0001179110-17-014140.txt : 20171114 0001179110-17-014140.hdr.sgml : 20171114 20171114184712 ACCESSION NUMBER: 0001179110-17-014140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171113 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLEY DOUGLAS M. CENTRAL INDEX KEY: 0001631632 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00061 FILM NUMBER: 171203424 MAIL ADDRESS: STREET 1: 5400 LBJ FREEWAY STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 2142385700 MAIL ADDRESS: STREET 1: 5400 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 4 1 edgar.xml FORM 4 - X0306 4 2017-11-13 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001631632 KELLEY DOUGLAS M. C/O CAPITAL SOUTHWEST CORPORATION 5400 LYNDON B. JOHNSON FWY, SUITE 1300 DALLAS TX 75240 0 1 0 0 Sr. VP, Managing Director Common Stock 2017-11-13 4 P 0 1500 16.9973 A 66135 D /s/ Douglas M. Kelley 2017-11-14