC COM Stock 00507V109 2578 54621 SH SOLE 0 0 0 ADOBE INC COM Stock 00724F101 1061 3600 SH SOLE 0 0 0 ADVANCED MICRO DEVICES INC COM Stock 007903107 1579 52000 SH SOLE 0 0 0 ALCOA CORP COM Stock 013872106 1927 82295 SH SOLE 0 0 0 ALEXION PHARMACEUTICALS INC COM Stock 015351109 72 550 SH SOLE 0 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 6 38 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 2416 2235 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A Stock 02079K305 2474 2285 SH SOLE 0 0 0 ALTRIA GROUP INC COM Stock 02209S103 178 3760 SH SOLE 0 0 0 AMAZON COM INC COM Stock 023135106 6130 3237 SH SOLE 0 0 0 AMEREN CORP COM Stock 023608102 125 1662 SH SOLE 0 0 0 AMERISOURCEBERGEN CORP COM Stock 03073E105 2 19 SH SOLE 0 0 0 AMERIGAS PARTNERS L P UNIT L P INT Stock 030975106 17 500 SH SOLE 0 0 0 AMGEN INC COM Stock 031162100 23 126 SH SOLE 0 0 0 APPLE INC COM Stock 037833100 7647 38637 SH SOLE 0 0 0 APPLIED MATLS INC COM Stock 038222105 2045 45535 SH SOLE 0 0 0 ARCONIC INC COM Stock 03965L100 1855 71832 SH SOLE 0 0 0 AURORA CANNABIS INC COM Stock 05156X108 8 987 SH SOLE 0 0 0 BB&T CORP COM Stock 054937107 12 250 SH SOLE 0 0 0 BP PLC SPONSORED ADR ADR 055622104 689 16524 SH SOLE 0 0 0 BANK AMER CORP COM Stock 060505104 5004 172561 SH SOLE 0 0 0 BANK NEW YORK MELLON CORP COM Stock 064058100 36 821 SH SOLE 0 0 0 BAUSCH HEALTH COS INC COM Stock 071734107 552 21870 SH SOLE 0 0 0 BECTON DICKINSON & CO COM Stock 075887109 88 350 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 801 3757 SH SOLE 0 0 0 BLACKROCK TAX MUNICPAL BD TR SHS CEF 09248X100 2271 95735 SH SOLE 0 0 0 BLACKROCK CAPITAL INVESTMENT C COM CEF 092533108 30 5000 SH SOLE 0 0 0 BLACKSTONE GROUP INC Stock 09260D107 80 1800 SH SOLE 0 0 0 BLOOM ENERGY CORP COM CL A Stock 093712107 15 1220 SH SOLE 0 0 0 BOEING CO COM Stock 097023105 2104 5779 SH SOLE 0 0 0 BOSTON BEER INC CL A Stock 100557107 113 300 SH SOLE 0 0 0 BRISTOL MYERS SQUIBB CO COM Stock 110122108 4268 94110 SH SOLE 0 0 0 BROADCOM INC COM Stock 11135F101 7 25 SH SOLE 0 0 0 CIGNA CORP NEW COM Stock 125523100 40 257 SH SOLE 0 0 0 CME GROUP INC COM CL A Stock 12572Q105 62 319 SH SOLE 0 0 0 CSX CORP COM Stock 126408103 87 1122 SH SOLE 0 0 0 CVS HEALTH CORP COM Stock 126650100 4684 85960 SH SOLE 0 0 0 CANADIAN NATL RY CO COM Stock 136375102 34 364 SH SOLE 0 0 0 CANOPY GROWTH CORP COM Stock 138035100 16 408 SH SOLE 0 0 0 CAPITOL FED FINL INC COM Stock 14057J101 25 1843 SH SOLE 0 0 0 CARBONITE INC COM Stock 141337105 20 750 SH SOLE 0 0 0 CARMAX INC COM Stock 143130102 116 1340 SH SOLE 0 0 0 CASEYS GEN STORES INC COM Stock 147528103 147 940 SH SOLE 0 0 0 CATERPILLAR INC DEL COM Stock 149123101 2547 18685 SH SOLE 0 0 0 CELGENE CORP COM Stock 151020104 55 600 SH SOLE 0 0 0 CERNER CORP COM Stock 156782104 59 800 SH SOLE 0 0 0 CHEVRON CORP NEW COM Stock 166764100 4800 38575 SH SOLE 0 0 0 CISCO SYS INC COM Stock 17275R102 2633 48116 SH SOLE 0 0 0 CITIGROUP INC COM NEW Stock 172967424 2701 38570 SH SOLE 0 0 0 CLEAN ENERGY FUELS CORP COM Stock 184499101 1 300 SH SOLE 0 0 0 CLOROX CO DEL COM Stock 189054109 314 2050 SH SOLE 0 0 0 COCA COLA CO COM Stock 191216100 46 905 SH SOLE 0 0 0 COLGATE PALMOLIVE CO COM Stock 194162103 204 2850 SH SOLE 0 0 0 COMCAST CORP NEW CL A Stock 20030N101 104 2470 SH SOLE 0 0 0 COMPASS MINERALS INTL INC COM Stock 20451N101 9 156 SH SOLE 0 0 0 COMSTOCK RES INC COM Stock 205768302 306 54880 SH SOLE 0 0 0 CONOCOPHILLIPS COM Stock 20825C104 5034 82525 SH SOLE 0 0 0 CONSTELLATION BRANDS INC CL A Stock 21036P108 1027 5217 SH SOLE 0 0 0 CORNERSTONE BLDG BRANDS INC COM Stock 21925D109 117 20000 SH SOLE 0 0 0 CORNING INC COM Stock 219350105 63 1900 SH SOLE 0 0 0 COSTCO WHSL CORP NEW COM Stock 22160K105 46 176 SH SOLE 0 0 0 COUSINS PPTYS INC COM NEW REIT 222795502 7 206 SH SOLE 0 0 0 CRACKER BARREL OLD CTRY STORE COM Stock 22410J106 9 50 SH SOLE 0 0 0 CREE INC COM Stock 225447101 20 350 SH SOLE 0 0 0 CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER Stock 226344208 2104 58830 SH SOLE 0 0 0 CUMMINS INC COM Stock 231021106 584 3408 SH SOLE 0 0 0 DNP SELECT INCOME FD COM CEF 23325P104 228 19300 SH SOLE 0 0 0 DARDEN RESTAURANTS INC COM Stock 237194105 2082 17100 SH SOLE 0 0 0 DEERE & CO COM Stock 244199105 1657 10000 SH SOLE 0 0 0 DESIGNER BRANDS INC CL A Stock 250565108 29 1500 SH SOLE 0 0 0 DEVON ENERGY CORP NEW COM Stock 25179M103 2299 80621 SH SOLE 0 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 7570 54214 SH SOLE 0 0 0 DOLLAR GEN CORP NEW COM Stock 256677105 81 600 SH SOLE 0 0 0 DOMINION ENERGY INC COM Stock 25746U109 77 1000 SH SOLE 0 0 0 DOW INC COM Stock 260557103 28 574 SH SOLE 0 0 0 DPW HLDGS INC COM NEW Stock 26140E501 0 500 SH SOLE 0 0 0 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 481 5449 SH SOLE 0 0 0 EPR PPTYS COM SH BEN INT REIT 26884U109 147 1965 SH SOLE 0 0 0 ETFMG PRIME CYBER SECURITY ETF ETF 26924G201 10 250 SH SOLE 0 0 0 ETFMG ALTERNATIVE HARVEST ETF ETF 26924G508 36 1132 SH SOLE 0 0 0 ECOLAB INC COM Stock 278865100 25 125 SH SOLE 0 0 0 ELECTRONIC ARTS INC COM Stock 285512109 28 275 SH SOLE 0 0 0 EMERSON ELEC CO COM Stock 291011104 1385 20765 SH SOLE 0 0 0 ENERGY TRANSFER LP COM UT LTD PTN Stock 29273V100 168 11917 SH SOLE 0 0 0 ENPHASE ENERGY INC COM Stock 29355A107 1 77 SH SOLE 0 0 0 EQUINIX INC COM REIT 29444U700 1516 3007 SH SOLE 0 0 0 EVOLUS INC COM Stock 30052C107 44 3000 SH SOLE 0 0 0 EXELON CORP COM Stock 30161N101 570 11890 SH SOLE 0 0 0 EXPEDIA GROUP INC COM NEW Stock 30212P303 3273 24600 SH SOLE 0 0 0 EXXON MOBIL CORP COM Stock 30231G102 5154 67260 SH SOLE 0 0 0 FS KKR CAPITAL CORP COM CEF 302635107 588 98668 SH SOLE 0 0 0 FACEBOOK INC CL A Stock 30303M102 3139 16264 SH SOLE 0 0 0 FEDEX CORP COM Stock 31428X106 102 620 SH SOLE 0 0 0 FERRELLGAS PARTNERS L.P. UNIT LTD PART Stock 315293100 25 26000 SH SOLE 0 0 0 FIRST SOLAR INC COM Stock 336433107 3646 55512 SH SOLE 0 0 0 FIRST TRUST DOW JONES INTERNET INDEX FUND ETF 33733E302 30 206 SH SOLE 0 0 0 FLEETCOR TECHNOLOGIES INC COM Stock 339041105 28 100 SH SOLE 0 0 0 FORD MTR CO DEL COM Stock 345370860 1765 172528 SH SOLE 0 0 0 FORMFACTOR INC COM Stock 346375108 24 1500 SH SOLE 0 0 0 FOX CORP CL A COM Stock 35137L105 1 15 SH SOLE 0 0 0 FREEPORT-MCMORAN INC CL B Stock 35671D857 1989 171300 SH SOLE 0 0 0 GENERAL DYNAMICS CORP COM Stock 369550108 120 660 SH SOLE 0 0 0 GENERAL ELECTRIC CO COM Stock 369604103 1974 187957 SH SOLE 0 0 0 GENERAL MTRS CO COM Stock 37045V100 71 1845 SH SOLE 0 0 0 GILEAD SCIENCES INC COM Stock 375558103 2379 35217 SH SOLE 0 0 0 GOLDMAN SACHS GROUP INC COM Stock 38141G104 1985 9700 SH SOLE 0 0 0 GRANITE PT MTG TR INC COM REIT 38741L107 0 1 SH SOLE 0 0 0 GUGGENHEIM STRATEGIC OPP FD COM SBI CEF 40167F101 2069 101027 SH SOLE 0 0 0 HCP INC COM REIT 40414L109 51 1596 SH SOLE 0 0 0 HALLIBURTON CO COM Stock 406216101 134 5890 SH SOLE 0 0 0 HERTZ GLOBAL HLDGS INC COM Stock 42806J106 1562 97864 SH SOLE 0 0 0 HOLLYFRONTIER CORP COM Stock 436106108 17 363 SH SOLE 0 0 0 HOME DEPOT INC COM Stock 437076102 463 2227 SH SOLE 0 0 0 HONEYWELL INTL INC COM Stock 438516106 667 3818 SH SOLE 0 0 0 HOOKER FURNITURE CORP COM Stock 439038100 41 2000 SH SOLE 0 0 0 HUNT J B TRANS SVCS INC COM Stock 445658107 82 900 SH SOLE 0 0 0 ILLINOIS TOOL WKS INC COM Stock 452308109 2 10 SH SOLE 0 0 0 IQ ARB GLOBAL RESOURCES ETF ETF 45409B883 1149 42100 SH SOLE 0 0 0 INGREDION INC COM Stock 457187102 25 300 SH SOLE 0 0 0 INTEL CORP COM Stock 458140100 3213 67122 SH SOLE 0 0 0 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 86 627 SH SOLE 0 0 0 INTL PAPER CO COM Stock 460146103 160 3700 SH SOLE 0 0 0 INVESCO QQQ TRUST ETF 46090E103 3788 20287 SH SOLE 0 0 0 INTUIT COM Stock 461202103 2718 10400 SH SOLE 0 0 0 INVESCO S&P 500 PURE VALUE ETF ETF 46137V258 65 1000 SH SOLE 0 0 0 INVESCO S&P 500 EQUAL WEIGHT UTILITIES ETF ETF 46137V274 1 6 SH SOLE 0 0 0 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 2496 23151 SH SOLE 0 0 0 INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF ETF 46137V563 91 5000 SH SOLE 0 0 0 INVESCO DYNAMIC MEDIA ETF ETF 46137V696 1 38 SH SOLE 0 0 0 INVESCO S&P HIGH INCOME INFRASTRUCTURE ETF ETF 46138E255 49 1850 SH SOLE 0 0 0 INVESCO FUNDAMENTAL HIGH YIELD CORPORATE BOND ETF ETF 46138E719 262 13819 SH SOLE 0 0 0 INVESCO SENIOR LOAN ETF ETF 46138G508 300 13218 SH SOLE 0 0 0 INVESCO DB US DOLLAR INDEX BULLISH FUND ETF 46141D203 130 4992 SH SOLE 0 0 0 IRON MTN INC NEW COM REIT 46284V101 31 1000 SH SOLE 0 0 0 ISHARES MORNINGSTAR LARGE-CAP GROWTH ETF ETF 464287119 1906 9937 SH SOLE 0 0 0 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF ETF 464287150 38133 572312 SH SOLE 0 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 11966 120189 SH SOLE 0 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 1002 3399 SH SOLE 0 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 30057 269936 SH SOLE 0 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 6469 150753 SH SOLE 0 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 5316 42747 SH SOLE 0 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 264 1475 SH SOLE 0 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 32 271 SH SOLE 0 0 0 ISHARES 7-10 YEAR TREASURY BOND ETF ETF 464287440 669 6081 SH SOLE 0 0 0 ISHARES MSCI EAFE ETF ETF 464287465 66 1006 SH SOLE 0 0 0 ISHARES RUSSELL MID-CAP ETF ETF 464287499 257 4600 SH SOLE 0 0 0 ISHARES S&P MIDCAP FUND ETF 464287507 441 2272 SH SOLE 0 0 0 ISHARES PHLX SOX SEMICONDUCTOR SECTOR INDEX FUND ETF 464287523 852 4297 SH SOLE 0 0 0 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 204 900 SH SOLE 0 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 865 5500 SH SOLE 0 0 0 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 2814 14009 SH SOLE 0 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 10933 70307 SH SOLE 0 0 0 ISHARES U.S. TECHNOLOGY ETF ETF 464287721 1191 6019 SH SOLE 0 0 0 ISHARES U.S. REAL ESTATE ETF ETF 464287739 2380 27258 SH SOLE 0 0 0 ISHARES S&P SMALL-CAP FUND ETF 464287804 120 1539 SH SOLE 0 0 0 ISHARES U.S. BASIC MATERIALS ETF ETF 464287838 57 600 SH SOLE 0 0 0 ISHARES MORNINGSTAR MID-CAP VALUE ETF ETF 464288406 366 2323 SH SOLE 0 0 0 ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 464288448 3090 100597 SH SOLE 0 0 0 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 464288513 4040 46343 SH SOLE 0 0 0 ISHARES PREFERRED AND INCOME SECURITIES ETF ETF 464288687 9624 261172 SH SOLE 0 0 0 ISHARES MORNINGSTAR SMALL-CAP VALUE ETF ETF 464288703 164 1200 SH SOLE 0 0 0 ISHARES U.S. AEROSPACE & DEFENSE ETF ETF 464288760 255 1189 SH SOLE 0 0 0 ISHARES MSCI USA ESG SELECT ETF ETF 464288802 22 182 SH SOLE 0 0 0 ISHARES GSCI COMMODITY-INDEXED TRUST ETF 46428R107 1368 87430 SH SOLE 0 0 0 ISHARES CORE HIGH DIVIDEND ETF ETF 46429B663 95 1000 SH SOLE 0 0 0 ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF ETF 46432F834 15870 270637 SH SOLE 0 0 0 ISHARES EXPONENTIAL TECHNOLOGIES ETF ETF 46434V381 11 274 SH SOLE 0 0 0 ISHARES LIQUIDITY INCOME ETF ETF 46434V878 600 11903 SH SOLE 0 0 0 ISHARES MSCI USA ESG OPTIMIZED ETF ETF 46435G425 198 3074 SH SOLE 0 0 0 ISHARES MSCI EAFE ESG SELECT ETF ETF 46435G516 74 1154 SH SOLE 0 0 0 ISHARES CORE INTERNATIONAL AGGREGATE BOND FUND ETF 46435G672 7317 134321 SH SOLE 0 0 0 ITERIS INC COM Stock 46564T107 21 4000 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 783 7003 SH SOLE 0 0 0 JOHNSON & JOHNSON COM Stock 478160104 462 3319 SH SOLE 0 0 0 KEYCORP NEW COM Stock 493267108 1396 78670 SH SOLE 0 0 0 KINDER MORGAN INC DEL COM Stock 49456B101 12 565 SH SOLE 0 0 0 KOHLS CORP COM Stock 500255104 6759 142154 SH SOLE 0 0 0 KRANESHARES CSI CHINA INTERNET ETF ETF 500767306 937 21315 SH SOLE 0 0 0 KRATOS DEFENSE & SEC SOLUTIONS COM NEW Stock 50077B207 46 2000 SH SOLE 0 0 0 LAM RESEARCH CORP COM Stock 512807108 2818 15004 SH SOLE 0 0 0 HARTFORD MULTIFACTOR GLOBAL SMALL CAP ETF ETF 518416508 1925 66085 SH SOLE 0 0 0 LOCKHEED MARTIN CORP COM Stock 539830109 310 852 SH SOLE 0 0 0 LOWES COS INC COM Stock 548661107 78 774 SH SOLE 0 0 0 LULULEMON ATHLETICA INC COM Stock 550021109 5194 28823 SH SOLE 0 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 64 1000 SH SOLE 0 0 0 MARATHON OIL CORP COM Stock 565849106 579 40752 SH SOLE 0 0 0 MASTERCARD INC CL A Stock 57636Q104 286 1080 SH SOLE 0 0 0 MASTERCRAFT BOAT HLDGS INC COM Stock 57637H103 22 1100 SH SOLE 0 0 0 MERCK & CO INC COM Stock 58933Y105 1340 15982 SH SOLE 0 0 0 MICROSOFT CORP COM Stock 594918104 3803 28392 SH SOLE 0 0 0 MICRON TECHNOLOGY INC COM Stock 595112103 2464 63850 SH SOLE 0 0 0 MICRON TECHNOLOGY INC COM Stock 595112103 23 600 SH Put SOLE 0 0 0 MITEK SYS INC COM NEW Stock 606710200 0 11 SH SOLE 0 0 0 MONDELEZ INTL INC CL A Stock 609207105 13 233 SH SOLE 0 0 0 MONSTER BEVERAGE CORP NEW COM Stock 61174X109 7 115 SH SOLE 0 0 0 MONTAGE RES CORP COM Stock 61179L100 65 10650 SH SOLE 0 0 0 NETFLIX INC COM Stock 64110L106 1181 3215 SH SOLE 0 0 0 NEW YORK MTG TR INC COM PAR $.02 REIT 649604501 81 13000 SH SOLE 0 0 0 NEXTERA ENERGY INC COM Stock 65339F101 41 200 SH SOLE 0 0 0 NIKE INC CL B Stock 654106103 21 250 SH SOLE 0 0 0 NORDSTROM INC COM Stock 655664100 19 600 SH SOLE 0 0 0 NOVARTIS A G SPONSORED ADR ADR 66987V109 49 536 SH SOLE 0 0 0 NUCOR CORP COM Stock 670346105 1960 35575 SH SOLE 0 0 0 NVIDIA CORP COM Stock 67066G104 1196 7282 SH SOLE 0 0 0 NVIDIA CORP COM Stock 67066G104 49 300 SH Put SOLE 0 0 0 O REILLY AUTOMOTIVE INC NEW COM Stock 67103H107 683 1850 SH SOLE 0 0 0 OCCIDENTAL PETE CORP COM Stock 674599105 691 13749 SH SOLE 0 0 0 ONEOK INC NEW COM Stock 682680103 3440 49986 SH SOLE 0 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 61 535 SH SOLE 0 0 0 PEPSICO INC COM Stock 713448108 13 101 SH SOLE 0 0 0 PFIZER INC COM Stock 717081103 25 575 SH SOLE 0 0 0 PFSWEB INC COM NEW Stock 717098206 8 2000 SH SOLE 0 0 0 PHILIP MORRIS INTL INC COM Stock 718172109 73 924 SH SOLE 0 0 0 PHILLIPS 66 COM Stock 718546104 190 2029 SH SOLE 0 0 0 PIEDMONT OFFICE REALTY TR INC COM CL A REIT 720190206 27 1370 SH SOLE 0 0 0 PIMCO MUN INCOME FD III COM CEF 72201A103 124 10000 SH SOLE 0 0 0 PIMCO CORPORATE & INCOME OPP F COM CEF 72201B101 18 1000 SH SOLE 0 0 0 PIMCO INCOME STRATEGY FUND COM CEF 72201H108 12 1000 SH SOLE 0 0 0 PINNACLE FINL PARTNERS INC COM Stock 72346Q104 68 1189 SH SOLE 0 0 0 PREFERRED APT CMNTYS INC COM REIT 74039L103 45 3000 SH SOLE 0 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 2655 24213 SH SOLE 0 0 0 PROGRESSIVE CORP OHIO COM Stock 743315103 121 1509 SH SOLE 0 0 0 PUBLIC SVC ENTERPRISE GRP INC COM Stock 744573106 90 1538 SH SOLE 0 0 0 RAYTHEON CO COM NEW Stock 755111507 2214 12731 SH SOLE 0 0 0 REALTY INCOME CORP COM REIT 756109104 51 737 SH SOLE 0 0 0 REAVES UTIL INCOME FD COM SH BEN INT CEF 756158101 3 93 SH SOLE 0 0 0 RENEWABLE ENERGY GROUP INC COM NEW Stock 75972A301 1 32 SH SOLE 0 0 0 REPUBLIC SVCS INC COM Stock 760759100 3 39 SH SOLE 0 0 0 ROKU INC COM CL A Stock 77543R102 236 2600 SH SOLE 0 0 0 SPDR S&P 500 ETF ETF 78462F103 129 439 SH SOLE 0 0 0 SPDR GOLD SHARES ETF 78463V107 2527 18974 SH SOLE 0 0 0 SPDR MSCI ACWI EX-US ETF ETF 78463X848 1556 42420 SH SOLE 0 0 0 SPDR S&P 600 SMALL CAP GROWTH ETF ETF 78464A201 1010 16576 SH SOLE 0 0 0 SPDR S&P 600 SMALL CAP VALUE ETF ETF 78464A300 4143 68276 SH SOLE 0 0 0 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 5095 96372 SH SOLE 0 0 0 SPDR S&P REGIONAL BANKING ETF ETF 78464A698 3 48 SH SOLE 0 0 0 SPDR S&P DIVIDEND ETF ETF 78464A763 303 3001 SH SOLE 0 0 0 SPDR S&P 400 MID CAP GROWTH ETF ETF 78464A821 8163 150383 SH SOLE 0 0 0 SPDR S&P 400 MID CAP VALUE ETF ETF 78464A839 7501 146018 SH SOLE 0 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF ETF 78467X109 53 200 SH SOLE 0 0 0 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 424 1195 SH SOLE 0 0 0 SPDR NUVEEN BLOOMBERG BARCLAYS MUNICIPAL BOND ETF ETF 78468R721 574 11443 SH SOLE 0 0 0 SPDR RUSSELL 1000 MOMENTUM FOCUS ETF ETF 78468R762 22 305 SH SOLE 0 0 0 SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETF ETF 78468R788 43 1132 SH SOLE 0 0 0 SPDR PORTFOLIO SMALL CAP ETF ETF 78468R853 558 18225 SH SOLE 0 0 0 SABRA HEALTH CARE REIT INC COM REIT 78573L106 28 1400 SH SOLE 0 0 0 SALESFORCE COM INC COM Stock 79466L302 2124 14000 SH SOLE 0 0 0 SCHLUMBERGER LTD COM Stock 806857108 2070 52084 SH SOLE 0 0 0 THE CHARLES SCHWAB CORPORATION COM Stock 808513105 90 2250 SH SOLE 0 0 0 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 2285 32404 SH SOLE 0 0 0 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 789 11237 SH SOLE 0 0 0 SCHWAB U.S. LARGE-CAP GROWTH ETF ETF 808524300 12219 146845 SH SOLE 0 0 0 SCHWAB U.S. LARGE-CAP VALUE ETF ETF 808524409 13053 232503 SH SOLE 0 0 0 SCHWAB U.S. MID-CAP ETF ETF 808524508 4584 80299 SH SOLE 0 0 0 SCHWAB U.S. SMALL-CAP ETF ETF 808524607 2940 41133 SH SOLE 0 0 0 SCHWAB EMERGING MARKETS EQUITY ETF ETF 808524706 12264 467378 SH SOLE 0 0 0 SCHWAB 1000 INDEX ETF ETF 808524722 3801 131660 SH SOLE 0 0 0 SCHWAB FUNDAMENTAL EMERGING MARKETS LARGE COMPANY INDEX ETF ETF 808524730 487 16931 SH SOLE 0 0 0 SCHWAB FUNDAMENTAL INTERNATIONAL SMALL COMPANY INDEX ETF ETF 808524748 87 2789 SH SOLE 0 0 0 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 20 376 SH SOLE 0 0 0 SCHWAB INTERNATIONAL EQUITY ETF ETF 808524805 23753 740215 SH SOLE 0 0 0 SCHWAB US AGGREGATE BOND ETF ETF 808524839 680 12823 SH SOLE 0 0 0 SCHWAB U.S. REIT ETF ETF 808524847 5890 132537 SH SOLE 0 0 0 SCHWAB SHORT-TERM U.S. TREASURY ETF ETF 808524862 12703 251095 SH SOLE 0 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 1283 22093 SH SOLE 0 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 7 109 SH SOLE 0 0 0 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 4530 164118 SH SOLE 0 0 0 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 67 856 SH SOLE 0 0 0 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 2529 42414 SH SOLE 0 0 0 SEMPRA ENERGY COM Stock 816851109 5240 38123 SH SOLE 0 0 0 SIMON PPTY GROUP INC NEW COM REIT 828806109 16 100 SH SOLE 0 0 0 SMUCKER J M CO COM NEW Stock 832696405 1825 15844 SH SOLE 0 0 0 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