0001209191-20-041243.txt : 20200706 0001209191-20-041243.hdr.sgml : 20200706 20200706191115 ACCESSION NUMBER: 0001209191-20-041243 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200701 FILED AS OF DATE: 20200706 DATE AS OF CHANGE: 20200706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pastorius Edward Wood JR CENTRAL INDEX KEY: 0001746057 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38594 FILM NUMBER: 201014787 MAIL ADDRESS: STREET 1: 530 CORONADO DRIVE CITY: SEDALIA STATE: CO ZIP: 80135 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tilray, Inc. CENTRAL INDEX KEY: 0001731348 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 MAUGHAN ROAD CITY: NANAIMO STATE: A1 ZIP: V9X 1J2 BUSINESS PHONE: 2064329325 MAIL ADDRESS: STREET 1: 1100 MAUGHAN ROAD CITY: NANAIMO STATE: A1 ZIP: V9X 1J2 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-07-01 0 0001731348 Tilray, Inc. TLRY 0001746057 Pastorius Edward Wood JR 1100 MAUGHAN ROAD NANAIMO A1 V9X IJ2 BRITISH COLUMBIA, CANADA 0 1 0 0 Chief Revenue Officer Class 2 Common Stock 2020-07-01 4 M 0 6250 A 101039 D Class 2 Common Stock 2020-07-01 4 F 0 1812 7.01 D 99227 D Class 2 Common Stock 2020-07-05 4 M 0 4693 5.2754 A 103920 D Class 2 Common Stock 2020-07-05 4 M 0 7822 3.1317 A 111742 D Class 2 Common Stock 49985 I By: Canna Enterprises, LLC Class 2 Common Stock 41015 I By: WP Investment Remainder Trust Restricted Stock Units 2020-07-01 4 M 0 6250 0.00 D 2020-07-01 Class 2 Common Stock 6250 12500 D Stock Option (Right to Buy) 5.2754 2020-07-05 4 M 0 4693 0.00 D 2028-04-13 Class 2 Common Stock 4693 11400 D Stock Option (Right to Buy) 3.1317 2020-07-05 4 M 0 7822 0.00 D 2027-03-30 Class 2 Common 7822 5589 D Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. The shares are held directly by Canna Enterprises, LLC. The Reporting Person is manager of Canna Enterprises, LLC and has voting and investment power with respect to the shares held by Canna Enterprises, LLC. The shares are held directly by WP Investment Remainder Trust. The Reporting Person is the trustee and beneficiary of WP Investment Remainder Trust and has voting and investment power with respect to the shares held by WP Investment Remainder Trust. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class 2 Common Stock. The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Date. 1/24th of the shares subject to the option became vested and exercisable on December 14, 2019 and 1/24th of the shares subject to the option shall vest monthly thereafter for so long as the Reporting Person provides continuous service to the Issuer. 1/12th of the shares subject to the option became vested and exercisable on December 14, 2019 and 1/12th of the shares subject to the option shall vest monthly thereafter for so long as the Reporting Person provides continuous service to the Issuer. /s/ Edward Pastorius Jr. 2020-07-06