0001179110-18-001885.txt : 20180209 0001179110-18-001885.hdr.sgml : 20180209 20180209160542 ACCESSION NUMBER: 0001179110-18-001885 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180208 FILED AS OF DATE: 20180209 DATE AS OF CHANGE: 20180209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morgan Thomas Duane CENTRAL INDEX KEY: 0001391130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 18591701 MAIL ADDRESS: STREET 1: 9800 RICHMOND AVE STREET 2: SUITE 305 CITY: HOUSTON STATE: TX ZIP: 77042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 2142385700 MAIL ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 4 1 edgar.xml FORM 4 - X0306 4 2018-02-08 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001391130 Morgan Thomas Duane C/O CAPITAL SOUTHWEST CORPORATION 5400 LYNDON B. JOHNSON FWY, SUITE 1300 DALLAS TX 75240 1 0 0 0 Common Stock 4395 D Common Stock 2018-02-08 4 P 0 3050 16.39 A 14937 I By Morgan Family Trust /s/ T. Duane Morgan 2018-02-09